United States v. Ross, 26152

Decision Date21 April 1971
Docket NumberNo. 26152,26153.,26152
Citation439 F.2d 1355
PartiesUNITED STATES of America, Plaintiff-Appellee, v. Jefferson D. ROSS, Defendant-Appellant. UNITED STATES of America, Plaintiff-Appellee, v. Charles Elmer WYNN, Defendant-Appellant.
CourtU.S. Court of Appeals — Ninth Circuit

Frank O. Bell, Jr. (argued), of Goorjian & Bell, San Francisco, Cal., for Jefferson D. Ross.

James F. Hewitt (argued), The Legal Aid Society, San Francisco, Cal., for Charles Elmer Wynn.

John G. Milano (argued), Asst. U. S. Atty., James L. Browning, U. S. Atty., San Francisco, Cal., for plaintiff-appellee.

Before BROWNING and TRASK, Circuit Judges, and BYRNE,* District Judge.

BYRNE, District Judge:

In the late evening of September 27, 1968, aboard the S. S. Chatham, a vessel anchored in the harbor of Nha Trang, South Vietnam, Karl Von Rodenstein was severely beaten and narrowly averted being thrown overboard. A jury found appellants Ross and Wynn to have been the perpetrators of these vicious acts and pronounced them guilty of assault with intent to commit murder, a violation of 18 U.S.C. § 113(a). We are satisfied there is substantial evidence to support the jury's verdict. For this reason and because resolution of this appeal does not require a factual analysis of the crime, we deem it unnecessary to recite the gruesome details of the brutal beating inflicted on Von Rodenstein.

Appellants contend they were denied due process of law and the right to a speedy trial because by the time the indictment was returned some eleven months after the commission of the offense, the one witness who could have planted the seed of doubt as to Von Rodenstein's veracity (and thus persuaded the jury to discount Von Rodenstein's testimony that appellants initiated the assault in his cabin) had been lost at sea one month earlier. According to the appellants, the death of the Chatham's master, Harry Pearce, denied them the opportunity to demonstrate that Von Rodenstein was a disruptive influence and thus many of his shipmates "had reason to assault him". In the view of the appellants, "the indictment should have been dismissed, or a judgment of acquittal should have been granted", because of the "obvious prejudice" resulting from the "unjustified delay" in the indictment's return.

The assertion that the death of Pearce prior to the return of the grand jury indictment denied appellants the opportunity to raise the "reasonable possibility" that other crew members had sufficient motivation to assault Von Rodenstein is patently absurd. Although appellants claim on appeal that Von Rodenstein was a source of perpetual irritation to his shipmates, at the trial they chose not to call even one member of the crew who might corroborate this allegation. Instead, appellants limited their proof to the following letter written by Pearce to the Provost Marshal at Nha Trang, which was introduced into evidence over the vociferous objection of the government:

"Respectively request that Ex-Acting First Assistant Engineer Karl Von Rodenstein, be held in custody, until this ship sails, and/or action by the United States Consul.
"This man has consistently used profane and abusive language toward his superior officers and his subordinates. He has also threatened the Master with bodily harm. He performs no duties.
"In view of these circumstances, it is imperative that this man be removed from this vessel, for the vessel\'s continued safe operation and for his own personal protection.
"Furthermore, request that this man be given a complete physical and if possible, mental examination, as to his competence to perform his duties. At present he has an unfit for duty slip, issued by a Doctor in Honolulu. He has flatly refused a medical examination in the port of Cam Ranh.
"This man is a disruptive and mutinous influence aboard this ship."

Since the jury was exposed to Pearce's impressions of Von Rodenstein, it is difficult for us to fathom how his death prior to the return of the indictment truly prejudiced the appellant's defense. It appears the death of Captain Pearce has been used as a convenient prop to a claim of prejudice. See United States v. Halley, 431 F.2d 1180, 1182, (9th Cir. 1970) where this court rejected the defendant's claim that he had been denied his Sixth Amendment right to a speedy trial because of a seventeen month interval between the time he became a suspect and the time the grand jury indictment was returned:

"* * * The charge was filed well within the statute of limitations. Halley does not show how he was prejudiced by this delay, nor does he show that the delay was due to oppressive or culpable Government conduct."

See also, Kroll v. United States, 433 F.2d 1282 (5th Cir. 1970); Fleming v. United States, 378 F.2d 502 (1st Cir. 1967).

The offense for which appellants were found guilty of having committed occurred aboard the vessel "Chatham", which was anchored in the harbor of Nha Trang, South Vietnam. In its anchored state the "Chatham" was approximately ten to fifteen minutes from shore by way of motor launch. These facts satisfy us that at the time of the offense's commission, the "Chatham" was on the "high seas". United States v. Flores, 289 U.S. 137, 53 S.Ct. 580, 77 L.Ed. 1086 (1933); United States v. Rodgers, 150 U.S. 249, 14 S.Ct. 109, 37 L.Ed. 1071 (1893); Nixon v. United States, 352 F.2d 601 (5th Cir. 1965). Accordingly, the only serious question as to this case being within the special maritime jurisdiction of the United States1 is whether the "Chatham" was a registered vessel of the United States.

At the trial, Frank Oda, Chief of Marine Documents, United States Coast Guard, produced a volume entitled Merchant Vessels of the United States. According to Oda, this book, which is published by the Coast Guard, is "a compilation of all the vessels documented and owned by citizens or corporations of the United States". Oda testified that the "S. S. Chatham" was listed in this official government publication. Oda also testified that "in order to be registered as a vessel of the United States, eighty five percent of the stockholders must be citizens of the United States. * * *"

Further proof of United States registry was established by the testimony of George Kohl, the "Chatham's" third assistant engineer. According to Kohl,...

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