Guffey v. Wyatt, 93-6071

Decision Date09 March 1994
Docket NumberNo. 93-6071,93-6071
Citation18 F.3d 869
Parties89 Ed. Law Rep. 1133 Stanley R. GUFFEY, Plaintiff-Appellee, v. Eldridge WYATT, Officer, Defendant-Appellant.
CourtU.S. Court of Appeals — Tenth Circuit

Robert E. Manchester (Stacey L. Haws with him on the briefs), Manchester, Hiltgen & Healy, Oklahoma City, Oklahoma, for Defendant-Appellant.

Brady R. Hunt, Brady R. Hunt & Associates, Inc., Midwest City, Oklahoma, for Plaintiff-Appellee.

Before MOORE, Circuit Judge, MCWILLIAMS, Senior Circuit Judge, and ROGERS, Senior District Judge. *

JOHN P. MOORE, Circuit Judge.

In this interlocutory appeal, Eldridge Wyatt, an officer with the Oklahoma City Police Department, seeks review of a Magistrate Judge's denial of his motion for summary judgment based on his qualified immunity from suit. Officer Wyatt contends the trial court erred in finding his alleged conduct violated clearly established law. Even if this court affirms the trial court's denial of his motion for summary judgment, Officer Wyatt maintains he must be permitted to raise the issue of qualified immunity during trial. Because triable issues of material fact are present precluding summary judgment on the issue of qualified immunity, we affirm. However, in the interest of judicial economy, we recommend the Magistrate Judge reconsider his ruling denying Officer Wyatt the opportunity to raise the issue of qualified immunity during trial.

We construe the facts set forth for our review in the light most favorable to the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). On February 4, 1992, Officer Wyatt was employed by Douglass High School to provide security during the 1992 Oklahoma City Conference basketball championship. The two final teams, Douglass High School and Star Spencer High School, were fierce rivals, and the contest between them was vigorously fought. With only a few minutes left in the game, Officer Wyatt observed suspected gang members moving towards the court. Concluding the game's intensity might provoke a breach of order, Officer Wyatt approached the teams' coaches and asked them to calm the players. The coaches directed Officer Wyatt to Stanley R. Guffey, who was one of the game's referees.

Officer Wyatt advised Mr. Guffey that the overly-intense level of play on the court had inflamed the spectators and requested the referee "control the game so we can control the crowd." Following a heated exchange, Officer Wyatt ordered Mr. Guffey to start calling more fouls. In response, Mr. Guffey stated, "I don't know who you are, but you don't have any business out here on the floor." Officer Wyatt informed Mr. Guffey he was under arrest and escorted him into a separate room near the basketball court. After a brief period, Mr. Guffey returned and continued to officiate.

Mr. Guffey filed an action under 42 U.S.C. Sec. 1983, maintaining Officer Wyatt's actions constituted an arrest without probable cause in violation of the Fourth Amendment. 1 In a motion for summary judgment, Officer Wyatt asserted a defense of qualified immunity. Finding the evidence before him sufficient to create a material dispute concerning the objective reasonableness of the officer's actions, the Magistrate Judge denied the defendant's motion for summary judgment and set the case for trial. 2 Despite his previous finding, during a pretrial hearing the Magistrate Judge ruled that he would not permit defendant to raise the issue of qualified immunity during trial. 3 Officer Wyatt appeals both of the rulings under 28 U.S.C. Sec. 1291. Mitchell v. Forsyth, 472 U.S. 511, 530, 105 S.Ct. 2806, 2817, 86 L.Ed.2d 411 (1985).

I.

We first examine the Magistrate Judge's order denying qualified immunity. "The presence or absence of qualified immunity is a question of law, which we review de novo." Langley v. Adams County, Colo., 987 F.2d 1473, 1476 (10th Cir.1993).

As our jurisprudence makes clear, when a defendant raises qualified immunity, the burden shifts to the plaintiff to establish the defendant violated clearly established constitutional rights. Hannula v. City of Lakewood, 907 F.2d 129, 130-31 (10th Cir.1990). Further, the Supreme Court mandates a plaintiff do more than simply allege abstract violations. Instead, a plaintiff is charged with making a particularized showing: "The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right." Anderson v. Creighton, 483 U.S. 635, 640, 107 S.Ct. 3034, 3039, 97 L.Ed.2d 523 (1987). Finally, a plaintiff has to "demonstrate a substantial correspondence between the conduct in question and prior law allegedly establishing that the defendant's actions were clearly prohibited." Hannula, 907 F.2d at 131.

As the Supreme Court articulated, this analysis "permits courts expeditiously to weed out suits which fail the test without requiring a defendant who rightly claims qualified immunity to engage in expensive and time consuming preparation to defend the suit on its merits." Siegert v. Gilley, 500 U.S. 226, 232, 111 S.Ct. 1789, 1793, 114 L.Ed.2d 277 (1991). Once the plaintiff satisfies his burden, the defendant must then show "no material issues of fact remain as to whether the defendant's actions were objectively reasonable in light of the law and the information the defendant possessed at the time of his actions." Salmon v. Schwarz, 948 F.2d 1131, 1136 (10th Cir.1991) (citations omitted).

With this analytical structure in mind, we first examine whether clearly established law prohibited Officer Wyatt's actions. Officer Wyatt argues he had probable cause to arrest because Mr. Guffey failed to obey a lawful request for assistance. Maintaining he reasonably believed a riot was imminent, Officer Wyatt contends Mr. Guffey's refusal to act impeded his ability to control the crowd and constituted obstruction under Oklahoma law. 4

However, according to Mr. Guffey, neither the game nor the crowd was particularly unruly. Indeed, Mr. Guffey likens Officer Wyatt's behavior to that of an "irate fan," rather than of a police officer. Mr. Guffey maintains Officer Wyatt never requested assistance; he simply directed plaintiff to start "calling more fouls." Finally, Mr. Guffey asserts, when he responded to defendant's request by saying "you don't have any business out here on the floor," Officer Wyatt promptly arrested him.

In determining whether the law was clearly established at the time of the incident, we are mindful the Supreme Court has repeatedly vitiated statutes providing the police with unfettered discretion to arrest individuals for words or conduct an officer finds offensive. See City of Houston, Tex. v. Hill, 482 U.S. 451, 107 S.Ct. 2502, 96 L.Ed.2d 398 (1987); Lewis v. City of New Orleans, 415 U.S. 130, 94 S.Ct. 970, 39 L.Ed.2d 214 (1974); Gooding v. Wilson, 405 U.S. 518, 92 S.Ct. 1103, 31 L.Ed.2d 408 (1972). Indeed, the Houston Court noted: "the First Amendment protects a significant amount of verbal criticism and challenge directed at police officers.... The freedom of individuals verbally to oppose or challenge police action without thereby risking arrest is one of the principal characteristics by which we distinguish a free nation from a police state." 482 U.S. at 461-63, 107 S.Ct. at 2509-10. While Mr. Guffey's words may have irked Officer Wyatt, the defendant "may not exercise the awesome power at [his] disposal to punish individuals for conduct that is not merely lawful, but protected by the First Amendment." Duran v. City of Douglas, Ariz., 904 F.2d 1372, 1378 (9th Cir.1990); see also Enlow v. Tishomingo County, Miss., 962 F.2d 501, 509 (5th Cir.1992); Buffkins v. City of Omaha, 922 F.2d 465, 472 (8th Cir.1990), cert. denied, --- U.S. ----, 112 S.Ct. 273, 116 L.Ed.2d 225 (1991). 5

Nevertheless, Officer Wyatt relies on two cases upholding convictions under the Oklahoma statute, maintaining these decisions could have led a reasonable officer to believe Mr. Guffey's comments constituted obstruction. In Marsh v. State, 761 P.2d 915 (Okla.Crim.App.1988), an Oklahoma court upheld a conviction under the obstruction statute where the defendant had given false statements to an investigating officer. One year later, in Trent v. State, 777 P.2d 401 (Okla.Crim.App.1989), the court affirmed a conviction where it found the defendant had "harassed" and "hindered" an officer, frustrating his attempts to remove a vehicle from the road and delaying a blood alcohol test. Defendant suggests the very existence of these cases belies the argument the law was clearly established at the time of the incident.

While defendant contends that state decisional law is relevant to the qualified immunity inquiry, the role of state law remains unsettled. See, e.g., Ward v. County of San Diego, 791 F.2d 1329, 1333 (9th Cir.1986), cert. denied, 483 U.S. 1020, 107 S.Ct. 3263, 97 L.Ed.2d 762 (1987) ("the pronouncement of one state court on a constitutional issue does not necessarily shield a government official from liability.... [particularly] [i]n light of contrary authority from the federal courts...."); Washington v. Starke, 855 F.2d 346, 348 (6th Cir.1988) ("controlling precedent in this circuit and in Michigan courts" upholding fleeing felon rule did not bar finding of qualified immunity because reasonable officer would have believed use of deadly force was lawful). Nonetheless, we note because state courts seldom examine federal constitutional claims, few federal courts have found state decisional law to be dispositive. See Richard B. Saphire, Qualified Immunity in Section 1983 Cases and the Role of State Decisional Law, 35 Ariz.L.Rev. 621 (1993).

In this case, we need not consider the role of state decisional law in the qualified immunity analysis. First, neither Oklahoma case purports to interpret federal constitutional law; the decisions simply explore the reach of a state statute. Second, the cases are factually...

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