United States v. Kratz, Cr. No. 75-50.

Decision Date11 June 1951
Docket NumberCr. No. 75-50.
Citation97 F. Supp. 999
PartiesUNITED STATES v. KRATZ.
CourtU.S. District Court — District of Nebraska

Edward J. Tangney, Asst. U. S. Atty., Omaha, Neb., for plaintiff.

Clark W. Carnaby, Jr., Omaha, Neb., for defendant.

DONOHOE, Chief Judge.

The defendant, Alvan Harry Kratz, filed a motion under Section 2255 of Title 28, United States Code, to have the sentence imposed upon him by this Court, on his plea of guilty, set aside. The United States Attorney for this District filed a response in opposition to the motion which put in issue certain questions of fact. The Court set a date for hearing and requested the Attorney General, who had custody of the defendant, then an inmate of the United States Penitentiary at Leavenworth, Kansas, to produce the defendant at the hearing. Several days before the date set for the hearing on the motion, the defendant, in custody, appeared before the Court to petition for the aid of counsel in the prosecution of his motion. Since the motion presented some rather intricate legal problems the court appointed counsel for the defendant. On May 31, 1951, the defendant, represented by his counsel, appeared and a hearing was had on his motion. After careful consideration of the evidence produced at the hearing and the arguments made by counsel, the Court has reached the conclusion that the defendant's motion to vacate his sentence should be granted.

The defendant admits pleading guilty but contends that the plea was not competent or binding because 1) he was not represented by counsel, and 2) he did not understand the nature of the charge against him.

It is fundamental in federal jurisprudence that a defendant in a criminal prosecution in United States Courts has a right to be represented by counsel at every stage of the proceedings. VI. Amend. U. S. Const.; Rule 44 Federal Rules of Criminal Procedure, 18 U.S.C.A.; See Fellman, The Constitutional Right to Counsel in Federal Courts, 30 Nebr.L.R. 559, and cases therein cited. On June 8, 1950, the defendant, Alvan Harry Kratz, was brought before the Court and this right to have counsel was thoroughly explained. At this time, the defendant requested counsel and the Court appointed one John Baldwin, a member of the bar with considerable experience in criminal matters, to represent the defendant. After the appointment, the Court called a short recess and the defendant, with his counsel, retired to an adjoining room for consultation. When the Court reconvened, the defendant, represented by Mr. Baldwin, appeared, waived the right of an indictment by a grand jury and consented to the filing of an information.

The record shows that on June 26, 1950, the defendant executed in proper form a consent to have this case transferred under Rule 20, Federal Rules of Criminal Procedure, from the District of Arizona, where the crime was alleged to have been committed, to this District, where the defendant was arrested, for the purpose of entering a plea of guilty or nolo contendere. Two things must be noted in connection with this consent. First, this Court has jurisdiction of the case only for the limited purpose of accepting a plea of guilty or nolo contendere. Second, the defendant's statement in the consent that he wishes to plead guilty or nolo contendere may not be used against him unless he was represented by counsel when it was made. The record does not show that the defendant was so represented.

On July 3, 1950, the defendant was brought before the Court for the purpose of arraignment. For some reason, unknown to the Court, and not apparent from an examination of the record, Mr. Baldwin did not appear with the defendant. In view of this fact, the defendant was asked if he desired to be represented by counsel in the matter. He stated to the Court that he did not. The defendant's action was voluntary, intelligent and competent and consequently constituted a waiver of his right to be represented by counsel at this stage of the proceeding. Adams v. United States ex rel. McCann, 317 U.S. 269, 63 S.Ct. 236, 87 L.Ed. 268, 143 A.L.R. 435; Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461, 146 A.L.R. 357.

When called upon to plead to the information, the defendant states that he guessed he was guilty. Being informed by the Court that a guess would not suffice, he volunteered the following: "I had counsel two weeks ago, Your Honor. I didn't know the motor vehicle had been stolen. I rented it at the place, but I did misappropriate it. I kept it too long, and so forth, and apparently I am guilty of the charge; so I am guilty."

The Court then inquired: "You are entering a plea of guilty?"

To which the defendant replied: "Yes, sir."

And the plea was accepted.

Rule 11 of the Federal Rules of Criminal Procedure provides that the Court shall not accept a plea of guilty without first determining that the plea is made voluntarily with understanding of the nature of the charge. The defendant was charged with transporting in interstate commerce, a motor vehicle knowing the same to have been stolen. 18 U.S.C.A. § 2311. The statement by the defendant at the time he entered his plea that he did not know the automobile was stolen seems inconsistent with a plea of guilty, and...

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7 cases
  • United States v. Turley
    • United States
    • U.S. Supreme Court
    • February 25, 1957
    ...F.2d 794 (larceny by bailee); and Stewart v. United States, 8 Cir., 1945, 151 F.2d 386 (larceny by bailee). See also, United States v. Kratz, D.C.Neb.1951, 97 F.Supp. 999 (embezzlement); United States v. O'Carter, D.C.S.D.Iowa 1949, 91 F.Supp. 544 (false pretenses); Ex parte Atkinson, D.C.E......
  • United States v. Hayman
    • United States
    • U.S. Supreme Court
    • January 7, 1952
    ...Payne v. United States, D.C.M.D.Pa.1949, 85 F.Supp. 404; United States v. Bowen, D.C.N.D.Ga.1951, 94 F.Supp. 1006; United States v. Kratz, D.C.Neb.1951, 97 F.Supp. 999. The Court of Appeals for the Second Circuit has ordered in a Section 2255 proceeding that a 'hearing' be held in open cour......
  • United States v. Turley
    • United States
    • U.S. District Court — District of Maryland
    • May 18, 1956
    ...300, in our circuit, Judge Wyche came to the same conclusion. See also United States v. Bucur, 7 Cir., 194 F.2d 297; United States v. Kratz, D.C.Neb., 97 F.Supp. 999, 1001; United States v. O'Carter, D.C.S.D.Iowa, 91 F.Supp. 544. The only Circuit which has expressly held the contrary is the......
  • In re Martinez
    • United States
    • U.S. Court of Appeals — Tenth Circuit
    • January 2, 1957
    ...In re Pennsylvania Central Brewing Co., 3 Cir., 135 F.2d 60. 2 Singleton v. Clemmer, 83 U.S.App.D.C. 107, 166 F.2d 963; United States v. Kratz, D.C.Neb., 97 F.Supp. 999; United States v. Binion, D.C.Nev., 107 F.Supp. 680; In re Schwindt, D.C.Or., 74 F.Supp. 3 Collier in his discussion of th......
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