Williams v. State

Decision Date04 August 2015
Docket NumberNo. S–14–0233.,S–14–0233.
Citation354 P.3d 954,2015 WY 100
PartiesKelvin Wayne WILLIAMS, Appellant (Defendant), v. The STATE of Wyoming, Appellee (Plaintiff).
CourtWyoming Supreme Court

354 P.3d 954
2015 WY 100

Kelvin Wayne WILLIAMS, Appellant (Defendant)
v.
The STATE of Wyoming, Appellee (Plaintiff).

No. S–14–0233.

Supreme Court of Wyoming.

Aug. 4, 2015.


354 P.3d 955

Representing Appellant: Office of the State Public Defender: Diane M. Lozano, State Public Defender; Tina N. Olson, Chief

354 P.3d 956

Appellate Counsel; Eric M. Alden, Senior Assistant Appellate Counsel. Argument by Mr. Alden.

Representing Appellee: Peter K. Michael, Wyoming Attorney General; David L. Delicath, Deputy Attorney General; Jenny L. Craig, Senior Assistant Attorney General; Joshua C. Eames, Assistant Attorney General. Argument by Mr. Eames.

Before BURKE, C.J., and HILL, KITE,* DAVIS, and FOX, JJ.

Opinion

FOX, Justice.

¶ 1] Kelvin Williams pled guilty to third-degree sexual assault and nolo contendere to abuse of a vulnerable adult, for entering the home of 68–year–old A.S. and touching her breast while she lay on her bed, breathing from an oxygen tank. At the plea hearing, the court read both charges from the Information, advised Mr. Williams of the consequences of his pleas, inquired whether Mr. Williams understood the charges and was satisfied with his counsel, and asked questions to establish a factual basis for the pleas. On appeal, Mr. Williams contends neither plea was informed because the court failed to adequately explain the charges and establish sufficient factual bases. We affirm.

ISSUES

[¶ 2] We restate the issues as follows:

1. Did the district court adequately explain the nature of Mr. Williams' third-degree sexual assault charge and obtain a sufficient factual basis for his guilty plea?

2. Did the district court adequately explain the nature of Mr. Williams' abuse of a vulnerable adult charge and obtain a sufficient factual basis for his nolo contendere plea?

FACTS

[¶ 3] The Sweetwater county prosecutor filed a criminal Information against Mr. Williams, charging him with two counts of third-degree sexual assault, one count of abuse of a vulnerable adult, and one count of burglary. The Information described the two sexual assault counts as follows:

On or about the 26th day of October, 2012, subject a victim, namely: A.S., to sexual contact under any of the circumstances of W.S. 6–2–302(a)(i) through (iv) or 6–2–303(a)(i) through (vi) without inflicting sexual intrusion on the victim and without causing serious bodily injury to the victim, contrary to W.S. § 6–2–304(a)(iii) —SEXUAL ASSAULT IN THE THIRD DEGREE,
a felony punishable by imprisonment for not more than fifteen (15) years and the court may also impose a fine that shall not be more than ten thousand dollars ($10,000.00), W.S. § 6–2–306(a)(iii) and W.S. § 6–10–102.

[¶ 4] At Mr. Williams' arraignment, the district court read the charges as listed in the Information without specifying which of the ten1 statutory provisions referenced in the sexual assault charges applied to Mr. Williams. Mr. Williams pled not guilty to all four counts.

[¶ 5] As the proceedings unfolded, Mr. Williams expressed dissatisfaction with his first appointed attorney and, after waiving his right to a speedy trial, was provided a second attorney. The second attorney filed a motion for a bill of particulars seeking clarification of which subsection of either Wyo. Stat. Ann. §§ 6–2–302 or 6–2–303 Mr. Williams was alleged to have violated. During a hearing on the motion, the prosecutor explained: “What the State is going to allege for both of the sexual assaults would be under the Sexual Assault in the Second Degree subsection 6–2–303—6–2–303(a) two little (ii)s, the actor causes submission of the victim by any means that would prevent resistance by a victim of ordinary resolution.”

[¶ 6] Pursuant to a plea agreement, Mr. Williams eventually pled guilty to one count of third-degree sexual assault and nolo contendere to the abuse of a vulnerable adult charge. Prior to receiving Mr. Williams'

[354 P.3d 957

pleas, the district court explained the maximum sentence and restitution for each of the four charges. The court asked Mr. Williams, “Do you have any questions about the charges or the possible penalties?” Mr. Williams responded, “No, sir, I don't.” The court went on:

The Court: Mr. Williams, when you were here at your arraignment you plead [sic] not guilty and the Court set the matter for trial, and as I indicated earlier this matter was set to go to trial commencing next Tuesday. I have now been notified by the parties that there has been a plea agreement reached between you and your attorney and the county attorney's office. Is that your understanding?
[Mr. Williams]: Yes, your Honor.
The Court: Is it your understanding that you will change your plea today pursuant to that agreement?
[Mr. Williams]: Yes, sir.
The Court: [Defense Counsel], would you put the plea agreement on the record.[ 2 ]
[Defense Counsel]: Yes, your Honor, I will.

Your Honor, [Mr. Williams] will plead guilty to Count I, third degree sexual assault. The State will dismiss Count II, third degree sexual assault. He will plead guilty to vulnerable adult—violation of a vulnerable adult statute and that will be a—excuse me, your Honor, a no contest plea on Count III. Then Count IV, the Burglary, will be dismissed. [Mr. Williams] will serve a term of incarceration on Count I and Count III of five to eight years in the Wyoming State Penitentiary. Both counts to run concurrent with each other.
The Court: Mr. Williams, is that your understanding?
....
[Mr. Williams]: Yes, sir.
The Court: So, Mr. Williams, do you feel like you understand the plea agreement and the consequences of that agreement?
[Mr. Williams]: Yes, sir, I do.
The Court: Is it your desire today to go ahead with it?
[Mr. Williams]: Yes, sir.
....
The Court: Is your change of plea today voluntary?
[Mr. Williams]: Yes, sir.
....
The Court: Have you talked to [Defense Counsel] about your plea and plea agreement?
[Mr. Williams]: Yes, sir.
The Court: Are you satisfied with the work he has done for you and the advice he has given you?
[Mr. Williams]: Yes, sir.
¶ 7] The district court then read the charges from the Information, which had not been amended, and allowed Mr. Williams to enter his guilty plea to third-degree sexual assault and nolo contendere plea to abuse of a vulnerable adult. The court then inquired of Mr. Williams to establish a factual basis for his pleas:
The Court: So, Mr. Williams, you were in Sweetwater County back on October 26th, 2012. Is that correct?
[Mr. Williams]: Yes, sir.
....
The Court: Were you employed at the time?
[Mr. Williams]: Yes. My wife and I owned a taxi service.
....
The Court: So how was it that you knew [A.S.]?
[Mr. Williams]: I drove [A.S.] several times to different locations here in town.
....
The Court: So tell me what happens on October 26th, 2012.
[Mr. Williams]: I stopped by [A.S.'s] house. I went in, stood there and talked to her. I sat down on the edge of the bed. We had [a] conversation and I touched her breast and she asked me to stop and I did. I apologized for overstepping my bounds and I left.

[354 P.3d 958

The Court: Mr. Williams, when you went there that day what was your reason for going there?
[Mr. Williams]: I received a phone call from her on the day before asking me to stop by and see her and talk to her. [A.S.] and I were friends more than we were just taxi driver and customer.
....
The Court: In the course of talking to her, as you indicated you overstepped your bounds?
[Mr. Williams]: Yes, sir. Conversations that we had, I thought she was interested in more of an intimate relationship and I—what would you say, I acted up on that. And evidently my thinking was different than her thinking. I'm not sure quite how to explain that. Once I realized that wasn't what she wanted, I immediately stopped when she asked me to.
The Court: What specifically did you do again?
[Mr. Williams]: I touched her breast. I massaged one part of her chest on the left side above her breast and then I touched her breast. She told me to stop and I stopped.
....
The Court: We had a hearing the other day and I understood she was on oxygen.
[Mr. Williams]: She uses it when she lays down.
The Court: So she was on oxygen?
...

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    • Wyoming Supreme Court
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    ...Id. However, W.R.Cr.P. 11(f) does require evidence to satisfy all elements of the charged crime. See id. ¶¶ 14–17, 299 P.3d at 687–88 ; Williams , ¶¶ 23–25, 354 P.3d at 962–63. To determine whether the factual basis was sufficient to accept a guilty plea, we "may consider only the informati......
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    ...be entered voluntarily, knowingly, and " ‘with sufficient awareness of the relevant circumstances and likely consequences.’ "7 Williams v. State , 2015 WY 100, ¶ 13, 354 P.3d 954, 959-60 (Wyo. 2015) (quoting Brady v. United States , 397 U.S. 742, 748, 90 S.Ct. 1463, 1468, 25 L.Ed.2d 747 (19......

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