Washington v. Com.

Decision Date27 March 2001
Docket NumberRecord No. 0881-00-4.
Citation35 Va. App. 202,543 S.E.2d 638
PartiesDarrell WASHINGTON v. COMMONWEALTH of Virginia.
CourtVirginia Court of Appeals

Janell M. Wolfe, Arlington, for appellant.

Virginia B. Theisen, Assistant Attorney General (Mark L. Earley, Attorney General, on brief), for appellee.

Present: FITZPATRICK, C.J., and WILLIS and CLEMENTS, JJ.

FITZPATRICK, Chief Judge.

Darrell Washington (appellant) was convicted in a jury trial of robbery, in violation of Code § 18.2-58, and use of a firearm while committing a robbery, in violation of Code § 18.2-53.1. On appeal, he contends (1) his second trial violated the Fifth Amendment's Double Jeopardy Clause1 and (2) the evidence was insufficient to prove his guilt. We agree that the double jeopardy prohibition bars his second trial and reverse and dismiss his convictions.

I.

On December 15, 1999 appellant's case was called for trial before the Honorable Paul Sheridan. Twenty people were called as prospective jurors and seated in the jury box. When Juror No. 5 approached the jury box, he informed the trial judge, "I'm excused for tomorrow, Your Honor." The court asked counsel if the case would carry over into the next day, and appellant's counsel indicated that it was very possible it might do so. The court then inquired if anyone else was excused for the following day. Four of the prospective jurors noted they were excused for the following day. Nevertheless, all the prospective jurors were called for voir dire. Another juror indicated he would have a problem if court lasted later than 5:00 p.m. on that day.

Prior to either counsel commencing voir dire, the court once again inquired, "How many of you have been excused for tomorrow?" and had the jurors keep their hands raised so that counsel could see them. After both counsel finished voir dire, the court again asked "those who are excused tomorrow, one more time, put your hands up. Counsel observe." Defense counsel informed the court that she would not use her strikes based upon availability, and the court indicated that appellant was not required to use strikes in that manner. Counsel also stated, "I think, you know, the lateness of this trial starting, that there is a good chance that it will go into tomorrow." The court responded, "I'm going to wait and see."

After the strikes were completed, but prior to the jury being sworn, one juror stated that she had to teach a class at 6:00 p.m. and needed to leave by 5:30 p.m. The trial judge agreed to make sure the juror was excused on time. Another juror stated, "I was excused for tomorrow." The court responded:

THE COURT: "I will get to that now. We'll see what we do with it."
[The jury was sworn immediately after the court's comment.]
THE CLERK: Please stand and raise your right hands.
(The jury panel was sworn as follows:)
THE CLERK: So you and each of you solemnly swear to well and truly try and true deliverance make between the Commonwealth of Virginia and the defendant at the bar whom you shall have the charge [sic] and a true verdict render thereon according to the law and the evidence so help you God?

The trial court, after having the jury panel sworn, sua sponte determined a need for alternates.

THE COURT: Now, for one more time, hands that are excused tomorrow. All right.
We have one juror excused for tomorrow. We have one juror who I have told [sic] is going to make her teaching commitment at 6 p.m. tonight.
Do you want alternates?
Hearing no immediate answer, I'm going to answer the question for myself. Yes.

Only two prospective jurors were available who were not a part of the twenty previously called. Thus, the court proposed adding two of the previously stricken jurors and allowing each side one strike to select two alternates. At this point, the jury and remaining prospective jurors were removed from the courtroom. The appellant and Commonwealth objected to any procedure to choose an alternate that included previously stricken jurors.2 Appellant also objected to selecting any alternate jurors at this stage because the alternates would know they were designated as such. Appellant indicated the court knew enough jurors might not be present and should have continued the case. The Commonwealth and appellant further objected to the court's suggestion to seat the two remaining prospective jurors and allow only the appellant to strike one. The following colloquy occurred:

MR. HUDGINS [The Commonwealth's Attorney]: Again, I have the same position because now I'm basically out of a strike, and she is left with the potential of picking who is going to be the alternate.
THE COURT: 8.01-360 says, In no event shall alternates be told they are alternates.
MR. HUDGINS: I have —
THE COURT: You are both objecting?
MR. HUDGINS: Well, I'm objecting not so much because the other person is going to know they are the alternate, but because I don't have a decision in who gets to be the alternate.
THE COURT: That's a mistrial.
MS. WOLFE: Your Honor, and I'm going to say this
THE COURT: Now you are going to have jeopardy.
MS. WOLFE: We hive jeopardy, but the Court
THE COURT: The Commonwealth won't agree to the cure.
MR. HUDGINS: There wasn't a jury sworn.
THE COURT: No, sir.
MS. WOLFE: The jurors were sworn.
THE COURT: I tried to get this case tried and tried to get it done, but we are going to fight over this. And you want `your statutory right. You want your statutory right.
We don't have sufficient jurors to have a replacement for the juror sworn.
That's a mistrial.
MS. WOLFE: Thank you, Your Honor.3
MS. HUDGINS: I'm going to ask, Your Honor—could we place it on the docket for another day?
THE COURT: Well, of course that's what we are going to do.
MS. WOLFE: Well, I think there's really an argument about —
THE COURT: Now she's going to claim that jeopardy attaches.
MS. WOLFE: Well, it did attach because the jurors were sworn.
We will get the transcript —
THE COURT: Now she is going to move to dismiss on double jeopardy grounds.
You're objecting to my attempted cure to get a jury in the box, and you have a right to do that, and you have statutory authority for it.

(Emphasis added).

The court then recalled the jury and discharged them from service. After the jury left the courtroom, the trial judge heard additional argument:

THE COURT: The alternative, facing a double objection, each with a correct legal basis, was to try the case and see if it got in and done by 6 o'clock tonight.
It is 12:18 on the Court's clock. I'm told there were seven or eight Commonwealth witnesses. Both attorneys imply that they couldn't do that.
Therefore, rather than make this jury wait around all day and see if it can be done properly, the mistrial for the inability to have 12 jurors hear and decide this case properly is equivalent to a sick juror or a missing juror, taking us under the 12.
Pick a new date.
Sorry to do that to all of the witnesses and the victim and everybody else, but that's MR. HUDGINS: Your Honor, may I just be heard?
THE COURT:—required by Virginia law.
MR. HUDGINS: Your Honor, may I be heard with respect to the issue of whether there is a mistrial or not?
My understanding is, Your Honor, we were about—I don't recall—you correct me if I'm wrong—when we picked our 12 whether or not the clerk actually swore them in.
THE COURT: The second oath was given.
MR. HUDGINS: Because I thought we were about to pick —
THE COURT: The second oath was given. The jury was sworn.
It is very important constitutionally. The jury was sworn. There was no objection to swearing them. The Court went ahead with the clerk in the usual process. No comment was made. That jury was sworn.
MR. HUDGINS: Well, I guess, Your Honor, just so the Court understands I didn't understand that because I thought we were about to pick an alternate.
I couldn't see how swearing the jury—
THE COURT: The expectation of the selection of alternates did not make it unclear that the second oath was being given.

Appellant's trial was rescheduled for March 6, 2000 before another judge.4 Prior to commencing jury selection, appellant moved to dismiss his case on double jeopardy grounds. The trial court denied appellant's motion, stating that while he believed the original trial should have been continued when the `judge was informed that the jury member was excused the following day, the granting of a mistrial and the determination of manifest necessity are matters left exclusively to the discretion of the trial judge at the time and, thus, he would not second guess the original trial judge's decision. Appellant was tried and convicted of robbery and use of a firearm while committing a robbery.

II. DOUBLE JEOPARDY

The Fifth Amendment to the Constitution of the United States provides that no person "shall be subject for the same offense to be twice put in jeopardy of life or limb." U.S. Const. amend. V. The Fifth Amendment's protection against double jeopardy applies to Virginia through the Fourteenth Amendment. See Benton v. Maryland, 395 U.S. 784, 795, 89 S.Ct. 2056, 2063, 23 L.Ed.2d 707 (1969)

. "Double jeopardy protection is implicated even though the trial may have terminated without a verdict." Brandon v. Commonwealth, 22 Va.App. 82, 88, 467 S.E.2d 859, 862 (1996). "The law is well settled `that jeopardy means the danger of conviction.'" Courtney v. Commonwealth, 23 Va.App. 561, 567, 478 S.E.2d 336, 338 (1996) (quoting Rosser v. Commonwealth, 159 Va. 1028, 1036, 167 S.E. 257, 259 (1933)). Jeopardy attaches "once the jury is sworn."5

Kemph v. Commonwealth, 17 Va. App. 335, 340, 437 S.E.2d 210, 213 (1993). Thus, because jeopardy attaches before the judgment becomes final, the constitutional protection encompasses the accused's "valued right to have his trial completed by a particular tribunal," Wade v. Hunter, 336 U.S. 684, 689, 69 S.Ct. 834, 837, 93 L.Ed. 974 (1949); see also Bennefield v. Commonwealth, 21 Va.App. 729, 733, 467 S.E.2d 306, 308 (1996), that is, "the right ... to have his...

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