United States v. Harris

• Decision Date: 27 November 1970
• Docket Number: No. 23254.,23254.
• Citation: 437 F.2d 686,141 US App. DC 253
• Parties: UNITED STATES of America v. Gregory L. HARRIS, Appellant.
• Court: U.S. Court of Appeals — District of Columbia Circuit

141 US App. DC 253, 437 F.2d 686 (1970)

UNITED STATES of America v. Gregory L. HARRIS, Appellant.

No. 23254.

United States Court of Appeals, District of Columbia Circuit.

Argued September 18, 1970.

Decided November 27, 1970.

Mr. Robert F. Sagle, Washington, D. C. (appointed by this Court) for appellant.

Mr. Robert J. Higgins, Asst. U. S. Atty., with whom Messrs. Thomas A. Flannery, U. S. Atty., John A. Terry and David C. Woll, Asst. U. S. Attys., were on the brief, for appellee.

Before MacKINNON and WILKEY, Circuit Judges, and CHRISTENSEN,^* U. S. District Judge, District of Utah.

CHRISTENSEN, District Judge:

Appellant Harris was found guilty by jury verdict and sentenced on two counts of armed robbery and eleven counts of assault with a dangerous weapon. He was indicted with five other persons following the robbery of a Sears, Roebuck & Co. branch store in the northeast section of the District. He seeks reversal of his conviction claiming that his in-court identification by a government witness was tainted by an improper line-up identification, that hearsay testimony impermissibly undermined his defense of alibi, and that he was prejudiced by comments of the trial court to the jury concerning two defendants who had entered pleas of guilty during the trial.

The record is somewhat complicated as it touches upon all of the parties and issues initially undertaken. Details to the extent deemed necessary will be referred to in the discussion of each point, but the background facts essential to an understanding of any focused discussion are these:

The holdup in question occurred at about 2:00 p. m. on September 26, 1968, when four armed men entered the store. While one remained inside the door at the top of some steps and covered several employees with his gun, the other three descended the steps, spread out, and through threats to employees of the store rifled two cash registers. After rejoining the fourth on the steps, they backed out of the store with $312 from the registers.

Even before the men left the police had been contacted by one of the employees. In addition, James Mahoney, another employee, followed the gunmen from the store and observed several men speeding away in a Chevrolet. It may be inferred that they were the robbers, or some of them, although Mahoney did not identify them in the car. The details of the subsequent chase by Mahoney and another employee, and an independent pursuit by a special policeman, need not be recounted. It is enough to note that the Chevrolet was found with its passenger door open against a curb. Four men were seen to proceed rapidly from the vicinity into an apartment building. Two men shortly afterwards came down the stairs to the apartments and were immediately arrested at the entrance to the building. They were later identified as Harry Brown and Lauren Wood. Neither of the latter carried a gun or money at the time of his arrest.

In seeking entrance to a third floor apartment in the vicinity of which the men had been seen, by means of a key supplied by a custodian, the police were impeded because the door had been chained. Looking past the door, however, they saw occupants running to the rear of the apartment. The door was then kicked in and the apartment searched. In a children's bedroom they found Rowan Pinkett, the lessee of the apartment, seated on a chest of drawers, and the appellant Harris lying on a bed. Samuel Savage was hiding in a closet in the same bedroom. Across the hall in the master bedroom the police found Clifton Jones, and in another closet, Walter Fleming. Three operable guns, two of them loaded and one bearing Fleming's fingerprints, were found. Money discovered in the apartment by the police, some secreted in a tennis racket, totaled $285. All five men in the apartment were arrested and taken to the Robbery Squad office along with Brown and Wood.

A few hours after the holdup the witnesses to the robbery were brought to the Robbery Squad office. After some delay a Legal Aid attorney arrived to represent the defendants. A line-up identification followed at which several of the suspects were identified by various witnesses. James Mahoney was the only one to positively identify the appellant as one of the robbers. Only the seven suspects were in the line-up, and it was common knowledge among the witnesses that they were the ones under arrest in connection with the case. Brown, Wood, Jones, Savage, Fleming and appellant Harris were later charged with the commission of related offenses.

Prior to the trial the government dismissed its case against Jones, and after the swearing of the jury Fleming and Savage elected to plead guilty. The jury acquitted Wood and Brown while convicting the appellant, Harris. The government's successful case against him was based significantly upon his in-court identification by Mahoney and the circumstances of his apprehension immediately following the robbery, together with other suspects, in the apartment of Pinkett.

First, appellant says that "it was prejudicial error for the court to permit the only witness who placed the defendant at the robbery to make an in-court identification where the government did not establish by clear and convincing evidence that such identification was based upon observations of the defendant untainted by the improper lineup identification."

The trial court was observant of the procedure taught by Clemons v. United States, 133 U.S.App.D.C. 27, 408 F.2d 1230 (1968), cert. denied, 394 U.S. 964, 89 S.Ct. 1318, 22 L.Ed.2d 567 (1969). On facts elicited out of the presence of the jury it ruled that the line-up identification was unduly suggestive because only the seven suspects were presented for possible identification. Having found this a violation of due process, the court considered whether the tendered in-court identifications had an untainted and independent source and thus were admissible. Under this test it concluded that some were not but that Mahoney's in-court identification of appellant was admissible. The court nonetheless did not preclude appellant from bringing out circumstances in the pre-trial confrontation which could have affected the weight the jury accorded the in-court identification.

Given a line-up adjudged by the trial court to be illegal, it was incumbent upon the government to establish by clear and convincing evidence that the in-court identification was based upon observation of the suspect other than at the line-up identification. United States v. Wade, 388 U.S. 218, 240, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967); Hawkins v. United States, 137 U.S.App.D.C. 103, 420 F.2d 1306 (1969). The on-the-scene observation by Mahoney was based upon substantial opportunity for observation, and the testimony concerning the resulting identification was unequivocal. In addition, the lineup was arranged within hours after the robbery and there is nothing to suggest that it was a significant factor for the in-court identification, or that both the in-court and line-up identifications were not the result of the on-the-scene observation. Mahoney testified that he was positive appellant was the gunman who remained at the top of the stairs, that the latter's image had remained in his mind, that he based his identification upon his observation at the time of the holdup, and that while he had identified the same suspect at the line-up, he would have been able to make the in-court identification had he not attended the line-up. We are of the opinion that the evidence was sufficient to establish an independent, untainted source.

There is nothing to suggest that the court did not properly measure the burden of proof and all relevant factors. In the absence of an indication to the contrary, there is a presumption that the trial judge knew the proper standard to apply and applied it. Hightower v. United States, 117 U.S.App.D. C. 43, 325 F.2d 616 (1963), cert. denied, 384 U.S. 994, 86 S.Ct. 1903, 16 L.Ed.2d 1009 (1966). The absence of formal findings on each point of inquiry does not militate against its conclusion. Hawkins v. United States, 137 U.S.App.D.C. 103, 420 F.2d 1306 (1969), supra.

We conclude that the trial court did not err in determining that the in-court identification by Mahoney had a source independent from the line-up and in receiving it in evidence before the jury.¹ Coleman v. Alabama, 399 U.S. 1, 90 S.Ct. 1999, 26 L.Ed.2d 387 (1970); United States v. Wade, 388 U.S. 218, 87 S.Ct. 1926, 18 L.Ed.2d 1149 (1967), supra; United States v. Terry, 137 U.S.App.D. C. 267, 422 F.2d 704 (1970); Clemons v. United States, 133 U.S.App.D.C. 27, 408 F.2d 1230, cert. denied, 394 U.S. 964, 89 S.Ct. 1318, 22 L.Ed.2d 567 (1969), supra; Hawkins v. United States, 137 U. S.App.D.C. 103, 420 F.2d 1306 (1969), supra; Gregory v. United States, 133 U.S.App.D.C. 317, 410 F.2d 1016, cert. denied, 396 U.S. 865, 90 S.Ct. 143, 24 L. Ed.2d 119 (1969). Cf. Russell v. United States, 133 U.S.App.D.C. 77, 408 F.2d 1280, cert. denied, 395 U.S. 928, 89 S.Ct. 1786, 23 L.Ed.2d 245 (1969).

Appellant next asserts that, notwithstanding the absence of any objection at the trial, the receipt in evidence of a hearsay declaration by the apartment lessee, Pinkett, to Detective Carpenter was fundamental error which should be noticed here.

At the trial appellant claimed an alibi. He testified that at the time the robbery was said to have occurred he was already at the Pinkett apartment, having arrived there alone for the purpose of borrowing some money. According to his version, when he heard other persons enter the apartment he had been asleep in the children's bedroom and had had no connection with them.

Detective Carpenter, called by the government, testified on direct examination that immediately upon his entering the apartment he proceeded into a child's bedroom where he found one man (Harris) lying on a bed and one man (Pinkett) on a chest of drawers. He was not asked by the prosecution about any...