Weissman v. National Ass'n of Securities Dealers
Decision Date | 16 February 2007 |
Docket Number | No. 04-13575.,04-13575. |
Parties | Steven I. WEISSMAN, as Custodian under the Florida Uniform Transfers to Minors Act, as Trustee and individually, Plaintiff-Appellee, v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC., a Delaware not for profit corporation, Nasdaq Stock Market, Inc., a Delaware corporation organized for profit, Defendants-Appellants. |
Court | U.S. Court of Appeals — Eleventh Circuit |
DC, David Scott Mandel, Mandel & Mandel, LLP, Miami, FL, for Defendants-Appellants.
Steven I. Weissman, Hollywood, FL, pro se, and David Allen Freedman, Burlington, Weil, Schwiep, Kaplan, Miami, FL, for Plaintiff-Appellee.
On Appeal from the United States District Court for the Southern District of Florida (No. 03-61107-CV-WJZ); William J. Zloch, Chief Judge.
(Opinion Nov. 1, 2006, 468 F.3d 1306, 11th Cir.2006)
Before EDMONDSON, Chief Judge, and TJOFLAT, ANDERSON, BIRCH, DUBINA, BLACK, CARNES, BARKETT, HULL, MARCUS, WILSON and PRYOR, Circuit Judges.
A member of this Court in active service having requested a poll on the suggestion of rehearing en banc and a majority of the judges in this Court in active service having voted in favor of granting a rehearing en banc,
IT IS ORDERED that the above cause shall be reheard by this court en banc. The previous panel's opinion is hereby VACATED.
To continue reading
Request your trial-
In re Series 7 Broker Qualification Exam Scoring
...Weissman v. Nat'l Ass'n of Sec. Dealers, Inc., 468 F.3d 1306, 1311 (11th Cir.2006), vacated pending rehearing en banc, 481 F.3d 1295, 1296 (11th Cir. 2007); id. at 1315 (Tjoflat, J., dissenting) ("NASD and NASDAQ enjoy absolute immunity from suit when `acting under the aegis of the Exchange......
-
Weissman v. National Ass'n of Securities Dealers
...v. Nat'l Ass'n of Sec. Dealers, Inc., 468 F.3d 1306 (11th Cir.2006), (vacated and reh'g en banc granted, Weissman v. Nat'l Ass'n of Sec. Dealers, Inc., 481 F.3d 1295 (11th Cir.2007)). We later vacated the panel opinion and granted rehearing en banc to address the question of whether a self-......
-
In re Nyse Specialists Securities Litigation
...See, e.g., Weissman v. Nat'l Ass'n of Sec. Dealers, Inc., 468 F.3d 1306 (11th Cir.2006), reh'g en banc granted, 481 F.3d 1295 (11th Cir. 2007). But see DL Capital Group, 409 F.3d 93; Weissman, 468 F.3d at 1313 (Tjoflat, J., dissenting). Likewise, the district court may consider whether Lead......
- U.S. v. Novosel
-
Chapter 16 - § 16.23 • ACTIONS AGAINST FINRA (FORMERLY THE NASD)
...NASD, 386 F. Supp. 2d 402 (S.D.N.Y. 2005).[595] Id. at 408.[596] Weissman v. NASD, Inc., 468 F.3d 1306 (11th Cir. 2006), reh'g. granted, 481 F.3d 1295 (11th Cir. 2007). See also In re NYSE Specialists Sec. Litig., 503 F.3d 89 (2d Cir. 2007) (ruling that claims against New York Stock Exchang......