Walker v. Prisoner Review Bd.

Decision Date02 December 1982
Docket NumberNo. 79-2309,79-2309
Citation694 F.2d 499
PartiesClarence W. WALKER, Plaintiff-Appellant, v. PRISONER REVIEW BOARD, James R. Irving, Chairman, Defendant-Appellee.
CourtU.S. Court of Appeals — Seventh Circuit

Scott Harris (Student), for plaintiff-appellant.

Faith S. Salsburg, Asst. Atty. Gen., Chicago, Ill., for defendant-appellee.

Before CUDAHY, Circuit Judge, FAIRCHILD, Senior Circuit Judge, and TEMPLAR, * Senior District Judge.

FAIRCHILD, Senior Circuit Judge.

Inmate Clarence W. Walker commenced this Sec. 1983 action against the Illinois Board of Prisoner Review (Board), claiming a denial of due process in the manner in which it denied him parole. Liberally construed, his pro se complaint alleged insufficiency of the reasons given for denial, refusal of an opportunity to review the entire record considered by the Board, and an erroneous conclusion by the Board that his sentences were consecutive rather than concurrent.

The Board moved for dismissal (or alternatively for summary judgment). The district court dismissed. The court was of the opinion that because the Board had followed certain procedures considered adequate in Greenholtz v. Nebraska Penal and Correctional Complex, 442 U.S. 1, 99 S.Ct. 2100, 60 L.Ed.2d 668 (1979), denial to plaintiff of access to his file was not a denial of due process; and that the Board's statement of reasons was sufficient. The court did not address the claim concerning the sentences, concluding that this was a challenge to the duration of imprisonment, which could only be raised by petition for habeas corpus after exhaustion of state remedies. Preiser v. Rodriguez, 411 U.S. 475, 93 S.Ct. 1827, 36 L.Ed.2d 439 (1973).

Plaintiff appealed, and we appointed counsel on appeal.

I. Propriety of Sec. 1983 Action

The Board has not argued that plaintiff's due process claims could only be asserted, after exhaustion of state remedies, in a petition for habeas corpus. His complaint did not assert a right to be released on parole, and sought only an injunction requiring rehearing by the Board in accordance with due process. We note that in Williams v. Ward, 556 F.2d 1143, 1150 (2d Cir.1977), a petition challenging parole procedures was held cognizable under Sec. 1983 because the relief sought might have improved petitioner's chances of parole, although the question of release still would remain within the discretion of the parole board. Cf. Fernandez v. Trias Monge, 586 F.2d 848, 852 n.4 (1st Cir.1978); Wright v. Cuyler, 624 F.2d 455, 458 n.5 (3d Cir.1980). Greenholtz, supra, was a Sec. 1983 action. See also Bradford v. Weinstein, 519 F.2d 728, 733-34 (4th Cir.1974), vacated and remanded, 423 U.S. 147, 96 S.Ct. 347, 46 L.Ed.2d 350 (1975) (moot); Haymes v. Regan, 525 F.2d 540, 542 (2d Cir.1975).

We conclude that the due process claims are the proper subject of a Sec. 1983 action seeking injunctive relief as to constitutionally required procedure.

II. The Board's Statement of Reasons

The district court assumed, without deciding, that under Greenholtz, supra, Illinois law creates an expectancy of release on parole which is entitled to due process protection. This court has since decided that proposition affirmatively. United States ex rel. Scott v. Illinois Parole and Pardon Board, 669 F.2d 1185, cert. denied sub nom. McCombs v. Scott, --- U.S. ----, 103 S.Ct. 468, 74 L.Ed.2d 617 (1982).

The complaint alleged that after plaintiff became eligible for parole, parole was denied January 4, 1977, January 24, 1978, and December 5, 1978. It was alleged that each denial was made because of the serious nature of the offense. Only the text of the December 5, 1978 statement of reasons was set forth, as follows:

The above action is taken based on the Board's feeling that parole at this time would deprecate the seriousness of the crime for which you were convicted and would promote disrespect for the law. This is [based] on the crimes of Rape, Armed Robbery and Attempted Murder [for] which you received sentences ranging from 100-150 and 19-20 years. Due to the 100 years [minimum], you do not qualify for a release date under the provisions of the new law.

Board counsel states that the last sentence related solely to the question whether the Board was required by statute to set a fixed release date and that it formed no part of the Board's reasons for denial of parole. Counsel for plaintiff agrees, and we accordingly give no further consideration to this sentence. Plaintiff argues that he was deprived of due process because the Board denied parole based on the same grounds earlier used to justify rejection of the two previous applications and because it failed to state the facts underlying its decision.

The first argument is clearly without merit. Both Ill.Rev.Stat. ch. 38, Sec. 1003-3-5(c) and Rule V of the Rules Governing Parole require the Board to deny parole to a candidate if release at that time would deprecate the seriousness of his offense or cause disrespect for the law. Neither the statute nor the Rule places a limitation on the number of times these reasons may be invoked to justify rejection of an application, and Walker, quite simply, has produced no authority to show otherwise. We hold that so long as the Board assesses each application in good faith, with particular regard to the inmate's rehabilitation and prison behavior record, 1 there is no restriction on how often parole may be denied because release would deprecate the seriousness of the crime or cause disrespect for the law. We do not think that the Board's obligation to consider institutional behavior and any other evidence of rehabilitation necessitated, as a condition precedent to denial, an assertion in the statement of reasons that such behavior and evidence have been considered and that favorable factors have been deemed outweighed.

Plaintiff's second proposition argues that a reference to his crimes accompanied by a recitation of the statutory language, that parole would deprecate the seriousness of the crimes of which the prisoner was convicted and promote disrespect for law, is not a sufficient statement of the facts underlying the Board's decision.

In United States ex rel. Scott v. Illinois Parole and Pardon Board, supra, this court considered the adequacy of a statement that release, after service, apparently, of eleven years would deprecate the severity of the crime, namely murder, with a 25-40 year sentence. The court held the statement would be sufficient if in fact the Board had a practice of automatically denying parole to inmates convicted of murder, and remanded so that the district court could determine the practice of the Board. The Scott panel noted the absence of reference to the specific criminal conduct of the prisoner as distinguished from the label of the offense.

Our present case is different in large degree. The Board's statement refers to three offenses, rape, armed robbery, and attempted murder. The combination of the three indicates something about the seriousness of plaintiff's criminal conduct. We are told that the statutory minimum for each offense was four years for rape, two years for armed robbery, and apparently no minimum, but a statutory maximum of 20 years for attempted murder. Although sentences of 100 to 150 years are pretty ridiculous in the nature of things (more so when made consecutive) they at least demonstrate together with the 19 to 20 years for attempted murder that the specific conduct was considered especially heinous by the sentencing judge. Under these circumstances, we think that the Board could well have concluded that it would deprecate the seriousness of the offense or cause disrespect for the law to parole plaintiff after thirteen years. No further articulation of the thought process or statement of a factual predicate for the Board's reasons for denial was required. See generally Greenholtz supra, 442 U.S. at 15, 99 S.Ct. at 2107 ("nothing in the due process concepts as they have thus far evolved ... requires the Parole Board to specify the particular 'evidence' in the inmate's file or at his interview on which it rests [its] discretionary determination").

III. Access to Parole File

Walker's complaint alleged that in a petition for rehearing he had told the Board that he was refused the right to review the entire record which the Board had considered. He alleged he had been told by the Board that there were certain letters in it which he could not see. He asserted that he was thus deprived of an opportunity to make sure that the decision of the Board was not based on erroneous information.

We note at the outset that the danger posed to a parole candidate by the risk that his records contain incorrect information is clearly not insignificant. The interest at stake, namely conditional release, is undoubtedly valuable; "the decision [to grant or deny parole] is one that must be made largely on the basis of the inmate's files," Greenholtz, supra, 442 U.S. at 15, 99 S.Ct. at 2107; and, on occasion, "researchers and courts have discovered many substantial inaccuracies" in prisoner records, id. at 33, 99 S.Ct. at 2117 (Marshall, J., dissenting).

Whether the Constitution requires that a parole applicant have access to his file, or at least to the documents relied upon by the decision-maker, is a question of some dispute. Plainly this specific safeguard is not so basic to compliance with traditional notions of due process as are the more general requirements of notice and hearing. Yet, the cases which have held that prisoners have no constitutional right to information in a parole board's files seem to us to represent ad hoc determinations, and are not expressions of an absolute, invariable rule, see Dye v. United States Parole Commission, 558 F.2d 1376 (10th Cir.1977) (per curiam ); Billiteri v. United States Parole Board, 541 F.2d 938, 945 (2d Cir.1976); see also Schuemann v. Colorado State Board of Adult Parole, 624...

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