Vassey v. Burch

Decision Date15 August 1980
Docket NumberNo. 122,122
Citation301 N.C. 68,269 S.E.2d 137
PartiesBenny G. VASSEY v. William H. BURCH, M.D., Roy L. Morgan, M.D. and St. Luke's Hospital, Inc.
CourtNorth Carolina Supreme Court

Hamrick & Hamrick by J. Nat Hamrick, Rutherfordton, William H. Miller, Tryon, for plaintiff-appellant.

Hedrick, Parham, Helms, Kellam, Feerick & Eatman by Richard T. Feerick and Hatcher B. Kincheloe, Charlotte, for defendant-appellee, St. Luke's Hospital, Inc.

R. E. Harrell, Ashville, for Burch.

HUSKINS, Justice:

Did the Court of Appeals err in upholding summary judgment for St. Luke's Hospital, Inc.? For reasons which follow, we answer in the affirmative and reverse.

Rule 56, Rules of Civil Procedure, authorizes the rendition of summary judgment upon a showing by the movant that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law. The rule does not authorize the court to decide an issue of fact. It authorizes the court to determine whether a genuine issue of fact exists. Summary judgment is designed to eliminate formal trials where only questions of law are involved by permitting penetration of an unfounded claim or defense in advance of trial and allowing summary disposition for either party when a fatal weakness in the claim or defense is exposed. Caldwell v. Deese, 288 N.C. 375, 218 S.E.2d 379 (1975). "The device used is one whereby a party may in effect force his opponent to produce a forecast of evidence which he has available for presentation at trial to support his claim or defense. A party forces his opponent to give this forecast by moving for summary judgment. Moving involves giving a forecast of his own which is sufficient, if considered alone, to compel a verdict or finding in his favor on the claim or defense. In order to compel the opponent's forecast, the movant's forecast, considered alone, must be such as to establish his right to judgment as a matter of law." 2 McIntosh, N.C. Practice & Procedure § 1660.5 (2d ed. Phillips Supp.1970).

Accordingly, the party moving for summary judgment has the burden of clearly establishing the lack of any triable issue of fact by the record properly before the court and his entitlement to judgment as a matter of law. Pitts v. Pizza, Inc., 296 N.C. 81, 249 S.E.2d 375 (1978). "His papers are carefully scrutinized and those of the opposing party are on the whole indulgently regarded." 6 Pt. 2 Moore's Federal Practice, § 56.15(8) at 642 (2d ed. 1980). Accord, Moore v. Fieldcrest Mills, Inc., 296 N.C. 467, 251 S.E.2d 419 (1979). "If the moving party meets this burden, the party who opposes the motion for summary judgment must either assume the burden of showing that a genuine issue of material fact for trial does exist or provide an excuse for not so doing." Zimmerman v. Hogg & Allen, 286 N.C. 24, 209 S.E.2d 795 (1974). If the evidentiary materials filed by the parties indicate that a genuine issue of material fact does exist, the motion for summary judgment must be denied, as "the motion may be granted only where there is no such issue and the moving party is entitled to judgment as a matter of law." Id.

As a general proposition, issues of negligence are ordinarily not susceptible of summary adjudication either for or against the claimant "but should be resolved by trial in the ordinary manner." 6 Pt. 2 Moore's Federal Practice, § 56.17(42) at 946 (2d ed. 1980). Hence, it is only in exceptional negligence cases that summary judgment is appropriate because the rule of the prudent man, or other applicable standard of care, must be applied, and ordinarily the jury should apply it under appropriate instructions from the court. Caldwell v. Deese, supra; Gordon, The New Summary Judgment Rule in North Carolina, 5 Wake Forest Intra. L.Rev. 87, 92 (1969). Nevertheless, if a motion for summary judgment is supported by evidentiary matter showing a lack of negligence on the part of the movant and there is no question as to the credibility of witnesses and no evidence is offered in opposition thereto, no issue is raised for the jury to consider under appropriate instructions and summary judgment for the movant should be allowed. See Moore v. Fieldcrest Mills, Inc., supra; 6 Pt. 2 Moore's Federal Practice, § 56.17(42) at 948-49 (2d ed. 1980).

We now turn to the propriety of summary judgment for St. Luke's Hospital, Inc. applying the foregoing legal principles to the record properly before us.

At the outset we note that the record on appeal does not indicate what evidentiary materials, if any, were offered by defendant Hospital in support of its motion for summary judgment. The record does indicate that after giving notice of appeal in open court, plaintiff was allowed sixty days in which to make up and serve a proposed record on appeal, and that such record was duly served on defendant Hospital within the allotted time. The Hospital filed no objections, amendments, or a proposed alternative record on appeal. See Rule 11(c), Rules of Appellate Procedure. Accordingly, the proposed record on appeal became the record on appeal. Rule 11(b), Rules of Appellate Procedure. This record was certified by the Clerk of Superior Court on 1 June 1979 as the official record on appeal in this action. See Rule 11(e), Rules of Appellate Procedure.

It is axiomatic that a properly certified record on appeal imports verity. 1 N.C. Index 3d, Appeal and Error § 42, and cases cited therein. The appellate courts in this State are bound by the record as certified and can judicially know only what appears of record. Griffin v. Barnes, 242 N.C. 306, 87 S.E.2d 560 (1955); Tomlins v. Cranford, 227 N.C. 323, 42 S.E.2d 100 (1947). An appellate court will not speculate as to the content of evidentiary matters in support of a summary judgment motion which the record fails to show were offered in evidence in the trial court. Compare, Equipment Co. v. Hertz Corp., 256 N.C. 277, 123 S.E.2d 802 (1962); Ingram v. Easley, 227 N.C. 442, 42 S.E.2d 624 (1947); Wallace v. Longest, 226 N.C. 161, 37 S.E.2d 112 (1946). In determining whether a movant has met his burden of proof on a summary judgment motion, this Court can rely only upon evidentiary materials appearing of record.

In the instant case, the record contains no evidentiary materials submitted by defendant Hospital in support of its motion for summary judgment....

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