Vannoy v. Fed. Reserve Bank of Richmond

Decision Date28 June 2016
Docket NumberNo. 14–2375,14–2375
Citation827 F.3d 296,32 A.D. Cases 1509
PartiesJohn Vannoy, Plaintiff–Appellant, v. The Federal Reserve Bank of Richmond, Defendant–Appellee.
CourtU.S. Court of Appeals — Fourth Circuit

ARGUED: Mary Ann Kelly, The Law Offices of Mary Ann Kelly, Fairfax, Virginia, for Appellant. David E. Nagle, Jackson Lewis PC, Richmond, Virginia, for Appellee. ON BRIEF: Crystal L. Tyler, Jackson Lewis PC, Richmond, Virginia, for Appellee.

Before AGEE and WYNN, Circuit Judges, and Thomas D. SCHROEDER, United States District Judge for the Middle District of North Carolina, sitting by designation.

Affirmed in part, vacated in part, and remanded by published opinion. Judge Agee

wrote the opinion, in which Judge Wynn and Judge Schroeder joined.

AGEE

, Circuit Judge:

John Vannoy sued his former employer, the Federal Reserve Bank of Richmond (FRBR), for interference and retaliation in violation of the Family and Medical Leave Act (“FMLA”), 29 U.S.C. § 2601, et seq. ,

and failure to accommodate and discriminatory discharge in violation of the Americans with Disabilities Act (“ADA”), 42 U.S.C. § 12101, et seq. The district court granted summary judgment in FRBR's favor as to all of the claims.

For the reasons discussed below, we affirm the district court's judgment as to the FMLA retaliation claim and the ADA claims. However, because genuine issues of material fact exist as to whether FRBR interfered with Vannoy's FMLA rights by providing him defective notice that omitted his right to reinstatement at the conclusion of the medical leave term, we hold that summary judgment as to that claim was not warranted. Accordingly, we vacate that part of the district court's judgment and remand for further proceedings as to Vannoy's FMLA interference claim.

I. Factual and Procedural Background1

Vannoy worked for FRBR from 1994 until his termination on December 21, 2010, at which time he held the position of Project Construction Manager / Technical Services Director within FRBR's Facilities Management Department. By the summer of 2010, Vannoy's supervisors, Robert Minteer and Mattison Harris, noticed Vannoy was having problems with his work and attendance. In July 2010, Harris reported his concern that Vannoy may be depressed to FRBR's Medical Director, Dr. Victor Brugh.

Dr. Brugh, who had treated Vannoy for depression previously, was aware of Vannoy's history of depression “going way back,” and that Vannoy had taken antidepressant medications “for a long time.” J.A. 419–20.2 As the Medical Director of the Health Services Department, Dr. Brugh was responsible for core aspects of FRBR's FMLA and ADA compliance, including: evaluating and treating employees; overseeing administration of short term disability and ADA benefits; working closely with human resources on health and disability related benefits; overseeing and reviewing applications for FMLA leave; and working with FRBR departments in connection with employee performance issues potentially related to health problems. The record does not reflect that Dr. Brugh ever spoke with Vannoy about his rights and responsibilities under the FMLA.

On September 23, 2010, Vannoy saw Mimi Kline, a licensed professional counselor, who diagnosed him with “major depression

” and noted his need for “an in-patient 30–day program.” J.A. 169.

Beginning on October 22 and lasting through November 15, Vannoy had several unscheduled absences from work, which he cleared informally with his supervisors by text message or email. The record does not indicate whether these absences were to seek medical treatment. However, the record does show that Vannoy was admitted to St. Mary's Hospital on November 10 for psychiatric treatment. His family informed Harris and Dr. Brugh that Vannoy was in the hospital, and Dr. Brugh spoke directly with Vannoy during his hospital stay. Vannoy's physicians recommended that he enter a 30-day rehabilitation program for treatment of depression and alcohol dependency, but Vannoy refused, expressing concern that taking additional time off from work would result in termination. Vannoy was discharged from the hospital on November 13.

Around that time, Vannoy submitted his application for short term disability, which also functioned as a request for FMLA leave. To that application, Vannoy attached a physician's statement from his primary care doctor taking him out of work from November 10 to December 10. Based on these documents, FRBR determined and notified Vannoy that he was eligible for leave under the FMLA through December 10.

The parties' accounts diverge as to whether Vannoy received sufficient individualized notice of his FMLA rights and responsibilities as required by the Act. FRBR represents that it sent Vannoy the applicable notice document on November 16, but Vannoy asserts that he did not receive it. In any event, the notice FRBR claims to have sent omitted reference to job protection rights, the precise information Vannoy contends he needed to answer his concerns that continued absences for treatment of his depression and alcoholism would result in termination.

Fearful of losing his job, Vannoy reported to work on November 15 without a doctor's note and well before the end of his approved FMLA leave period. FRBR sent Vannoy home with instructions that he could not return to work until he obtained a release from his physician. Shortly thereafter Vannoy provided FRBR a doctor's note, allowing him to return to “full work duty” as of November 15. J.A. 203. Vannoy returned to work on November 16.

On November 18, Vannoy arranged a meeting with Minteer and Harris to follow up about his recent hospitalization and ongoing medical issues. Apparently, the FMLA was not discussed during this meeting, though Vannoy states he was “reassured that [his] job was not in jeopardy.” J.A. 118. Vannoy contends he reiterated to his supervisors that he “wanted ... to work with them and to work with the bank to keep [his] job.” Id.

On November 30, FRBR sent Vannoy on a three-day work assignment in Baltimore. Vannoy drove a company vehicle and stayed in a hotel for that period at FRBR's expense, but he did not report to work on the project. The record provides only a hazy account of Vannoy's purported reason for the three-day absence. Nonetheless, when Vannoy returned to FRBR's Richmond office, he was placed on administrative leave pending a decision about his failure to communicate the unscheduled absence from work while in Baltimore. On December 16, Vannoy was placed on a performance improvement plan, which contained an employee portion that Vannoy was to complete by December 20.

On December 20, Vannoy informed his supervisors that he would not be able to report to work that day. Upon his return to work the following day, Vannoy received an email from Harris instructing him to complete and submit the employee portion of the performance improvement plan that day. Contending that he was unable to complete the performance improvement plan, Vannoy left work without authorization and went home. FRBR terminated Vannoy's employment effective that day in a letter citing the failure to properly communicate unscheduled time off from work and insubordinate behavior in leaving work despite instructions to complete the performance improvement plan.

After his termination and following exhaustion of his administrative remedies, Vannoy filed a complaint in the United States District Court for the Eastern District of Virginia alleging FRBR violated his rights under the FMLA and the ADA. FRBR moved for summary judgment under Rule 56 of the Federal Rules of Civil Procedure

. The district court granted FRBR's summary judgment motion as to all claims, concluding that Vannoy failed to give sufficient notice of his need for a medical leave of absence and he was terminated for misconduct related to the Baltimore trip.

Vannoy timely appeals from the district court's order granting summary judgment to FRBR. We have jurisdiction to review the district court's final order under 28 U.S.C. § 1291

.

II. Analysis

We review a district court's grant of summary judgment de novo, applying the same standard as the district court. Halpern v. Wake Forest Univ. Health Scis. , 669 F.3d 454, 460 (4th Cir. 2012)

. Summary judgment is appropriate if “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a) ; see also Bostic v. Schaefer , 760 F.3d 352, 370 (4th Cir. 2014). “A dispute is genuine if a reasonable jury could return a verdict for the nonmoving party.” Libertarian Party of Va. , 718 F.3d at 313. “A fact is material if it might affect the outcome of the suit under the governing law.” Id. In addition to construing the evidence in the light most favorable to Vannoy, the non-movant, we also draw all reasonable inferences in his favor. See Halpern , 669 F.3d at 460.

A. FMLA Interference

Vannoy argues that FRBR failed to provide him individualized notice of his job protection rights as required by the FMLA. This omission, Vannoy posits, caused prejudice to him as it affected his ability to take the medical leave he claims to have needed. Vannoy also states, without elaboration, that he did not receive the notice from FRBR that FRBR says it sent him. FRBR represents that it sent Vannoy individualized notice by email on November 16, 2010 and, in any event, it granted Vannoy's medical leave request and provided notice that he had 480 hours of FMLA leave available.

The FMLA entitles eligible employees to take twelve weeks of leave during any twelve-month period for a “serious health condition that makes the employee unable to perform the functions” of his job. 29 U.S.C. § 2612(a)(1)(D)

. Following this leave period, an employee has the right to reinstatement to his or her original position or an equivalent post. Id. § 2614(a)(1). It is unlawful under the FMLA for an employer to interfere with an employee's exercise of or the attempt to exercise any right...

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