United States v. Greenberg, 10336.

• Decision Date: 15 November 1951
• Docket Number: No. 10336.,10336.
• Parties: UNITED STATES v. GREENBERG.
• Court: U.S. Court of Appeals — Third Circuit

192 F.2d 201 (1951)

UNITED STATES v. GREENBERG.

No. 10336.

United States Court of Appeals, Third Circuit.

Reargued October 15, 1951.

Decided November 15, 1951.

Writ of Certiorari Granted January 28, 1952.

Jacob Kossman, Philadelphia, Pa., for appellant.

Max H. Goldschein, Philadelphia, Pa., for appellee.

Before MARIS, GOODRICH and KALODNER, Circuit Judges.

Writ of Certiorari Granted January 28, 1952. See 72 S.Ct. 365.

MARIS, Circuit Judge.

This court in an opinion filed February 8, 1951, 187 F.2d 35, affirmed the conviction of Irving Greenberg for contempt of court in refusing to obey an order of the district court to answer certain questions propounded to him before a grand jury. The issue involved was whether Greenberg should have been accorded the constitutional privilege which he claimed against answering the questions. The facts are fully set out in our prior opinion and therefore need not be detailed here. On a petition for a writ of certiorari to the Supreme Court, that court¹ vacated the judgment of this court and remanded the case to us for reconsideration in the light of the decision in Hoffman v. United States, 1951, 341 U.S. 479, 71 S.Ct. 814, 817, 95 L.Ed. 1118.

The case has been reargued and fully reconsidered. We are satisfied nonetheless that our prior decision was right, that the ruling in the Hoffman case has not impaired it and that it should stand.

The facts of the two cases are similar in that both Hoffman and Greenberg were called before the same grand jury and refused to give answers to questions as to the nature of their respective businesses. But here the similarity ends. In the Hoffman case the setting of the controversy with respect to Hoffman's refusal to disclose his business indicated that he had been publicly charged with being a known underworld character and a racketeer with a twenty-year police record including a prison sentence on a narcotics charge and that while waiting to testify before the grand jury he had been photographed with the head of the local federal Bureau of Narcotics. This background had not been before the district judge when he convicted and sentenced Hoffman but first came into the case after appeal on a petition to the district court for reconsideration of allowance of bail. The majority of this court, while conceding that these facts "would rather clearly be adequate to establish circumstantially the likelihood that appellant's assertion of fear of incrimination was not mere contumacy", held that since they were not before the district judge when he convicted and sentenced the defendant, they could not affect the validity of that conviction which was accordingly affirmed. 185 F.2d 617.

The Supreme Court, however, took the view that this court should have considered "in connection with the business questions, that the chief occupation of some persons involves evasion of federal criminal laws, and that truthful answers by petitioner to these questions might have disclosed that he was engaged in such proscribed activity." It also concluded that the petition for consideration of allowance of bail pending appeal was in reality an application to the district court to vacate the contempt order on constitutional grounds and that it should have been considered by this court in determining whether the district court erred in denying Hoffman's claim of privilege. It will thus be seen that the whole setting of the Hoffman case raised the strong suspicion that he might be engaged in the narcotics business, a business with respect to which he was entitiled to claim his constitutional privilege against incrimination since engaging in it would have necessarily involved the violation of federal law.

The setting and background of Greenberg's...