United States v. Ballentine

Citation410 F.2d 375
Decision Date30 April 1969
Docket NumberNo. 476,Docket 33162.,476
PartiesUNITED STATES of America, Appellee, v. James BALLENTINE, Appellant.
CourtUnited States Courts of Appeals. United States Court of Appeals (2nd Circuit)

Phylis Skloot Bamberger, New York City (Milton Adler, New York City), for appellant.

Ross Sandler, Asst. U. S. Atty. (Robert M. Morgenthau, U. S. Atty. for the Southern District of New York, Charles P. Sifton, Asst. U. S. Atty., of counsel), for appellee.

Before KAUFMAN, HAYS and FEINBERG, Circuit Judges.

HAYS, Circuit Judge:

Appellant and a codefendant, Floyd Heyward, were indicted for violating the federal narcotics laws, 21 U.S.C. §§ 173 and 174 (1964). Heyward pleaded guilty before trial; appellant pleaded not guilty and was tried before a jury which returned a verdict of guilty. Appellant was sentenced as a second felony offender to a 10-year term of imprisonment. He appeals from the judgment of conviction. We affirm.

After the government had completed the presentation of its direct case, appellant called as his only witness the codefendant, Heyward. Heyward testified concerning the circumstances of the commission of the crime and of his arrest and admitted his guilt, but entirely exculpated appellant. On cross-examination the government questioned Heyward about a statement he had made to an Assistant United States Attorney after his arrest, in which he had inculpated appellant, naming him as the source of the narcotics illegally in Heyward's possession when he was arrested. Heyward admitted to having made a statement to the Assistant but denied having named appellant as the source of the narcotics, asserting that the inculpatory statement had been made by the Assistant and wrongly attributed to him.

In rebuttal the government called as a witness the Assistant United States Attorney to whom Heyward had given the statement. The Assistant testified that he remembered having interviewed Heyward and that Heyward had told him that he had obtained the narcotics from appellant. The question-and-answer sheet on which the Assistant had recorded Heyward's statement, but which Heyward had not signed, was then admitted into evidence over the objection of appellant's counsel.

Appellant's initial contention is that the government's use of Heyward's out-of-court statement violated appellant's Sixth Amendment right to confront the witnesses against him and his Fourteenth Amendment right to a fair trial. He argues that Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968), and Roberts v. Russell, 392 U.S. 293, 88 S.Ct. 1921, 20 L.Ed.2d 1100 (1968), prohibit any use by the prosecution of a codefendant's out-of-court statement inculpating the defendant unless the codefendant can be cross-examined by the defendant. In Bruton the Court reversed the conviction of a defendant where the trial court had admitted the incriminating out-of-court confession of a codefendant who did not take the stand and who was thus not available for examination.

This case is significantly different. The right of confrontation was satisfied when Heyward appeared as a witness and was examined by appellant's counsel.1

Douglas v. Alabama, 380 U.S. 415, 85 S.Ct. 1074, 13 L.Ed.2d 934 (1965), is not apposite. There the trial court admitted the incriminating out-of-court statement of a codefendant who took the stand, but the codefendant invoked the privilege against self-incrimination and refused to testify about the crime or the alleged confession. In the present case Heyward submitted to examination concerning the crime, and denied having incriminated appellant in his out-of-court statement.

If appellant had not called Heyward as his witness the inculpatory out-of-court statement would not have been admissible. Bruton v. United States, supra. Having called him, he cannot now object to the use of his confession for the purpose of impeachment.2 "To...

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  • United States ex rel. Pugach v. Mancusi, 67 Civ. 4844
    • United States
    • U.S. District Court — Southern District of New York
    • March 12, 1970
    ...circumstances that the logic of Bruton is inapplicable when an opportunity for cross-examination exists. See, e. g., United States v. Ballentine, 410 F.2d 375 (2d Cir. 1969); United States v. Catino, 403 F.2d 491, 496 (2d Cir. 1968); United States v. Hoffa, 402 F.2d 380, 387 (7th Cir. 1968)......
  • U.S. v. Brown, s. 81
    • United States
    • United States Courts of Appeals. United States Court of Appeals (2nd Circuit)
    • January 24, 1983
    ...Scoy, 654 F.2d 257, 266 (3d Cir.), cert. denied, 454 U.S. 1126, 102 S.Ct. 977, 71 L.Ed.2d 114 (1981). See also United States v. Ballentine, 410 F.2d 375, 377 n. 2 (2d Cir.1969), cert. denied, 397 U.S. 928, 90 S.Ct. 935, 25 L.Ed.2d 107 (1970). My colleagues overturn Bishop's conviction on th......
  • U.S. v. Bermudez
    • United States
    • United States Courts of Appeals. United States Court of Appeals (2nd Circuit)
    • November 6, 1975
    ...not charged in the indictment not plain error). See also United States v. Blount, 479 F.2d 650, 651 (6th Cir. 1973); United States v. Ballentine, 410 F.2d 375 (2d Cir. 1969), cert. denied, 397 U.S. 928, 90 S.Ct. 935, 25 L.Ed.2d 107 (1970); United States v. Cifarelli, 401 F.2d 512, 514 (2d C......
  • Rado v. State of Conn.
    • United States
    • United States Courts of Appeals. United States Court of Appeals (2nd Circuit)
    • October 3, 1979
    ...to testify as to the underlying facts. Whether the declarant (1) denies having made the extrajudicial statement, United States v. Ballentine, 410 F.2d 375, 376-77 (2d Cir. 1969), Cert. denied, 397 U.S. 928, 90 S.Ct. 935, 25 L.Ed.2d 107 (1970); United States v. Peterson, 435 F.2d 192, 195-96......
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