Yates v. United States, 10089.

Decision Date29 July 1966
Docket NumberNo. 10089.,10089.
Citation365 F.2d 663
PartiesGilbert Earl YATES, Appellant, v. UNITED STATES of America, Appellee.
CourtU.S. Court of Appeals — Fourth Circuit

Howard I. Legum, Norfolk, Va. (Fine, Fine, Legum, Schwan & Fine, Norfolk, Va., on brief), for appellant.

Edward Berlin, Attorney, Department of Justice (John W. Douglas, Asst. Atty. Gen., and Sherman L. Cohn and Florence Wagman Roisman, Attorneys, Department of Justice, and Claude V. Spratley, Jr., U. S. Atty., on brief), for appellee.

Before SOBELOFF and BOREMAN, Circuit Judges, and MAXWELL, District Judge.

MAXWELL, District Judge.

Yates brought this action under the Federal Tort Claims Act (28 U.S.C. §§ 1346, 2401, 2671-2680), seeking damages for injuries sustained in a fall suffered while an employee of Air Mod Corporation, a government contractor, at Dover Air Force Base, Delaware. The District Court, in an extensive and well reasoned opinion, found that the Air Force had not been negligent with regard to appellant's fall, rendered judgment for the United States, and Yates now appeals.

Summarized, the facts of this case show that Air Mod Corporation, appellant's employer, had contracted with the Air Force to do "heavy maintenance" work on Air Force transport planes. In accordance with the contract, the Air Force assigned to Air Mod five of the six hangars opening onto a concrete ramp known as "Pad 4." The sixth hangar was used by the Air Force as a ground power shop. The ramp itself served as a taxi strip, or apron, over which the various airplanes, which Air Mod was servicing, could be moved to their proper locations. Only aircraft assigned to Air Mod for servicing were moved on Pad 4. North of Pad 4 were two additional hangars which also were assigned to Air Mod. Between these buildings and Pad 4 was an asphalt or macadam aircraft parking apron.

Under Air Mod's contract, the Air Force furnished not only buildings and ramp space, but also most of the equipment required by Air Mod. When Air Mod furnished equipment it was compensated under its cost plus fixed-fee contract. It is significant that Air Mod was responsible for "housekeeping functions" for equipment and space "assigned solely for the use of the Contractor."1

On December 12, 1957, appellant, who was employed by Air Mod at the Dover Air Force Base as a painter, had been working with and under the direction of one Hartnett, another Air Mod employee. Hartnett's "gang" had been working on an aircraft on the northern parking apron, approximately 300 yards from Hangar No. 1 (Building 794). At Hartnett's request, just prior to 6 p. m., the appellant accompanied Hartnett to Hangar No. 1 to obtain some paint and other supplies. As Hartnett and appellant walked to Hangar No. 1, Hartnett noticed a dolly located 15 to 20 feet from the hangar door.

The dolly, painted yellow, was used to convey garbage cans to the incinerator and, on occasion, to carry paint. The dolly stood 10 to 12 inches high, 30 inches wide, and 36 to 40 inches long. The dolly was part of the Air Force equipment assigned to Air Mod.

At approximately 6:30 p. m., Hartnett and the appellant, each carrying paint and other equipment, began to walk from the hangar, back to the aircraft on which they had been working. As they walked, Yates tripped and fell over the dolly, which was in the same position it had occupied when Hartnett had noticed it while en route to the hangar.

At the time of the accident, the four 300-watt lights on the front of Hangar No. 1 were not lit. The switches, which controlled those lights, were located in a box at the rear of Hangar No. 1. The light switch box had a lock, and the key was held by the dock chief, an Air Mod employee.

Appellant brought this suit against the United States to recover damages for injuries he sustained as a result of his fall alleging that the dolly's presence and the absence of lights on Hangar No. 1 constituted a breach of the Air Force's duty to keep the area around Hangar No. 1 reasonably safe for him.

The District Court held that the Air Force owed no duty to Yates because the premises and equipment allegedly responsible for his injury were under the exclusive control of Air Mod, an independent contractor, and that if the Air Force owed any duty to Yates, the duty was to eliminate dangers of which it had notice, but that the Air Force had neither actual nor constructive notice of the fact that the lights on Hangar No. 1 were out. The District Court also found that Air Mod bore the responsibility of turning on the lights and of removing such obstructions as the dolly from Pad 4, and recorded that Air Mod had breached the duty to provide a reasonably safe place for appellant to work. Since the District Court found the Air Force innocent of negligence, it made no "definitive finding" as as to whether Yates had been contributorily negligent.

We agree with the determination of the District Court and affirm its disposition of the case.

There are three overriding issues in this case. The first question is whether Air Mod was an independent contractor on land over which the United States Government, the landowner, had given up all right of control, and if so, whether, under Delaware law, such a landowner is responsible for ameliorating potentially dangerous conditions, which have been created by the independent contractor on the land.

The second is whether, under Delaware law, a landowner, who retains control of the premises, bears any responsibility for ameliorating potential dangers of which he had neither actual nor constructive notice.

The third question is whether by virtue of the Federal Tort Claims Act (28 U.S.C. §§ 1346, 2401, 2671-2680), Congress waived the Government's sovereign immunity in cases where an independent contractor's employees have been guilty of negligence.

The Court is of the opinion that each of these three issues in this case must be answered in favor of the appellee, the United States Government.

Turning to the first issue, we believe Air Mod was, in the truest sense of the phrase, an independent contractor. Although the Air Force retained the right to inspect Air Mod's aircraft maintenance work, to make certain that it had met contract specifications, and although the Air Force also retained the right to patrol the Pad 4 area of the base, for security and traffic reasons, neither of these two roles was of sufficient supervisory character to negate our conclusion that Air Mod was an independent contractor. Dushon v. U. S., 17 Alaska 245, 243 F.2d 451-453 (9th Cir. 1957), cert. den. 355 U.S. 933, 78 S.Ct. 415, 2 L.Ed.2d 416 (1958); Strangi v. United States, 211 F.2d 305, 307-308 (5th Cir. 1954); E. I. Du Pont De Nemours v. Griffith, 50 Del. 348, 130 A.2d 783 (1957).

Generally, a landowner is not liable for injuries suffered by servants of an independent contractor. 57 C.J.S. Master and Servant § 600 (1948).

An exception to the rule arises when the landowner has retained control over the property on which work is being performed. The landowner then has a duty to use ordinary care, so that the premises will be reasonably safe for the independent contractor's servants. Dillingham v. Smith-Douglass, 261 F.2d 267, 269 (4th Cir. 1958); 57 C.J.S. Master and Servant § 603 (1948); 38 Am.Jur. Negligence, § 94 (1941).

This exception to the general rule has been recognized by Delaware courts also. See Reardon v. Exchange Furniture Store, 37 Del. 332, 188 A. 704 (1936).

The question from the present facts in this case, therefore, is whether the Air Force retained substantial physical control over the Pad 4 area of the base.

It has been argued that since major repairs to the hangars and pads were to be made by the Air Force, the Government had not relinquished control over the premises.

But we are of the opinion that control must be looked at from at least two angles: (1) control of major repairs (e. g., the erection of a new roof on one of the hangars), and (2) control of housekeeping functions (e. g., the turning on and off of the floodlights outside the hangars). While it is true that the Air Force retained control over the first group of contingencies, it also is clear, from the face of the contract and from the depositions taken, that it substantially relinquished control over the second group.

As the District Court noted, the Air Force retained no genuine control over Hangar No. 1 and the light switches governing its outside floodlights. Control of the floodlights was an essential part of Air Mod's "housekeeping duties."

For purposes of this case, consequently, it must be concluded that Air Mod was an independent contractor on land over which the United States Government had given up the substantial physical right of control. The disposition of this case is governed by the general rule, which under the present circumstances frees a landowner from liability for injuries suffered by an independent contractor's servants, and not by its exception.

While no...

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