U.S. v. Wright

Decision Date30 July 1980
Docket NumberNo. 79-2982,79-2982
Citation622 F.2d 792
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Alvin Bernardo WRIGHT, Defendant-Appellant. Summary Calendar. *
CourtU.S. Court of Appeals — Fifth Circuit

J. Richard Young, Asst. Federal Public Defender, Atlanta, Ga., for defendant-appellant.

Howard J. Weintraub, Asst. U. S. Atty., Atlanta, Ga., for plaintiff-appellee.

Appeal from the United States District Court for the Northern District of Georgia.

Before BROWN, TJOFLAT and FRANK M. JOHNSON, Jr., Circuit Judges.

JOHN R. BROWN, Circuit Judge:

Appellant, Alvin Bernardo Wright, appeals a District Court ruling denying his motion to dismiss on double jeopardy grounds the indictment against him after a mistrial was declared due to a deadlocked jury. We affirm.

Wright was tried before a jury on the charges of murder of a fellow inmate at the United States Penitentiary in Atlanta, Georgia, in violation of 18 U.S.C.A. § 1111, and conveyance of a weapon in violation of 18 U.S.C.A. § 1792. After five days of trial, almost two and a half days of jury deliberation, with the giving of a modified Allen 1 charge and repeat motions by Wright for a mistrial due the Trial Judge declared a mistrial due to the deadlocked jury.

Before the second trial was to begin, Wright moved to dismiss the indictment on the grounds that a retrial would cause him to be placed in jeopardy twice. He contended that he had been forced to move for a mistrial because of prosecutorial misconduct. Alternatively, Wright requested dismissal of the indictment directly because of the prosecutorial misconduct which denied him a fair trial.

According to Wright, the Government engaged in the following conduct which amounted to prosecutorial overreaching: (1) the loss of a photospread shown to one of the witnesses who identified Wright as the assailant, (2) nondisclosure of the name of a witness who could have testified that Wright was taking a shower at the time of the murder, (3) nondisclosure of prison basketball records which would have shown that Wright was not playing basketball with the victim immediately before the murder, (4) nondisclosure of the impeachable character of a key Government witness, (5) introduction of contradictory testimony that another key Government witness was in two different places at the time of the murder and (6) improper statements to the jury during trial and at closing argument.

The District Court denied the motion to dismiss the indictment, holding that a retrial after the declaration of a mistrial because of a deadlocked jury did not create double jeopardy. Alternatively, assuming the Court had authority to dismiss the indictment on grounds of prosecutorial misconduct, the District Court found that no such misconduct occurred. Wright now appeals this ruling.

I. Appealability

In Abney v. United States, 431 U.S. 651, 97 S.Ct. 2034, 52 L.Ed.2d 651 (1977), the Supreme Court held that a District Court's denial of a motion to dismiss an indictment on grounds of double jeopardy was an appealable "final order" within the meaning of 28 U.S.C.A. § 1291, as that definition has been broadened through the "collateral order" exception to the final judgment rule created in Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). Therefore, the denial of Wright's motion to dismiss the indictment and the issue of prosecutorial overreaching, inasmuch as it relates to the double jeopardy question, are reviewable by this Court. 2

Implicit in Wright's appeal, however, is the assertion of error in the District Court's failure to dismiss the indictment as a direct result of prosecutorial overreaching, separate and apart from the double jeopardy claim. In Abney, the Supreme Court specifically addressed the issue of the appealability of claims other than those based on double jeopardy, contained in a defendant's motion to dismiss an indictment:

In determining that the courts of appeals may exercise jurisdiction over an appeal from a pretrial order denying a motion to dismiss an indictment on double jeopardy grounds, we, of course, do not hold that other claims contained in the motion to dismiss are immediately appealable as well. Our conclusion that a defendant may seek immediate appellate review of a district court's rejection of his double jeopardy claim is based on the special considerations permeating claims of that nature which justify a departure from the normal rule of finality. Quite obviously, such considerations do not extend beyond the claim of former jeopardy and encompass other claims presented to, and rejected by, the district court in passing on the accused's motion to dismiss. Rather, such claims are appealable if, and only if, they too fall within Cohen's collateral-order exception to the final-judgment rule. Any other rule would encourage criminal defendants to seek review of, or assert frivolous double jeopardy claims in order to bring more serious, but otherwise nonappealable questions to the attention of the courts of appeals prior to conviction and sentence. (Citation omitted).

431 U.S. at 662-63, 97 S.Ct. at 2043, 52 L.Ed.2d at 662.

Collateral orders, appealable under § 1291, are very few in number. As defined in Cohen, supra, they must "finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to be denied review and too independent of the cause itself to require that appellate consideration be deferred until the whole case is adjudicated. 337 U.S. at 546, 69 S.Ct. at 1225, 93 L.Ed. at 1536. None of Wright's specific claims of governmental misconduct fall within the Cohen "collateral order" exception because they will either be resolved or cured at the upcoming trial and effectively reviewed by us on appeal from any such conviction. Thus these claims, in their own right, are not appealable now.

II. Mistrial And Double Jeopardy

We now turn to Wright's primary argument on appeal that after the declaration of mistrial because of the deadlocked jury, the District Court should have dismissed the indictment on double jeopardy grounds. As a general rule, the genuine inability of a jury to agree on a verdict provides "manifest necessity" for discharge and a mistrial due to a deadlocked jury does not bar reprosecution. United States v. Perez, 22 U.S. (9 Wheat.) 579, 6 L.Ed. 165 (1824). It is clear in this case that the declaration of mistrial was proper and necessary. The jury had deliberated for two and a half days and was hopelessly deadlocked.

Another general rule is that a mistrial granted upon a defendant's request or with his approval also does not bar reprosecution. When a defendant moves for or approves of a mistrial, he exercises his control over his prosecution and makes a choice between taking a flawed case to the jury or risking retrial. See United States v. Dinitz, 424 U.S. 600, 607-08, 96 S.Ct. 1075, 1080, 47 L.Ed.2d 267, 273-74 (1976); United States v. Jorn, 400 U.S. 470, 484-85, 91 S.Ct. 547, 556-557, 27 L.Ed.2d 543, 556-57 (1971).

An exception to this rule has been created for situations in which the defendant's motion for mistrial is not an exercise of his discretion, but is involuntary due to prosecutorial overreaching.

The Double Jeopardy Clause does protect a defendant against governmental actions intended to provoke mistrial requests and thereby to subject defendants to the substantial burdens imposed by multiple prosecutions. It bars retrials where "bad-faith conduct by judge or prosecutor,"

threatens the "(h)arassment of an accused by successive prosecutions or declaration of a mistrial so as to afford the prosecution a more...

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