Watson v. Dugger

• Decision Date: 22 October 1991
• Docket Number: No. 90-3921,90-3921
• Citation: 945 F.2d 367
• Parties: Mark Wesley WATSON, Petitioner-Appellant, v. Richard L. DUGGER, Respondent-Appellee.
• Court: U.S. Court of Appeals — Eleventh Circuit

Page 367

945 F.2d 367

Mark Wesley WATSON, Petitioner-Appellant, v. Richard L. DUGGER, Respondent-Appellee.

No. 90-3921.

United States Court of Appeals Eleventh Circuit.

Oct. 22, 1991.

Randolph P. Murrell, Asst. Public Defender, 2nd Judicial Circuit, Tallahassee, Fla., for petitioner-appellant.

Charlie McCoy, Dept. of Legal Affairs, Tallahassee, Fla., for respondent-appellee.

Appeal from the United States District Court for the Northern District of Florida.

Before EDMONDSON, Circuit Judge, RONEY ^*, Senior Circuit Judge, and PITTMAN ^**, Senior District Judge.

RONEY, Senior Circuit Judge:

Mark Wesley Watson appeals the denial of habeas corpus relief from his conviction for sexual battery in Florida, the issue at trial being consent. He contends that his constitutional rights were violated because the trial court did not require the State to prove each element of the crime beyond a reasonable doubt when it failed to instruct the jury that the circumstances must show that either the victim "effectively communicated her refusal" to the defendant, or that he "should reasonably have known that" the victim was refusing. The state court gave the standard jury instructions: that the State must prove intercourse was accomplished "with actual physical force likely to cause serious personal injury" and "without the consent of" the victim. The district court held that the issue was one of state law, previously ruled upon by the state court. The district court also held that, in any event, there was no constitutional error in the failure to give the requested charge. We affirm.

On the evening of the incident, the victim, who we shall refer to as R.S., was out with her boyfriend at a local bar and restaurant in Tallahassee, Florida. While there, the couple shared a carafe of wine before they became involved in an argument. R.S.'s boyfriend left the establishment shortly thereafter but R.S. elected to remain. She left the bar when it closed at 2:00 a.m. and began the mile or mile-and-a-half walk back to her home.

Along the way, R.S. encountered the defendant and two companions who offered to give her a ride. The defendant testified at trial that an argument ensued between one of his friends and the victim. He maintains that R.S. walked away angrily and that he followed her in an effort to console her. Once he caught up to her they began kissing and eventually engaged in sexual intercourse. Apparently, all this took place in the back yard of a homeowner in the area. After nearly 30 minutes of what he perceived as a fight between a boyfriend and girlfriend, the homeowner came out with a gun to investigate the disturbance. At that point, R.S. began to scream and ran behind the homeowner for protection. She indicated that the petitioner had choked her and had intercourse with her against her will.

The victim testified that she lost consciousness at some point during the incident and could not be certain whether she consented or not. While the petitioner suggested to the jury that alcohol was responsible for the blackout, one of the victim's examining physicians indicated that a blow to the victim's head may have caused a concussion resulting in the loss of memory. The victim did state that she was convinced based on what she did remember, that she did not consent to the sexual contact. The testimony of several witnesses supported her theory. The homeowner and his wife indicated that they heard repeated slapping sounds during the argument, and heard the woman say: "I can't breathe, you are hurting me." Officers on the scene testified that after the incident the victim's clothing was torn, her face was badly bruised and swollen, and marks around her neck suggested that she had been strangled in some manner. During his testimony, the petitioner admitted choking R.S. but maintained that he did so only to keep her quiet when the homeowner approached with a weapon.

The jury returned a guilty verdict on the charge of sexual battery and the trial court sentenced the petitioner to thirty years in prison. On appeal, Florida's First District Court of Appeal upheld petitioner's conviction but remanded for resentencing. The petitioner then invoked the conflict jurisdiction of the Florida Supreme Court in a petition for review. Fla.R.App.P. 9.030(a)(2)(A)(iv). That court denied review. On August 12, 1988, the petitioner filed a writ of habeas corpus in the Northern District of Florida. The case was assigned to a magistrate judge who recommended that the State's motion for summary judgment be granted. The district court adopted the magistrate judge's recommendation and issued a certificate of probable cause.

Petitioner argues that the due process claim presented by this appeal revolves solely around a question of state law. The only issue is whether the standard jury instructions given by the state trial court adequately presented to the jury the sexual battery law of Florida. If they do, then the state court followed Florida law and the thrust of petitioner's claim is lost. If they do not, then the petitioner would prevail on his due process claim.

We first look to state law. Watson lost his claim in the trial court and in the Florida intermediate court of appeal. Both held that Watson's request for additional jury instructions was not necessary to properly instruct the jury on the state law under which he was charged. Watson v. State, 504 So.2d 1267, 1269 (Fla.Dist.Ct.App.1986). The Florida Supreme Court denied a petition for certiorari. Watson v. State, 506 So.2d 1043 (Fla.1987).

Over fifty years ago the United States Supreme Court instructed the federal courts on the authority to be given intermediate appellate courts of a state in defining state law. West v. American Tel. & Tel. Co., 311 U.S. 223, 61 S.Ct. 179, 85 L.Ed. 139 (1940).

Where an intermediate appellate state court rests its considered judgment upon the rule of law which it announces, that is a datum for ascertaining state law which is not to be disregarded by a federal court unless it is convinced by other persuasive data that the highest court of the state would decide otherwise. This is the more so where, as in this case, the highest court has refused to review the lower court's decision rendered in one phase of the very litigation which is now prosecuted by the same parties before the federal court. (citations omitted) (emphasis added).

Id. at 237, 61 S.Ct. at 183. This Circuit has consistently followed this practice. See e.g., Garcia v. Perringer, 878 F.2d 360, 362 (11th Cir.1989); Maseda v. Honda Motor Co., 861 F.2d 1248, 1257 n. 14 (11th Cir.1988).

The magistrate judge seemed to think that the Florida Supreme Court's denial of Watson's petition for review gave some imprimatur to the holding of the intermediate court. In Florida, however, the Supreme Court's conflict jurisdiction is discretionary, not mandatory, and a denial of a petition for review was not necessarily a decision on the merits. The final ruling in this case, therefore, is from the court of appeals. This ruling must be followed as the law of the State unless we are convinced "that the highest Court of the State would decide otherwise." West v. American Tel. & Tel. Co., 311 U.S. at 237, 61 S.Ct. at 183. "[T]he federal court is not free to apply a different rule however desirable it may believe it to be, and even though it may think that the state Supreme Court may establish a different rule in some future litigation." Id. at 238, 61 S.Ct. at 184. See also Royal Health Care Servs., Inc. v. Jefferson-Pilot Life Ins. Co., 924 F.2d 215, 216 (11th Cir.1991).

It is not necessary to our decision to decide the merits of petitioner's argument that the standard jury instructions leave out an element of the crime that the prosecution must prove. We simply have to divine what the Florida Supreme Court would hold in that regard. It is also noteworthy that able counsel has not cited any case in which that Court reversed a conviction because something more than the standard jury instructions was not given.

The defendant requested these two instructions:

(1) The first instruction mirrored the standard jury charge for sexual battery and then added this clause: ... and the circumstances were such that either [the victim] effectively communicated her refusal to Mark Watson, or that Mark Watson reasonably should have known that [the victim] was refusing.

(2) The crime of sexual battery must be committed intentionally. The State must prove beyond a reasonable doubt that the assailant knew he was acting without the consent of the alleged victim.

Petitioner maintains that by requiring only a showing of lack of consent, the standard jury instructions incorrectly focus solely on the mindset of the victim and allow the jury to convict without the necessary finding of intent. He argues that several other states have accepted this reasoning and have held that a defendant is entitled to an instruction indicating that a reasonable, good-faith belief that the victim consented is a defense to a rape charge. See, e.g., State v. Smith, 210 Conn. 132, 554 A.2d 713, 715-17 (1989); People v. Mayberry, 15 Cal.3d 143, 125 Cal.Rptr. 745, 752-55, 542 P.2d 1337, 1344-47 (1975); People v. Bruce, 208 Cal.App.3d 1099, 256 Cal.Rptr. 647, 649 (1989); cf. People v. Hale, 142 Mich.App. 451, 370 N.W.2d 382, 382-83 (1985) (court not required to give reasonable belief in consent instruction sua sponte ). He further contends that under the standard jury instructions, the jury could return a verdict of guilty based solely on the conclusion that the victim did not in fact consent. This would be the case even if the jury decided that the defendant reasonably and justifiably believed that she had consented.

In Florida, sexual battery is a general intent crime. See Askew v. State, 118 So.2d 219 (Fla.1960). The State need not demonstrate a specific intent on the part of the defendant to engage in sexual conduct without the consent of the...