United States v. Nixon, 16–50097

Decision Date17 October 2016
Docket NumberNo. 16–50097,16–50097
Citation839 F.3d 885
Parties United States of America, Plaintiff–Appellee, v. Alan David Nixon, Defendant–Appellant.
CourtU.S. Court of Appeals — Ninth Circuit

Marri Derby (argued), Newport Beach, California, for DefendantAppellant.

Kevin M. Lally (argued), Chief, Organized Crime Drug Enforcement Task Force Section; Lawrence S. Middleton, Chief, Criminal Division; Eileen M. Decker, United States Attorney; United States Attorney's Office, Los Angeles, California; for PlaintiffAppellee.

Before: Stephen S. Trott, John B. Owens, and Michelle T. Friedland, Circuit Judges.

OPINION

PER CURIAM:

We must decide whether a congressional appropriations rider that prohibits the Department of Justice from using certain funds to prosecute individuals for engaging in conduct permitted by state medical marijuana laws impacts the ability of a federal district court to restrict the use of medical marijuana as a condition of probation. We hold that it does not.

I.

DefendantAppellant Alan David Nixon pled guilty to aiding and abetting the maintenance of a drug-involved premise in violation of 21 U.S.C. § 856(a)(1)

and 18 U.S.C. § 2(a). The district court sentenced Nixon to a three-year term of probation. As a condition of probation, the district court required that Nixon refrain from unlawful use of a controlled substance and submit to periodic drug testing.

After Nixon had served approximately one year of his probationary term, Congress enacted an omnibus appropriations bill that included the following rider:

None of the funds made available in this Act to the Department of Justice may be used, with respect to the States of Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Hawaii, Illinois, Iowa, Kentucky, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, Oregon, Rhode Island, South Carolina, Tennessee, Utah, Vermont, Washington, and Wisconsin, to prevent such States from implementing their own State laws that authorize the use, distribution, possession, or cultivation of medical marijuana.

Consolidated and Further Continuing Appropriations Act, 2015, Pub. L. No. 113–235 § 538, 128 Stat. 2130

, 2217 (2014). Congress has since enacted a new appropriations bill for the fiscal year ending September 30, 2016, which includes essentially the same rider. Consolidated Appropriations Act, 2016, Pub. L. No. 114–113, § 542, 129 Stat. 2242, 2332–33 (2015) (Section 542 or the “appropriations rider”).

As relevant to this appeal, Nixon moved the district court to modify his conditions of probation on the ground that the appropriations rider required that he be permitted to use marijuana for medical purposes in compliance with California's Compassionate Use Act, Cal. Health & Safety Code § 11362.5

, during his probationary term. The district court denied that motion, concluding that whatever its impact on the Department of Justice (“DOJ”), the appropriations rider had “no effect on the Court or the Probation Office, which is an arm of the Court.” To the contrary, the district court reasoned that it was statutorily required to prohibit use of federally controlled substances, including marijuana, as a condition of probation:

[P]ossession and use of marijuana are illegal under federal law. 21 U.S.C. § 844(a)

. There is no medical necessity defense to violation of the statute. United States v. Oakland Cannabis Buyers' Co–op

. , 532 U.S. 483, 494–95 n.7 [121 S.Ct. 1711, 149 L.Ed.2d 722] (2001). By statute, the Court must impose as a condition of probation that a defendant not violate any law. 18 U.S.C. § 3563(a)(1).

Nixon timely appealed.

II.

Nixon argues that the appropriations rider suspended the Controlled Substances Act, 21 U.S.C. § 821 et seq.

(“CSA”), with respect to individuals possessing and using marijuana in compliance with the Compassionate Use Act (and similar laws in the states identified in the appropriations rider).1 Accordingly, Nixon contends that both the DOJ and the federal courts are prohibited from enforcing the CSA against him.2

We review a district court's decision regarding modification of probation conditions for abuse of discretion. See United States v. Bainbridge , 746 F.3d 943, 946, 951 (9th Cir. 2014)

. We now affirm.

Nixon's reading is not supported by the plain language of the appropriations rider and is foreclosed by our precedent. On its face, the appropriations rider restricts only the DOJ's ability to use certain funds on particular prosecutions during a specific fiscal year. See United States v. McIntosh , 833 F.3d 1163, 1179, 2016 WL 4363168, at *11 (9th Cir. Aug. 16, 2016)

(observing that the restriction on DOJ's use of the appropriated funds is “temporal” in nature). Accordingly, we have warned that individuals still face the possibility of prosecution under the CSA:

To be clear, § 542 does not provide immunity from prosecution for federal marijuana offenses. The CSA prohibits the manufacture, distribution, and possession of marijuana. Anyone in any state who possesses, distributes, or manufactures marijuana for medical or recreational purposes (or attempts or conspires to do so) is committing a federal crime. The federal government can prosecute such offenses for up to five years after they occur. See 18 U.S.C. § 3282

. Congress currently restricts the government from spending certain funds to prosecute certain...

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  • United States v. Trevino
    • United States
    • U.S. Court of Appeals — Sixth Circuit
    • July 30, 2021
    ...funding for the prosecution of certain conduct, that conduct remains criminal nonetheless. 21 U.S.C. § 841 ; see United States v. Nixon , 839 F.3d 885, 888 (9th Cir. 2016) ("As ... McIntosh makes clear, the CSA continues to apply in all 50 states, although the DOJ's ability to use certain f......
  • Hager v. M&K Constr.
    • United States
    • New Jersey Supreme Court
    • April 13, 2021
    ...1027 (9th Cir. 2017) (noting that the riders for the years 2015 through 2017 were "essentially the same" (quoting United States v. Nixon, 839 F.3d 885, 887 (9th Cir. 2016) )).It appears from the Congressional Record that the impetus for these riders has its origins in the Tenth Amendment --......
  • United States v. Scarmazzo
    • United States
    • U.S. District Court — Eastern District of California
    • February 3, 2023
    ... ... “All of these riders ... are ‘essentially the same.'” ... Kleinman , 880 F.3d at 1027 (quoting United ... States v. Nixon , 839 F.3d 885, 887 (9th Cir ... 2016)) ... [ 14 ] While declining to resolve this ... issue and deferring to the district ... ...
  • United States v. Kleinman
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    • U.S. Court of Appeals — Ninth Circuit
    • June 16, 2017
    ...Pub. L. No. 115-31, § 537, 131 Stat. 135, 228 (2017). All of these riders are "essentially the same," see United States v. Nixon , 839 F.3d 885, 887 (9th Cir. 2016) (per curiam), and the current rider will remain in effect until at least September 30, 2017. See Consolidated Appropriations A......
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1 books & journal articles
  • Sentencing
    • United States
    • Georgetown Law Journal No. 110-Annual Review, August 2022
    • August 1, 2022
    ...barring defendant from associating with persons engaged in criminal activity without probation off‌icer’s permission); U.S. v. Nixon, 839 F.3d 885, 886 (9th Cir. 2016) (conditions barring defendant from unlawful use of controlled substance and requiring periodic drug testing); Leatherwood v......

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