United States v. Masters

Decision Date14 September 1973
Docket NumberNo. 73-1061.,73-1061.
PartiesUNITED STATES of America, Plaintiff-Appellee, v. John Paul MASTERS, Jr., Defendant-Appellant.
CourtU.S. Court of Appeals — Tenth Circuit

Peter L. Garrett, Denver, Colo., for defendant-appellant.

Bruce E. Miller, Topeka, Kan. (Robert J. Roth, U. S. Atty., Edward H. Funston, Richard L. Meyer, Asst. U. S. Attys., on the brief), Topeka, Kan., for plaintiff-appellee.

Before HILL, SETH and HOLLOWAY, Circuit Judges.

HILL, Circuit Judge.

Following a jury trial, appellant Masters was convicted of six counts of perjury in violation of 18 U.S.C. § 1621. He was sentenced to five years imprisonment on Count I and five years imprisonment on Counts II, III, IV, V and VI, said sentences to run concurrently. Following the verdict of the jury, Masters moved for judgment of acquittal notwithstanding the verdict or for a new trial; both motions were denied. The court rendered judgment, and from that judgment Masters appeals.

It appears that in August, 1971, appellant, who was being held in the United States Penitentiary at Leavenworth, Kansas, filed a Petition for a Writ of Habeas Corpus with the United States District Court for the District of Kansas. In that petition, Masters alleged that he was "at liberty on July 8, 1971," that he was arrested without warrant or probable cause, that he was thereafter unlawfully restrained of his liberty, that he had been imprisoned without trial and deprived of the right to confront his accusers, and that his imprisonment was not predicated upon a judgment, conviction or the imposition of sentence by a court of the United States. Masters was allowed to proceed in forma pauperis, and the warden of the U.S. Penitentiary filed an Answer and Return setting forth lawful reasons for Masters' incarceration, i. e., that he was arrested under the authority of a mandatory release violator's warrant.

Masters filed a Traverse stating that he was not the same John Paul Masters, Jr. named in the respondent's Answer and Return, and that he had never been "convicted in any court." The court below found that a factual issue had been presented, and an evidentiary hearing was ordered to determine the sole issue of the identity of Masters.

It was during this evidentiary hearing on November 9, 1971, that the alleged perjurious statements which constitute the substance of the present indictment were made. Masters appeared as a witness before the district court and, being under oath, testified in response to questions that he was "at liberty" in Fort Madison, Iowa, on January 18, 1965, Count I; that he had not been convicted in the Southern District of Iowa or sentenced to imprisonment for a maximum of five years under provisions of 18 U. S.C. § 4208(c) for study and report, Count II; that he had not been married and did not know one June Masters, Count III; that he had never had a court-appointed attorney by the name of Lawrence Oliver and did not know anyone by that name, Count IV; that he had never been in any court, either state or federal, Count V; and that he had never "served time" in the Iowa State Penitentiary, Count VI. At the subsequent trial the United States proved each of these statements to be false.

Through brief by counsel and several pro se submissions, Masters has alleged numerous reasons for reversing his conviction, many of which are completely groundless. This opinion will consider only the more legitimate claims of appellant in these arguments.

Masters' first contention is that the indictment, as framed, constituted an undue multiplicity of charges. Though the United States strongly urges that the imposition of concurrent sentences makes a discussion of this contention unnecessary, the Supreme Court has held that the concurrent sentence doctrine is not a jurisdictional rule and concurrent sentences do not remove the elements necessary to create a justiciable case. Benton v. Maryland, 395 U.S. 784, 89 S.Ct. 2056, 23 L.Ed.2d 707 (1969).

Masters asserts that several of the questions involved, though each asked a different specific fact, were actually the same question in law and correctly argues that the United States cannot charge him in multiple counts by repetitiously asking the same question.1 However, we hold that the questions in point each involved a separate known fact about the John Paul Masters, Jr. named in the warrant, and thus each answer constituted a separate incident of perjury. The purpose of the hearing was to determine if appellant was the John Paul Masters, Jr. who was convicted in the Southern District of Iowa and sentenced on January 18, 1965, by a federal district court, and who had been released on mandatory release June 7, 1968, from the sentence resulting from that conviction. "The commission of perjury as to one matter does not absolve the witness or afford him immunity as to all other matters covered by his testimony at the same hearing. The obligation to testify truly and the penalty for false swearing is present as to every material answer given by him."2

Masters' next contention is that the court, sitting in the habeas corpus proceeding, erred in failing to appoint counsel for that purpose. This contention ignores the rule established by this Court that no absolute right to appointment of counsel exists in habeas corpus actions as they are civil and not criminal proceedings.3 The court could have appointed counsel under 28 U.S.C. § 1915(d); however, that is purely a discretionary power4 vested in the court in an in forma pauperis proceeding. The test to apply requires petitioner to convince the court there is sufficient merit to his claim to warrant the appointment of counsel.5 Masters did not request counsel but nonetheless the court considered appointment and denied it. Additionally, the fact Masters was not represented by counsel is not justification for his making positive statements under oath that were obviously known to him to be untrue. The implications of the oath were explained to him by the court, and his duty was no different than any other witness under oath.

Masters additionally contends that the court below improperly ruled that the statements of the appellant were material as a matter of law. As we stated in Travis v. United States, 123 F.2d 268 (10th Cir. 1941), the issue of materiality, in perjury prosecutions, is one of law for the court to decide. And as we stated in United States v. Whitlock, 456 F.2d 1230 (10th Cir. 1972), for testimony to be material it must be capable of influencing the tribunal on the issue before it....

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    ...v. Devitt, 499 F.2d 135, 139 (7th Cir. 1974), cert. denied, 421 U.S. 975, 95 S.Ct. 1974, 44 L.Ed.2d 466 (1975); United States v. Masters, 484 F.2d 1251, 1254 (10th Cir. 1973); United States v. Lococo, 450 F.2d 1196, 1199 (9th Cir. 1971), cert. denied, 406 U.S. 945, 92 S.Ct. 2040, 32 L.Ed.2d......
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    ...313 (5th Cir. 1981). For that reason, it is argued, "each answer constituted a separate incident of perjury." United States v. Masters, 484 F.2d 1251, 1253 (10th Cir. 1973). As to the overlapping portions of the periods charged, the Commonwealth relies on United States v. Doulin, 538 F.2d 4......
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  • Perjury
    • United States
    • American Criminal Law Review No. 60-3, July 2023
    • 1 Julio 2023
    ...F.2d 747, 751 (2d Cir. 1990) (stating the right to counsel only attaches in “police dominated” interrogations); United States v. Masters, 484 F.2d 1251, 1253 (10th Cir. 1973) (“[T]he fact [defendant] was not represented by counsel is not justif‌ication for his making positive statements und......
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    • 1 Julio 2022
    ...F.2d 747, 751 (2d Cir. 1990) (stating the right to counsel only attaches in “police dominated” interrogations); United States v. Masters, 484 F.2d 1251, 1253 (10th Cir. 1973) (“[T]he fact that [defendant] was not represented by counsel is not justif‌ication for his making positive statement......

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