USA v. Stephens

• Decision Date: 16 January 2001
• Docket Number: No. 99-30228,99-30228
• Citation: 237 F.3d 1031
• Parties: (9th Cir. 2001) UNITED STATES OF AMERICA, Plaintiff-Appellee, v. WILLIAM R. STEPHENS, Defendant-Appellant
• Court: U.S. Court of Appeals — Ninth Circuit

Page 1031

237 F.3d 1031 (9th Cir. 2001)

UNITED STATES OF AMERICA, Plaintiff-Appellee, v. WILLIAM R. STEPHENS, Defendant-Appellant.

No. 99-30228

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

Argued and Submitted August 4, 2000

Filed January 16, 2001

Matthew W. Claman, Anchorage, Alaska, for the defendant appellant.

Mark A. Rosenbaum, Assistant United States Attorney, for the plaintiff-appellee.

Appeal from the United States District Court for the District of Alaska H. Russell Holland, District Judge, Presiding. D.C. No.CR-98-0193 (HRH)

Before: Dorothy W. Nelson, Stephen Reinhardt, and Sidney R. Thomas, Circuit Judges.

Opinion by Judge D.W. Nelson; Dissent by Judge Reinhardt

D.W. NELSON, Circuit Judge:

William R. Stephens appeals a 180-month sentence for being a felon in possession of a firearm in violation of 18 U.S.C. 922(g)(1). Although the penalty for this offense normally does not exceed 10 years, see 18 U.S.C. 924(a)(2), the Armed Career Criminal Act ("ACCA") mandates a minimum sentence of 15 years for people with three previous convictions for "a violent felony or a serious drug offense, or both," 18 U.S.C. 924(e). Stephens was convicted twice on state burglary charges and once for carrying a gun in connection with a drug trafficking offense in violation of 18 U.S.C. 924(c). Because all three prior offenses are "violent felonies" within the meaning of the ACCA, we affirm the district court's enhanced sentence.

FACTUAL BACKGROUND

On November 8, 1998, Stephens was arrested in the parking lot of an Anchorage nightclub after showing a security guard a semiautomatic pistol. Police found the weapon, which was loaded, in Stephens's waistband. Stephens was charged with being a felon in possession of a firearm, in violation of 18 U.S.C. 922(g)(1).

On June 8, 1999, Stephens pleaded guilty and was sentenced to 180 months in prison. The enhanced sentence was predicated on three prior felony convictions. On October 12, 1989, he was convicted twice in state court for burglary after entering pleas of nolo contendere. In the first case, he was convicted of "Burglary II" based on an indictment charging that, on or about October 5, 1988, he "did enter or remain unlawfully in a building, Beavers Sports, 3480 College Road, Fairbanks, with intent to commit the crime of theft in the building." In the second case, a separate indictment charged that, on or about February 11, 1989, he "did enter or remain unlawfully in a building, the dwelling of William Leffel, 16(B) Farewell, with intent to commit the crime of assault in the dwelling" and that Stephens "did enter or remain unlawfully in a building, the dwelling of Adam Fowler, 196 7th Avenue, with intent to commit the crime of assault in the dwelling." On May 17, 1994, Stephens pleaded guilty to "use of a firearm in relation to drug trafficking" in violation of 18 U.S.C. 924(c).

Stephens timely appeals his sentence.

STANDARD OF REVIEW

This court reviews questions of law de novo. United States v. Hunter, 101 F.3d 82, 84 (9th Cir. 1996). The proper interpretation of a statute is a question of law; therefore, this court reviews de novo the district court's conclusions about what constitutes a violent felony under 18 U.S.C. 924(e). United States v. Potter, 895 F.2d 1231, 1235 (9th Cir. 1990). In determining whether a prior offense is a violent felony for sentencing enhancement purposes, courts take a "categorical approach" by "look[ing] only to the fact of conviction and the statutory definition of the prior offense." Taylor v. United States, 495 U.S. 575, 602 (1990). Because burglary statutes vary greatly from state to state, courts recognize an exception to the categorical approach and will look to the indictment or information and jury instructions to determine if the jury "was actually required to find all the elements of generic burglary." Id.

18 U.S.C. 924(c) MEETS THE ACCA'S DEFINITION OF "VIOLENT FELONY"

The ACCA provides a 15-year minimum sentence for a violation of 18 U.S.C. 922(g) where the defendant has three prior convictions for "a violent felony or a serious drug offense." 18 U.S.C. 924(e)(1). The statute defines "violent felony" to include "burglary" and any crime that "otherwise involves conduct that presents a serious potential risk of physical injury to another." 18 U.S.C. 924(e)(2)(B)(ii).

Stephens's prior conviction for carrying a gun in connection with a drug trafficking offense falls within the ACCA's definition of "violent felony." "[T]he danger of violence inheres in the combination of firearms and drugs . .. ." Warren v. Crabtree, 185 F.3d 1018, 1021 n.6 (9th Cir. 1999) (holding that the Bureau of Prisons was entitled to deference for the reasonable conclusion that someone convicted of violating 924(c) was not entitled to a sentence reduction reserved for people convicted of a "nonviolent offense"). Congress enacted the current version of 18 U.S.C.S 924(c)(1) in reaction to a shocking correlation between drugs and violence. See Smith v. United States, 508 U.S. 223, 240 (1993) ("In 1989, 56 percent of all murders in New York City were drug related; during the same period, the figure for the Nation's Capital was as high as 80 percent."); see also Muscarello v. United States, 524 U.S. 125, 132 (1998). Carrying a weapon during a drug offense "creates a grave possibility of violence and death," Smith, 508 U.S. at 240, more than justifying the district court's inclusion of Stephens's conviction for violation of 18 U.S.C. 924(c)(1) as a predicate offense for the sentence enhancement.

Stephens argues that a conviction under 18 U.S.C. 924(c)(1) should not count as a predicate offense under the ACCA because a conviction for being a felon in possession of a firearm, in violation of 18 U.S.C. 922(g)(1), does not. See U.S.S.G. 4B1.2 cmt. n.1 (1998) (" `Crime of violence' does not include the offense of unlawful possession of a firearm by a felon."); United States v. Canon, 993 F.2d 1439, 1441 (9th Cir. 1993) (holding that possession of a firearm by a felon is not a "crime of violence"). ButS 922(g)(1) contemplates an entirely different potential for violence from 924(c)(1). While 922(g)(1) "requires no act other than possession of the firearm," Canon, 993 F.2d at 1441, a violation of 924(c)(1) requires a connection to a drug trafficking crime. This circuit has recognized in a slightly different context that carrying a firearm in connection to a drug trafficking offense involves a far higher potential for violence than being a felon in possession of a firearm. See Warren v. Crabtree, 185 F.3d at 1021 n.6. Thus, we conclude that the district court did not err in finding that Stephens's 924(c) conviction was a "violent felony" under the ACCA.

STEPHENS'S BURGLARY CONVICTIONS ARE VIOLENT FELONIES FOR PURPOSES OF THE ACCA

The ACCA deems burglary a violent felony that can be a predicate offense for an enhanced sentence. 18 U.S.C. 924(e)(2)(B)(ii). Although some state burglary statutes criminalize conduct outside the scope of the ACCA's definition of "violent felony," the Supreme Court has ruled that in order to qualify as a predicate offense, a burglary conviction must involve the following elements: "unlawful or unprivileged entry into, or remaining in, a building or structure, with intent to commit a crime." Taylor v. United States, 495 U.S. 575, 599 (1990). Stephens argues that his state convictions should not count as ACCA predicates because Alaska's burglary statute has an expansive definition of "building" that criminalizes conduct outside the scope of the ACCA. See Alaska Stat. 11.81.900(b)(4) (defining "building" to include, in addition to its traditional meaning,"any propelled vehicle or structure adapted for overnight accommodation of persons or for carrying on business; when a building consists of separate units, including apartment units, offices, or rented rooms, each unit is considered a separate building").

Regardless of the breadth of Alaska's statute, because Stephens was convicted of burglarizing structures within the traditional meaning of "building," his two prior state burglary convictions count as "violent felony" predicates for sentence enhancement under the ACCA. The indictment for Stephens's first burglary offense charges him with entering or remaining unlawfully "in a building, Beaver Sports, 3480 College Road." The indictment also charges him with stealing "running suits, hats, jackets" and other property. The indictment'suse of the term "building," without any further qualification, and the inclusion of a street address, provide an adequate basis to conclude that "building" is used in its usual sense. The second indictment charges Stephens with entering a "dwelling" at "196 7th Avenue, with the intent to commit the crime of assault." Like the first indictment, the second one uses "dwelling" without any special qualification and provides a specific street address. Because these indictments clearly refer to burglaries of "buildings" within the scope of the definition of "burglary" provided by Taylor, it follows that Stephens's prior convictions are violent felonies under the ACCA.

The district court's sentence under the ACCA is therefore AFFIRMED.

REINHARDT, Circuit Judge, dissenting:

Stephens was arrested for being a felon in possession of a handgun after he was discovered outside of a nightclub with a handgun in his waistband. For this crime which, ironically, is not a violent felony, he has been sentenced to incarceration for 15 years. Why such a long sentence? The district court concluded, and the majority agrees, that Stephens qualifies for substantially increased sentencing pursuant to the Armed Career Criminal Act (Act), 18 U.S.C. 924(e) because he has three prior felony convictions, and those three felonies are...