United States v. Haynie

• Decision Date: 11 August 2021
• Docket Number: No. 18-2681,18-2681
• Citation: 8 F.4th 801
• Parties: UNITED STATES of America, Plaintiff - Appellee, v. Jerell HAYNIE, also known as Bottie, also known as "T", Defendant - Appellant.
• Court: U.S. Court of Appeals — Eighth Circuit

8 F.4th 801

UNITED STATES of America, Plaintiff - Appellee,

v.Jerell HAYNIE, also known as Bottie, also known as "T", Defendant - Appellant.

No. 18-2681

United States Court of Appeals, Eighth Circuit.

Submitted: March 17, 2021

Filed: August 11, 2021

Counsel who presented argument on behalf of the appellant and appeared on the brief was Donald Lee Schense, of Bellevue, NE.

Counsel who presented argument on behalf of the appellee and appeared on the brief was Matt R. Molsen, AUSA, of Lincoln, NE.

Before COLLOTON, GRUENDER, and GRASZ, Circuit Judges.

COLLOTON, Circuit Judge.

A jury convicted Jerell Haynie of a conspiracy under the Racketeer Influenced and Corrupt Organizations Act ("RICO") based on his involvement with the Crips street gang. The district court sentenced Haynie to 84 months’ imprisonment. On appeal, Haynie argues that an error in the jury instructions requires a new trial. If the conviction is sustained, then he challenges the sentence imposed. We affirm the conviction, vacate the sentence, and remand for resentencing.

I.

The Crips are a street gang known for their violent rivalry with another gang, the Bloods. The Crips are organized into smaller groups called "sets" or "cliques." Haynie was a member of the 40th Avenue Crips, one of several cliques in Omaha.

In June 2017, a grand jury returned an indictment against Haynie, alleging that he committed crimes as part of his involvement with the Crips. At the time, Haynie was imprisoned in Nebraska after convictions for three controlled substance offenses under state law.

Count I of the indictment charged Haynie with conspiring to violate RICO through a "pattern of racketeering activity" as part of an "enterprise," the Crips gang. See 18 U.S.C. § 1962(c), (d). A "pattern of racketeering activity" consists of "at least two acts of racketeering activity." Id. § 1961(5). Racketeering activity includes several federal and state offenses that are often described as RICO predicate offenses. See id. § 1961(1). Count I alleged that Haynie and his co-conspirators each committed at least two racketeering acts in furtherance of the conspiracy. Haynie's alleged acts included the distribution of crack cocaine, and attempts to shoot fellow Crips gang members whom Haynie believed were cooperating with law enforcement.

The indictment also charged Haynie with three counts related to the alleged attempted shooting of a fellow gang member. Count II charged attempted murder in aid of racketeering, see id. § 1959(a)(5), Count III charged attempted assault with a dangerous weapon in aid of racketeering, see id. § 1959(a)(6), and Count IV charged brandishing and discharging a firearm during a crime of violence. See id. § 924(c)(1)(A)(ii), (iii).

Haynie proceeded to trial in February 2018. The jury found him guilty of the conspiracy charged in Count I, but acquitted him on the other three counts. At sentencing, the district court calculated an advisory guideline range of 77 to 96 months’ imprisonment, and sentenced Haynie to an 84-month term, to be served concurrently with any remaining term of imprisonment in state custody.

II.

Haynie first contends that his conviction on Count I should be reversed because the district court erred in instructing the jury. We review a district court's formulation of the jury instructions for abuse of discretion, and its interpretation the law de novo . United States v. Thetford , 806 F.3d 442, 446 (8th Cir. 2015).

Haynie contends that the instructions erroneously provided that an attempt to commit a state offense could qualify as racketeering activity. Instruction No. 35 listed "criminal attempt" as an act of racketeering that could constitute part of a "pattern of racketeering activity." R. Doc. 628, at 8. Instruction No. 37 then explained that the Nebraska crime of criminal attempt was charged as a type of racketeering activity. Haynie maintains that an attempt to commit an offense under state law cannot be an act of racketeering that contributes to a pattern of racketeering activity.

Racketeering activity includes "any act or threat involving " one of nine generic crimes, such as murder or dealing in a controlled substance, that "is chargeable under State law and punishable by imprisonment for more than one year." 18 U.S.C. § 1961(1)(A) (emphasis added). Subsections (A) and (D) of § 1961(1) use the term "involving," and are thus broader in scope than subsections (B), (C), and (E), which list offenses indictable under specific provisions of the criminal code. United States v. Weisman , 624 F.2d 1118, 1123-24 (2d Cir. 1980). We have understood the word "involving" to have an expansive connotation that extends to acts that are "related to or connected with" an enumerated offense. United States v. Bynum , 669 F.3d 880, 886 (8th Cir. 2012) (internal quotation omitted). An attempted sale of drugs, for example, is an offense "involving" the distribution of drugs under the Armed Career Criminal Act, 18 U.S.C. § 924(e). United States v. Coleman , 700 F.3d 329, 339 (8th Cir. 2012). In the context of RICO, this court and other circuits uniformly have held that inchoate offenses of attempt and conspiracy to commit an enumerated offense that would be racketeering activity require an act "involving" the enumerated offense. United States v. Darden , 70 F.3d 1507, 1525 (8th Cir. 1995) ; see United States v. Rodriguez , 971 F.3d 1005, 1013-14 (9th Cir. 2020) ; United States v. Warneke , 310 F.3d 542, 546-47 (7th Cir. 2002) ; United States v. Echeverri , 854 F.2d 638, 648-49 (3d Cir. 1988) ; United States v. Manzella , 782 F.2d 533, 537-38 (5th Cir. 1986) ; United States v. Ruggiero , 726 F.2d 913, 918-19 (2d Cir. 1984). The district court thus did not err in instructing the jury that Haynie's attempts to commit state-law crimes could serve as RICO predicate offenses.

Haynie also maintains, however, that the court erroneously instructed the jury that Count III, which charged him with attempted assault with a dangerous weapon, could serve as a predicate act of racketeering. He cites Instruction No. 35, which addressed "pattern of racketeering activity" for purposes of the conspiracy charged in Count I. The instruction stated that to find a pattern of racketeering activity, the jury must find that Haynie

agreed that some member or members of the conspiracy would commit at least two acts of racketeering within ten years of each other, such as the acts charged as separate crimes in Counts II and III of the Second Superseding Indictment, as instructed in Instruction No. 15A to Instruction No. 18, or the crimes of murder, criminal attempt, tampering with a witness, victim, or informant, distribution of controlled substances, or conspiracy to distribute controlled substances, as instructed in Instruction No. 36 to Instruction No. 40.

R. Doc. 628, at 8. The government concedes the reference to Count III was a mistake, because assault with a dangerous weapon—the offense charged in Count III—is not an act of racketeering under § 1961(1)(A).

Haynie did not object to the instruction in the district court, so we review only for plain error. See Fed. R. Crim. P. 52(b). To obtain relief, Haynie must show an obvious error that affected his substantial rights and seriously affected the fairness, integrity, or public reputation of judicial proceedings. United States v. Olano , 507 U.S. 725, 732-35, 113 S.Ct. 1770, 123 L.Ed.2d 508 (1993).

When evaluating a challenge to jury instructions, we do not view each instruction in artificial isolation, but consider any disputed instruction in the context of the overall charge to the jury. We then assess whether there is a "reasonable likelihood" that the jury instructions, taken as a whole, misled the jury to convict the defendant based on an incorrect standard. Boyde v. California , 494 U.S. 370, 378-80, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990) ; United States v. Winn , 628 F.3d 432, 438 (8th Cir. 2010). On plain error review, therefore, Haynie must show that the reasonable likelihood of misleading the jury was "obvious." If that prong is satisfied, then he must show a reasonable probability that the error affected the outcome of the trial.

On the question of error, the jury instructions were internally inconsistent on the definition of racketeering activity. Instruction No. 12, entitled "Nature of the Offenses," explained that Count I alleged a pattern of racketeering activity that encompassed several crimes, but did not list assault with a dangerous weapon. R. Doc. 627, at 15. Instruction No. 13 defined "racketeering activity" to mean any act or threat involving a series of enumerated offenses, such as murder and distribution of controlled substances, but did not mention assault with a dangerous weapon. Id . at 17.

Instruction No. 35 on "pattern of racketeering activities" then included the errant reference to the crime charged in Count III (assault with a dangerous weapon) as an act of racketeering. The next five instructions were entitled "Pattern of Racketeering Activity," and each addressed a separate act of racketeering enumerated in Instruction No. 35—first degree murder (No. 36), criminal attempt (No. 37), witness tampering (No. 38), distribution of controlled substances (No. 39), and conspiracy to distribute controlled substances (No. 40). None of those individual instructions on "pattern of racketeering activity" concerned assault with a dangerous weapon.

There is reason to doubt, taking all of these instructions together, that a jury was reasonably likely to rely on attempted assault with a dangerous weapon as an act of racketeering. The assault offense was absent from the definition of the charged pattern of racketeering activity in Instruction No. 12 and omitted from the definition of "racketeering activity" in Instruction No. 13. Unlike the crimes of murder, drug trafficking, and witness tampering, which were enumerated in Instructions No. 12, 13, and 35, the offense of assault with a dangerous weapon received no freestanding...