United States v. Ross

• Decision Date: 04 April 2022
• Docket Number: No. 21-1578,21-1578
• Parties: UNITED STATES of America, Plaintiff - Appellee v. Malik ROSS, Defendant - Appellant
• Court: U.S. Court of Appeals — Eighth Circuit

29 F.4th 1003

UNITED STATES of America, Plaintiff - Appellee

v.Malik ROSS, Defendant - Appellant

No. 21-1578

United States Court of Appeals, Eighth Circuit.

Submitted: January 10, 2022

Filed: April 4, 2022

Allison Hart Behrens, Assistant U.S. Attorney, U.S. Attorney's Office, Eastern District of Missouri, Saint Louis, MO, for Plaintiff-Appellee.

Beverly Beimdiek, Federal Public Defender's Office, Saint Louis, MO, for Defendant-Appellant.

Malik Ross, pro se.

Before LOKEN, GRUENDER, and ERICKSON, Circuit Judges.

GRUENDER, Circuit Judge.

After Malik Ross pleaded guilty to embezzlement of bank funds and conspiracy to embezzle bank funds, the district court¹ sentenced him to 120 months’ imprisonment, an upward variance of approximately nine years from Ross's advisory sentencing guidelines range. Ross appeals, arguing that the district court procedurally erred in calculating his sentence and that his sentence is substantively unreasonable.

I.

Malik Ross pleaded guilty to embezzlement and conspiracy to embezzle. See 18 U.S.C. § 656. Ross's advisory sentencing guidelines range was 8 to 14 months’ imprisonment. The Government requested an upward variance based on a shooting involving Ross. At the sentencing hearing, two St. Louis police officers testified that on August 12, 2019, the day before Ross committed the embezzlement, Ross became irritated while in a convenience store. They also testified that while Ross was leaving, he encountered two individuals and fired in their direction, killing a seven-year-old child. Ross was not charged with any crime related to the shooting. After the shooting, Ross and his aunt conspired to embezzle money from his employer, an armored-truck company, so that he could leave town. Ross threw a bag containing $50,000 out of the truck onto the street, which his aunt retrieved.

Before the sentencing hearing, Ross provided information to the district court about his intellectual disability, including his low IQ and receipt of social-security disability benefits. At the sentencing hearing, the district court found by a preponderance of the evidence that Ross acted recklessly in firing his gun fourteen times and attempted to evade responsibility by leaving town. The district court varied upward from the guidelines range for Ross's embezzlement convictions and chose a sentence between the guidelines ranges for involuntary manslaughter and second-degree murder that "reflect[ed] the seriousness of the [shooting] offense, the reckless disregard for the community in discharging 14 rounds into the neighborhood, resulting in a death [of a child] and serious injury to another person, the dangers to the community, and, to some extent, to deter similar conduct." The district court also said it considered Ross's intellectual disability in making its determination. Ross was sentenced to 120 months’ imprisonment on each count to be served concurrently. Ross appeals, arguing that the district court procedurally erred by failing to explain adequately its consideration of his intellectual disability. Ross also argues that his sentence is substantively unreasonable.

II.

In reviewing a sentence, we first determine whether the district court committed a significant procedural error. United States v. Feemster , 572 F.3d 455, 461 (8th Cir. 2009) (en banc). Then "we review for substantive reasonableness." United States v. Godfrey , 863 F.3d 1088, 1094 (8th Cir. 2017). We review a sentence for an abuse of discretion, see id. , but if a defendant fails to object at sentencing to an alleged procedural error, we apply plain error review, United States v. Isler , 983 F.3d 335, 341 (8th Cir. 2020).

A.

"Procedural errors include failing to calculate (or improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to consider the § 3553(a) factors, selecting a sentence based on clearly erroneous facts, or failing to adequately explain the chosen sentence—including an explanation for any deviation from the Guidelines range." Godfrey , 863 F.3d at 1094-95 (internal quotation marks omitted).

First, Ross argues that the district court procedurally erred by failing to explain its consideration of his intellectual disability as a mitigating factor. See 18 U.S.C. § 3553(a)(1) (requiring the district court to consider "the history and characteristics of the defendant"). Although a district court must explain its sentence in a manner providing for meaningful appellate review, Gall v. United States , 552 U.S. 38, 50, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007), it is not required to provide an extensive justification for its sentencing determination, see Rita v. United States, 551 U.S. 338, 356-57, 127 S.Ct. 2456, 168 L.Ed.2d 203 (2007) ; United States v. Anderson , 926 F.3d 954, 957-58 (8th Cir. 2019) (noting that even when the variance is substantial we have no special rules about the extent to which a district court needs to explain a sentence). "[W]e do not require a district court to categorically rehearse each of the section 3553(a) factors on the record when it imposes a sentence." United States v. Richart , 662 F.3d 1037, 1049 (8th Cir. 2011). The district court is merely required to "set forth enough to satisfy the appellate court that he has considered the parties’ arguments and has a reasoned basis for exercising his own legal decision-making authority." Rita , 551 U.S. at 356, 127 S.Ct. 2456.

We conclude that the district court properly explained its decision to vary upward by about nine years. The district court said that it considered Ross's intellectual disability yet determined that an upward variance was proper after weighing the § 3553(a) factors, including the seriousness of the offense, the potential for the sentence to deter similar conduct, the danger Ross poses to the community, and the resulting-death policy statement, U.S.S.G § 5K2.1. The district court's failure to discuss at length Ross's intellectual disability does not render its sentencing explanation inadequate. See United States v. Lee , 553 F.3d 598, 601 (8th Cir. 2009) ; Anderson , 926 F.3d at 957-58 (concluding that the district court adequately explained a sentence that included a substantial upward variance even when the district court did not address mitigating factors directly). Thus, the record demonstrates that the district court properly explained Ross's sentence. See Isler , 983 F.3d at 341-42.

B.

Next, Ross argues that his ten-year prison sentence is substantively unreasonable. "In the absence of procedural error below, we should then consider the substantive reasonableness of the sentence imposed under an abuse-of-discretion standard." Feemster , 572 F.3d at 461 (internal quotation marks omitted). "A district court abuses its discretion when it (1) fails to consider a relevant factor that should have received significant weight; (2) gives significant weight to an improper or irrelevant factor; or (3) considers only the appropriate factors but in weighing those factors commits a clear error of judgment." United States v. Borromeo , 657 F.3d 754, 756 (8th Cir. 2011). In determining the sentence to impose, a district court is required to consider factors such as "the nature and circumstances of the offense and the history and characteristics of the defendant," § 3553(a)(1), "the need for the sentence imposed ... to reflect the seriousness of the offense," § 3553(a)(2)(A), the guidelines sentencing range, § 3553(a)(4), and "any pertinent policy statement," § 3553(a)(5). A district court has "wide latitude" in weighing the § 3553(a) sentencing factors. United States v. Nguyen , 829 F.3d 907, 925-26 (8th Cir. 2016). Indeed, "it will be the unusual case when we reverse a district court sentence— whether within, above, or below the applicable Guidelines range—as substantively unreasonable." Feemster , 572 F.3d at 464.

1.

First, Ross argues that his sentence is substantively unreasonable because the district court weighed too heavily the uncharged shooting incident in varying upward by approximately nine years.² We disagree. In varying, a district court is permitted to consider whether the guidelines range adequately "reflect[s] the seriousness of the offense," "afford[s] adequate deterrence," and "protect[s] the public." See § 3553(a)(2)(A)-(C) ; United States v. Boelter , 806 F.3d 1134, 1136 (8th Cir. 2015). "We may consider the extent of any deviation from the guideline range," but "even extraordinary variances do not require extraordinary circumstances." United States v. Johnson , 916 F.3d 701, 703 (8th Cir. 2019).

Here, the district court found that Ross recklessly fired a gun fourteen times in a residential street, killing a seven-year-old boy, and attempted to evade responsibility by stealing money to abscond. The district court then properly considered the § 3553 factors, including the seriousness of Ross's conduct, the danger to the community, and the deterrence of similar conduct and found that the guidelines range of 8 to 14 months’ imprisonment was inadequate. See § 3553(a)(2).

Although an approximately nine-year variance is significant, we have affirmed substantial upward variances based on the serious nature of a defendant's conduct, including when the conduct is uncharged and related or unrelated to the offense of conviction. See, e.g. , Anderson , 926 F.3d at 956-58 (affirming an upward variance from a guidelines range of 15 to 21 months’ imprisonment to 120 months’ imprisonment due to an uncharged shooting incident that nearly resulted in death and was unrelated to the defendant's conviction); Godfrey , 863 F.3d at 1092-94, 1099-1100 (affirming an upward variance from a guidelines range of 30 to 37 months’ imprisonment to 120 months’ imprisonment due to the defendant's firing of a handgun near children in a public park); United States v. Waller , 689 F.3d 947, 956-57, 960-61 (8th Cir. 2012) (affirming an upward variance from a guidelines range of 10 to 16 months’ imprisonment to 60 months’...