Weaver v. Carson

Decision Date29 March 1979
Citation404 N.E.2d 1344,16 O.O.3d 225,62 Ohio App.2d 99
Parties, 16 O.O.3d 225 WEAVER, Appellant, v. CARSON, Appellee. *
CourtOhio Court of Appeals

Syllabus by the Court

A convicted indigent defendant does not state a claim for malpractice against his court-appointed appellate counsel unless he alleges a reversal of the conviction. A sufficient complaint must also allege either a merit dismissal or acquittal on re-trial, or that the conviction could not have been achieved but for the ineptitude of his counsel and was unassailable on re-trial due entirely to the same cause.

Dennis L. Weaver, pro se.

Arthur L. Smith, Cleveland Heights, for appellee.

DAY, Judge.

Lawyer James Carson (defendant) was appointed by the court to represent Dennis L. Weaver (plaintiff), an indigent, on the latter's appeal of his criminal convictions. 1 Plaintiff's claims range widely but boil down to malpractice alleged to have occurred during this representation. He sued defendant for it, pro se. His complaint was dismissed. Plaintiff assigns three errors allegedly committed by the trial court in ordering the dismissal. These are set out in the margin. 2 Assignments Nos. I and II are treated together for disposition. Assignment No. III does not raise a real issue. 3

In assaying the order of dismissal all the allegations of the complaint are taken as true. Even so, the judgment must be affirmed.

I.

The plaintiff's criminal convictions were affirmed in this Court of Appeals and a motion for leave to appeal, filed by the defendant on behalf of the plaintiff, was overruled by the Supreme Court of Ohio. So far as appears, and the plaintiff alleges nothing to the contrary, his criminal convictions have not been successfully challenged. Indeed, about one month before the affirmation of his conviction by this intermediate court, plaintiff filed the pro se civil complaint in the instant case.

II.

The rule for assessing the sufficiency of complaints was set out in Conley v. Gibson (1957), 355 U.S. 41, 45-46, 78 S.Ct. 99, 102, 2 L.Ed.2d 80:

" * * * In appraising the sufficiency of the complaint we follow, of course, the accepted rule that a complaint should not be dismissed for failure to state a claim unless it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief. * * * " 4

The Conley rule has been "liberalized" for pro se pleaders, Haines v. Kerner (1972), 404 U.S. 519, 520, 92 S.Ct. 594, 596, 30 L.Ed.2d 652. In Haines, a civil case, the Supreme Court held the pro se pleader "to less stringent standards than formal pleadings drafted by lawyers. * * * "

It is unnecessary to the disposition in this case to decide whether a relaxed pleading has a constitutional dimension. That issue is not reached. For the most liberalized standards for pro se pleadings will not salvage the plaintiff's effort in this case. Giving the pleader the benefit of every doubt, he has, by any standard, failed to state a cause of action. Tolerance for the technical ineptitude of pro se pleaders will not supply the elements necessary to state a cause of action on some set of facts. 5

III.

The essential elements in a complaint sounding in professional negligence are these:

(1) An allegation of a duty owed the plaintiff by the defendant, and its violation either by omission or commission flowing from the defendant's failure to use reasonable care in the exercise of ordinary skill and knowledge;

(2) an averment that the defendant's action or inaction was the proximate cause of damage to the plaintiff, and

(3) the pleading of ultimate facts sufficient to establish the damage.

In this case, the plaintiff has alleged, by clear implication, that his claimed damage resulted from the ineffective handling of his appeal from criminal convictions. His civil claim is founded on violations of a variety of his rights due to the claimed inadequacies of his appellate counsel, the defendant in this civil appeal.

In the ordinary negligence action one might say that such allegations are sufficient to state a violation of duty owed, proximate cause, and damage. However, where the claim is that lawyer malpractice 6 caused a criminal conviction, the cause of action is not complete, nor is the statement of it complete, unless the plaintiff alleges two additional facts to establish damage. These are:

(1) that his conviction has been reversed based on the ineffective assistance of his counsel; and either

(2) that on the remand for a new trial his case was either dismissed on the merits or tried with a resulting acquittal; or

(3) that his conviction, actually guilty or not, could not have been achieved but for the ineptitude of his counsel and was unassailable on re-trial due entirely to the same cause.

When these allegations are coupled with the other averments necessary to state a claim of professional negligence a prima facie case in malpractice has been stated. Thus, a criminal defendant is not without recourse if he alleges and proves his appointed counsel does not use the requisite care to discharge his professional duty and further alleges and proves that such neglect rather than the criminal defendant's own malfeasance was a cause without which he...

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16 cases
  • Glenn v. Aiken
    • United States
    • United States State Supreme Judicial Court of Massachusetts Supreme Court
    • 8 Abril 1991
    ...counsel did raise, Glenn may not recover in this action. He cites in support only the trial court opinion in Weaver v. Carson, 62 Ohio App.2d 99, 404 N.E.2d 1344 (1979). Although the Appeals Court did not rule directly on the question of ineffectiveness of counsel, it may have done so impli......
  • Krahn v. Kinney
    • United States
    • Ohio Supreme Court
    • 24 Mayo 1989
    ...not allege that her conviction had been vacated on the grounds of ineffective assistance of counsel (citing Weaver v. Carson [1979], 62 Ohio App.2d 99, 16 O.O.3d 225, 404 N.E.2d 1344), and (2) the denial of Krahn's motion to vacate the criminal judgment acted as res judicata to bar the dete......
  • Downton v. Vandemark, C 82-444.
    • United States
    • U.S. District Court — Northern District of Ohio
    • 6 Septiembre 1983
    ...arose. The only Ohio authority defining the elements of legal malpractice in the context of a criminal defense is Weaver v. Carson, 62 Ohio App.2d 99, 404 N.E.2d 1344 (Cuyahoga Co.App.1979).5 Among other things, the malpractice plaintiff must plead and prove the reversal of the conviction a......
  • Sosic v. Stephen Hovancsek & Associates, Inc.
    • United States
    • Ohio Court of Appeals
    • 29 Julio 2021
    ... ... to the professional standards proximately caused harm to the ... plaintiff. Weaver v. Carson, 62 Ohio App.2d 99, 404 ... N.E.2d 1344 (8th Dist.1979). Thus, "a surveyor is liable ... for professional negligence if it is ... ...
  • Request a trial to view additional results

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