United States v. Valdez

• Decision Date: 13 January 2014
• Docket Number: No. 13–1811.,13–1811.
• Parties: UNITED STATES of America, Plaintiff–Appellee, v. Arturo VALDEZ, Defendant–Appellant.
• Court: U.S. Court of Appeals — Seventh Circuit

739 F.3d 1052

UNITED STATES of America, Plaintiff–Appellee,

v.Arturo VALDEZ, Defendant–Appellant.

No. 13–1811.

United States Court of Appeals,Seventh Circuit.

Argued Nov. 19, 2013.

Decided Jan. 13, 2014.

Patrick M. Otlewski, Attorney, Office of the United States Attorney, Chicago, IL, for Plaintiff–Appellee.

Andrea Elizabeth Gambino, Attorney, Gambino & Associates, Chicago, IL, for Defendant–Appellant.

Before POSNER, SYKES, and HAMILTON, Circuit Judges.

HAMILTON, Circuit Judge.

Arturo Valdez pled guilty to possessing heroin with intent to distribute. See 21 U.S.C. § 841(a)(1). He admitted responsibility for 700 grams of heroin, but in applying the Sentencing Guidelines, the district court held him accountable for more than three kilograms of the drug. The court imposed a within-guidelines sentence of 140 months in prison. On appeal Valdez challenges his sentence, arguing that the court's drug quantity finding violated his Fifth and Sixth Amendment rights, that the finding was based on unreliable evidence, and that the court failed to address an argument he made in mitigation against undue reliance on drug quantity. We affirm.

I. Factual Background

In February 2012 Valdez received a call from a government informant who said only that he wanted some “China.” Valdez understood this was a request for one kilogram of heroin and agreed. The next day Valdez paid a friend $500 to drive him to pick up heroin from his supplier. He then told the informant that he would be in the alley behind the informant's home in a few minutes. When Valdez arrived at the informant's home, police saw him get out of the car carrying a shoe box. Valdez saw the police and fled but was apprehended within moments. The shoe box contained approximately 500 grams of heroin.

Valdez pled guilty to possessing heroin with intent to distribute and admitted responsibility for a total of 700 grams of the drug. Valdez was informed in his plea agreement and at the plea colloquy that, given the amount of heroin he acknowledged, he faced a statutory minimum of five years in prison and a statutory maximum of forty years. See 21 U.S.C. § 841(b)(1)(B)(i).

For purposes of the Sentencing Guidelines, however, the government contended that Valdez was responsible for between three and ten kilograms of heroin. The probation officer agreed, assigning a base offense level of 34 in the presentence report. See U.S.S.G. § 2D1.1(a)(5), (c)(3). In support of the higher drug quantity, the government offered summaries by DEA agents of statements given by Valdez and the informant.

According to the agents, Valdez was read Miranda warnings after his arrest and agreed to cooperate with law enforcement. He admitted selling one kilogram of heroin per week during the previous two months and said that he had expected to sell the informant a kilogram of heroin for $56,000 the day of his arrest. When the agents told Valdez that the shoe box contained only half that amount, he agreed to call his supplier to discuss the discrepancy. The supplier acknowledged that the package was short on quantity but told Valdez that he had given him all the heroin he had at the time. The informant told the DEA agents that he had made three purchases from Valdez, each of one kilogram of heroin for approximately $55,000 per kilogram.

At sentencing, Valdez objected to the drug quantity calculation, and although he did not testify, he denied having ever made statements to the DEA agents. Valdez challenged the probation officer's reliance on the DEA reports, pointing out that neither the agents nor the informant testified at the sentencing hearing and the statements were merely summaries that were not corroborated by any controlled buys. Anticipating the Supreme Court's decision in Alleyne v. United States, ––– U.S. ––––, 133 S.Ct. 2151, 186 L.Ed.2d 314 (2013), and arguing for an even broader holding, he also argued that the government should be required to prove beyond a reasonable doubt the drug quantity used under the Sentencing Guidelines. He also argued that the district court should not rely as heavily on drug quantity as the Guidelines advise because quantity is not a reliable indicator of culpability.

The district court overruled Valdez's objection and adopted the drug quantity recommended by the presentence report. The court found that Valdez in fact gave the statement, which was corroborated by his understanding of the informant's request for “China” and his supplier's willingness to admit that he had shorted Valdez. Both facts indicated ongoing relationshipsdealing with large amounts of heroin. The court also found that the informant's statement provided further corroboration as it revealed similar drug quantities and price.

II. Analysis

We consider first the argument that the district court violated the defendant's Fifth and Sixth Amendment rights by finding facts that increased the amount of heroin he was responsible for under the Guidelines from 700 grams to more than three kilograms. Valdez bases this argument on Alleyne, which held that “any fact that increases the mandatory minimum is an ‘element’ that must be submitted to the jury” and proved beyond a reasonable doubt. 133 S.Ct. at 2155. The amount of heroin Valdez admitted responsibility for established a statutory minimum of five years. See 21 U.S.C. § 841(b)(1)(B)(i). Because the quantity found by the district court would support a statutory minimum of ten years, see id., § 841(b)(1)(A)(i), Valdez says, the court ran afoul of Alleyne.

There is no indication, however, that the district judge thought her sentencing discretion was cabined by a higher statutory minimum than the five-year minimum supported by the 700 grams of heroin charged in the indictment and admitted by Valdez. Thus, Valdez's position is foreclosed by United States v. Hernandez, 731 F.3d 666, 672 (7th Cir.2013).

Valdez suggests that we read Alleyne as overruling the remedial holding of United States v. Booker, 543 U.S. 220, 245, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), and require all drug quantity determinations under the now-advisory Sentencing Guidelines to be submitted to a jury. We decline. The Court in Alleyne specifically noted that its ruling “does not mean that any fact that influences judicial discretion must be found by a jury.” 133 S.Ct. at 2163. There is no conflict with Booker. The district court did not err by calculating a greater drug quantity solely for purposes of determining Valdez's Guideline range without requiring proof beyond a reasonable doubt or a jury finding or admission. See United States v. Claybrooks, 729 F.3d 699, 708 (7th Cir.2013). Absent such an extension of Alleyne, Valdez cannot prevail on his argument that...