Worley v. U.S. Patent and Trademark Office

Citation121 F.Supp.2d 107
Decision Date08 November 2000
Docket NumberNo. Civ.A. 99-1469 (RCL).,Civ.A. 99-1469 (RCL).
PartiesRobert S. WORLEY, Plaintiff, v. UNITED STATES PATENT AND TRADEMARK OFFICE, et al., Defendants.
CourtU.S. District Court — District of Columbia

Robert S. Worley, Irvine, CA, for plaintiff.

Wilma A. Lewis, Mark E. Nagle, Paul S. Padda, United States Attorney's Office for the District of Columbia, Washington, DC, for defendant.

MEMORANDUM OPINION

LAMBERTH, District Judge.

This matter comes before the Court on defendants' Motion to Dismiss, or, in the Alternative, for Summary Judgment. Upon consideration of that motion and supporting documents, plaintiff's opposition thereto, defendants' reply, the entire record herein, and the relevant law, the Court grants defendants' motion.

I. BACKGROUND

Plaintiff Robert Worley brings this action against the Commissioner of the United States Patent and Trademark Office ("USPTO"). Worley alleges that the Commissioner of the USPTO has "denied in an arbitrary and capricious manner, without color of law and without justification, Plaintiff's admission to practice before the USPTO" by giving him a failing grade on his Patent Bar examination. Plaintiff's Complaint at ¶ 21 (hereinafter "Compl. ¶").

The facts in this case are undisputed. Mr. Worley has sat for the Patent Bar examination three times. On his first attempt in May 1995, he failed the entire examination. On his second attempt in August 1996, he passed the afternoon section and failed the morning section. On his third attempt in August 1997, he once again failed the morning section, receiving a grade of 66 when a grade of 70 was required to pass. Compl. ¶¶ 5-11. In April 1998, Mr. Worley submitted a formal request to the USPTO for regrading of three of his answers, which, if granted, would have given him a passing grade on the morning section. In his request, he argued that his interpretations of the questions and subsequent answers were reasonable, and that his answers should therefore be graded as correct. The USPTO denied his request because the USPTO relies upon its Model Answers both when grading and regrading questions, and Mr. Worley's answers differed from the Model Answers. Compl. ¶¶ 13-14. In September 1998, Mr. Worley then filed a petition for review of the decision to deny his request for a regrade. The USPTO denied his petition. Compl. ¶¶ 15-16.

On June 8, 1998, Mr. Worley filed this complaint alleging (a) that the USPTO erroneously graded his examination answers as incorrect and that in so doing, the USPTO breached a duty to people taking the patent examination to correctly analyze and apply the relevant law; and (b) that the USPTO, in this instance and in general, acts arbitrarily and capriciously

by preparing examinations that are not intended to fairly evaluate the information possessed by the candidate to assist others in preparing and prosecuting patent applications, but rather is more intent to discover and evaluate the applicant's understanding of minutia, of trivia, of matters which seldom if ever come into play in the preparation or grading of a patent application and is used more to grade answers wrong to refuse to admit people to practice before the USPTO.

Compl. ¶¶ 18-20.

The USPTO filed a motion to dismiss, or in the alternative, for summary judgment. The Court, for the reasons stated below, denies the USPTO's motion to dismiss and grants the USPTO's motion for summary judgment.1

II. ANALYSIS

In accordance with the Administrative Procedures Act, 5 U.S.C. § 706(2)(A), this Court uses a deferential "arbitrary and capricious" standard when reviewing decisions of the Commissioner of the USPTO regarding admission to practice before the USPTO. See Premysler v. Lehman, 71 F.3d 387, 389 (Fed.Cir.1995). The function of this Court is not to retry the facts, but rather to "review what has been done to determine whether or not a fair hearing has been had and whether there is substantial evidence to support the action of the Patent Office." Klein v. Peterson, 696 F.Supp. 695, 698 (D.D.C.1988). Finally, pursuant to District of Columbia Local Civil Rule 83.7, the Court is limited in its review to the record and proceedings of the USPTO.

The standard for review of the grading of a Patent Bar examination is "whether the officials of the Patent Office acted fairly and without discrimination in the grading of the plaintiff's examination, pursuant to a uniform standard." Cupples v. Marzall, 101 F.Supp.2d 579, 583 (D.D.C. 1952). In Cupples, the court applied this standard by comparing the plaintiff's examination with the examinations taken by two other applicants to determine whether the examination was graded fairly and without...

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