United States v. McMillan

• Decision Date: 24 July 2017
• Docket Number: No. 16-2436,16-2436
• Citation: 863 F.3d 1053
• Parties: UNITED STATES of America, Plaintiff–Appellee v. Ryan William MCMILLAN, Defendant–Appellant
• Court: U.S. Court of Appeals — Eighth Circuit

863 F.3d 1053

UNITED STATES of America, Plaintiff–Appellee

v.Ryan William MCMILLAN, Defendant–Appellant

No. 16-2436

United States Court of Appeals, Eighth Circuit.

Submitted: April 7, 2017

Filed: July 24, 2017

Counsel who presented argument on behalf of the appellant was Robert H. Meyers, AFPD, of Minneapolis, MN. The following attorney(s) appeared on the appellant brief; Shannon Elkins, AFPD, of Minneapolis, MN.

Counsel who presented argument on behalf of the appellee was Lisa D. Kirkpatrick, AUSA, of Saint Paul, MN.

Before GRUENDER, MURPHY, and KELLY, Circuit Judges.

MURPHY, Circuit Judge.

Ryan William McMillan pled guilty to being a felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1). The district court sentenced him to 84 months imprisonment based in part on its determination that his prior conviction for third degree riot was a crime of violence under the sentencing guidelines. McMillan appeals, and we vacate his sentence and remand for resentencing.

I.

McMillan pled guilty to being a felon in possession of a firearm in November 2015. The presentence investigation report recommended a base offense level of 24 under U.S.S.G. § 2K2.1(a)(2) because McMillan had committed the current offense after felony convictions for a controlled substance offense and a crime of violence, specifically a 2009 Minnesota conviction for third degree riot. See Minn. Stat. § 609.71, subd. 3 (2009). McMillan objected to the presentence report's determination that his conviction for third degree riot qualified as a crime of violence.

At McMillan's May 2016 sentencing hearing, the district court overruled McMillan's objection and determined that his third degree riot conviction qualified as a crime of violence because it had "as an element the use, attempted use, or threatened use of physical force against the person of another." U.S.S.G. § 4B1.2(a)(1). After deciding that McMillan's base offense level was 24, and adjusting his offense level, the court calculated an advisory guideline range of 92 to 115 months and sentenced McMillan to 84 months. McMillan appeals, arguing that the district court erred by overruling his objection that his prior conviction for third degree riot does not qualify as a crime of violence.

II.

We review de novo whether a conviction qualifies as a crime of violence. United States v. Rice , 813 F.3d 704, 705 (8th Cir. 2016). Section 2K2.1 of the guidelines provides that courts should apply a base offense level of 24 for a conviction of unlawful possession of a firearm if, among other factors, the defendant had previously "sustain[ed] at least two felony convictions of either a crime of violence or a controlled substance offense."U.S.S.G. § 2K2.1(a)(2). A "crime of violence" is any federal or state offense punishable by more than one year imprisonment that either: "(1) has as an element the use, attempted use, or threatened use of physical force against the person of another, or (2) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another." U.S.S.G. § 4B1.2(a) (2015).¹ Subsection one contains the force clause and subsection two contains the enumerated and residual clauses. See United States v. Jordan , 812 F.3d 1183, 1185 (8th Cir. 2016).²

III.

McMillan argues that the district court erred by concluding that his prior conviction for third degree riot qualifies as a crime of violence under the force clause. To determine whether a prior conviction qualifies as a predicate offense under the force clause, "we apply a categorical approach, looking to the elements of the offense as defined in the ... statute of conviction rather than to the facts underlying the defendant's prior conviction." Rice , 813 F.3d at 705 (quoting United States v. Dawn , 685 F.3d 790, 794 (8th Cir. 2012) ) (alteration in Dawn ). If the statute of conviction is divisible, however, "in that it encompasses multiple crimes, some of which are crimes of violence and some of which are not, we apply a modified categorical approach to 'look at the charging document, plea colloquy, and comparable judicial records' for determining which part of the statute the defendant violated." Id. (quoting Dawn , 685 F.3d at 794–95 ). "We then determine whether a violation of that statutory subpart is a crime of violence." Id.

Minnesota's riot statute states: "When three or more persons assembled disturb the public peace by an intentional act or threat of unlawful force or violence to person or property, each participant therein is guilty of riot third degree...." Minn. Stat. § 609.71, subd. 3 (2009). Because a prior conviction only qualifies as a crime of violence under the force clause if it "has as an element the use, attempted use, or threatened use of physical force against the person of another ," U.S.S.G. § 4B1.2(a)(1) (2015) (emphasis added), we must determine whether we may use the modified categorical approach to analyze whether McMillan was convicted of using or threatening force against a "person or property" under Minn. Stat. § 609.71, subd. 3 (2009).

We may only apply the modified categorical approach to statutes that are divisible. See United States v. Headbird , 832 F.3d 844, 846 (8th Cir. 2016). To determine whether Minnesota's third degree riot statute is divisible, we ascertain "which words or phrases in the statute are elements of the crime," as opposed to the means, or specific facts, of satisfying these elements. Id. at 847–48. A list of alternative elements is divisible, but a list of alternative means is not. See Mathis v. United States , ––– U.S. ––––, 136 S.Ct. 2243, 2256, 195 L.Ed.2d 604 (2016).

The elements of a crime "are what the jury must find beyond a reasonable doubt to convict the defendant; and at a plea hearing, they are what the defendant necessarily admits when he pleads guilty."

Mathis , 136 S.Ct. at 2248 (citation omitted). The facts underlying a prior conviction, however, are "mere real-world things—extraneous to the crime's legal requirements." Id.

When analyzing which words or phrases of a statute form the elements of a crime, courts may look to the statute of prior conviction, state court decisions, and, as a last resort, "the record of a prior conviction itself." Mathis , 136 S.Ct. at 2256. The text of Minnesota's third degree riot statute "does not provide helpful guidance" as to whether the phrase "person or property" lists alternative means or alternative elements because "there is, for example, a uniform punishment for commission of" third degree riot. See United States v. McArthur , 850 F.3d 925, 938 (8th Cir. 2017).

The relevant state court decisions suggest that the phrase "person or property" lists alternative means, not alternative elements. Two Minnesota appellate court decisions indicate that to convict a defendant of a riot offense, the state must prove that: "(1) [the defendant] was one of ‘three or more persons assembled’; [and] (2) the assembly ‘disturb[ed] the public peace by an intentional act or threat of unlawful force or violence to person or property.’ " State v. Witherspoon , 2013 WL 3284272, at *2 (Minn. Ct. App. July 1, 2013) (unpublished) (quoting Minn. Stat. § 609.71, subd. 2, which is materially identical to Minn. Stat. § 609.71, subd. 3 (2009) ); see also State v. Winkels , 204 Minn. 466, 283 N.W. 763, 764 (1939) (analyzing 2 Mason Minn. St. 1927, § 10280, which is materially identical to Minn. Stat. § 609.71, subd. 3 (2009) ). That statement of the second element of a riot offense suggests that a jury is not required to agree unanimously on whether a "person or property" was affected by the crime and therefore indicates that they are alternative means, not elements. See McArthur , 850 F.3d at 938.

Moreover, in Witherspoon the Minnesota Court of Appeals stated that the state had proven the second element of the riot statute by introducing evidence that one of the persons in the assembly "fired a handgun from a vehicle in a public place." 2013 WL 3284272, at *3 (citing Winkels , 283 N.W. at 764 ). By concluding that the state need only provide evidence that a defendant fired a weapon in a public place to satisfy the "person or property" element, the Minnesota Court of Appeals indicated that a jury need not unanimously agree on whether a "person or property" was the object of the offense. We see no reason why the Minnesota Supreme Court would disagree with the analysis in Witherspoon . See Blankenship v. USA Truck, Inc. , 601 F.3d 852, 856 (8th Cir. 2010).

We may use a state's model jury instructions to "reinforce" our interpretation of the means or elements inquiry. See United States v. Lamb , 847 F.3d 928, 932 (8th Cir. 2017). The Minnesota model jury instructions also support the conclusion that the phrase "person or property" is a list of alternative means. The model instructions list the first two elements of third degree riot as:

First, the defendant was one of three or more persons assembled together.

Second, those assembled disturbed the public peace by an intentional act or threat of unlawful force or violence to person or property.

Minnesota Jury Instruction Guides-Criminal (CRIMJIG) § 13.117. The model jury instructions, like Winkels and Witherspoon , suggest that a jury would not have to agree unanimously on whether a "person or property" was the object of the public peace disturbance to convict a defendant of a riot offense.

The government argues that the phrase "person or property" is a list of alternative elements because the disjunctive "or" separates "person" from "property." As Mathis recognizes, however, the use of the word "or" in a statute merely signals that we must determine whether the alternatives are elements or means; it is not determinative one way or another. See 136 S.Ct. at 2248–49. Indeed, we have concluded elsewhere that a list of alternatives was a list of means even though the statute used the word "or" between the alternatives. E.g. , Mc...