U.S. v. Selioutsky

• Decision Date: 27 May 2005
• Docket Number: Docket No. 04-2740.
• Citation: 409 F.3d 114
• Parties: UNITED STATES of America, Appellant, v. Boris SELIOUTSKY, Defendant-Appellee.
• Court: U.S. Court of Appeals — Second Circuit

409 F.3d 114

UNITED STATES of America, Appellant, v. Boris SELIOUTSKY, Defendant-Appellee.

Docket No. 04-2740.

United States Court of Appeals, Second Circuit.

Argued: March 17, 2005.

Decided: May 27, 2005.

Michael Ramos, Asst. U.S. Atty., Brooklyn, N.Y. (Roslynn R. Mauskopf, U.S. Atty., Susan Corkery, Asst. U.S. Atty., Brooklyn, N.Y., on the brief), for Appellant.

Peter J. Guadagnino, Brooklyn, N.Y., for Defendant-Appellee.

Before: NEWMAN, WESLEY, and HALL, Circuit Judges.

JON O. NEWMAN, Circuit Judge.

This sentencing appeal by the Government concerns the standard of review of advisory Sentencing Guideline determinations in the aftermath of United States v. Booker, ___ U.S. ___, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), and the need for sufficient findings to support such determinations. The United States appeals from the April 16, 2004, judgment of the District Court for the Eastern District of New York (John Gleeson, District Judge) sentencing Defendant-Appellee Boris Selioutsky to imprisonment for 30 months after his plea of guilty to possession of child pornography. The sentence, imposed prior to Booker, resulted from a downward departure for extraordinary family circumstances. We conclude that the District Court's findings thus far made are insufficient to support the departure, and we therefore remand.

Background

Pursuant to a plea agreement, Selioutsky pled guilty to Count One of a seven-count indictment charging child pornography offenses. Count One charged that the Defendant "did knowingly and intentionally possess materials containing images of child pornography," specifically, an identified computer file that he had downloaded from the Internet, in violation of 18 U.S.C. §§ 2252A(a)(5)(B), 2252A(b)(2). The plea agreement predicted an offense level of 25, calculated by starting with a base offense level of 17, U.S.S.G. § 2G2.2(a); adding 2 levels because the material involved a minor under the age of 12, id. § 2G2.2(b)(1), 5 levels for distribution, id. § 2G2.2(b)(2)(B), and 4 levels because the material portrayed sadistic, masochistic, or violent conduct, id. § 2G2.2(b)(3); and subtracting 3 levels for acceptance of responsibility, id. § 3E1.1(b). The adjusted level of 25, in Criminal History Category I, yielded a sentencing range of 57-71 months. The Defendant waived his right to appeal any sentence in excess of 60 months.

At sentencing, the parties agreed that the adjusted offense level was 27, because, in addition to the anticipated enhancements listed in the plea agreement, the presentence report added two levels for use of a computer to transmit pornographic material, see U.S.S.G. § 2G2.2(b)(5). Level 27 yielded a sentencing range of 70-87 months, although the parties and the Court recognized that the statutory maximum sentence was 60 months.¹

The Defendant sought a downward departure for extraordinary family circumstances.² See U.S.S.G. §§ 5K2.0, 5H1.6. In a written submission to the Court prior to sentencing, the Defendant had relied on the financial and emotional needs of his wife and two young children, who had moved to Georgia after his arrest. The PSR noted that the Defendant's wife, after a brief falling-out, was "paving the way" for him to rejoin her and the children in Georgia.

At sentencing, defense counsel added, in support of a family circumstances departure, that the Defendant currently lived in Brooklyn with his elderly parents and was providing some unspecified amount of financial support for them. Selioutsky informed the Court that his father was scheduled for an operation the following month. Defense counsel stated that Selioutsky has a married brother living in Pennsylvania. The brother is a doctor, but, according to defense counsel, "doesn't care for his parents."

The District Court elected to grant a downward departure for extraordinary family circumstances. The Court made clear that the rationale for the departure was that the aged parents "need [the Defendant] physically present." Judge Gleeson also stated that he was "not persuaded that the other son, once the defendant goes to jail, can't be relied upon for financial support."

Discussion

I. Applicable Sentencing Regime

The initial issue is to determine the applicable sentencing regime in the aftermath of the Supreme Court's decision in United States v. Booker, ___ U.S. ___, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005). Booker ruled that a sentencing judge's compulsory use of the Sentencing Guidelines to enhance a sentence beyond the Guidelines range applicable to the facts found by a jury or admitted by a defendant violated the Sixth Amendment. Id. at 756. As a remedy, the Court excised subsections 3553(b)(1) and 3742(e) of Title 18. Id. at 756-57; see United States v. Crosby, 397 F.3d 103, 110 (2d Cir.2005). Subsection 3553(b)(1) made use of the applicable Guidelines range compulsory, subject to a limited "departure" authority. Subsection 3742(e) specified the standards of review for an appellate court in considering an appeal of a sentence imposed under the Guidelines.

The statutory sections identifying the substantive provisions and the maximum penalties for Selioutsky's offense, 18 U.S.C. §§ 2252A(a)(5)(B) and 2252A(b)(2), are contained in Chapter 110 of Title 18. Subsection 3553(b)(2) of Title 18 contains specific provisions governing use of the Guidelines and makes those provisions applicable to child crimes and sexual offenses, specifically including offenses under Chapter 110. Booker excised subsection 3553(b)(1) but made no mention of subsection 3553(b)(2). Thus, we confront the question whether the rationale of Booker requires us to consider subsection 3553(b)(2) excised, just as the Supreme Court excised subsection 3553(b)(1).³

Subsection 3553(b)(2) is identical to subsection 3553(b)(1) in its requirement that a sentencing judge impose a sentence within the range specified for the applicable Guideline, subject only to a limited departure authority.⁴ The only difference between the subsections is that subsection 3553(b)(2) places more limits on the type of mitigating factors that can permit a departure than the limits specified in subsection 3553(b)(1).

We conclude that the Booker rationale requires us to consider subsection 3553(b)(2) to be excised. Both subsections require use of the applicable Guidelines range, subject to slightly different departure provisions, and it was the required use of the Guidelines that encountered constitutional objections in Booker. Because neither of the defendants considered by the Supreme Court in Booker had violated provisions to which subsection 3553(b)(2) applied, the Court had no occasion to give explicit consideration to the continued viability of that subsection. Nevertheless, now faced with a defendant who has violated provisions covered by subsection 3553(b)(2), we must decide its viability, and we hold that it must be deemed excised.⁵ There is no principled basis for distinguishing subsection 3553(b)(1) from 3553(b)(2) with respect to the rationale of Booker.

With subsection 3553(b)(2) excised, the applicable sentencing regime for Selioutsky becomes the advisory Guidelines regime specified by the Supreme Court in Booker. See Crosby, 397 F.3d at 110-14.⁶ Under that regime, which is applicable to this case now pending on direct review, see Booker, 125 S.Ct. at 769, the sentencing judge must consider the factors set forth in 18 U.S.C. § 3553(a), including the applicable Guidelines range and available departure authority, see Crosby, 397 F.3d at 111-12. The sentencing judge may then impose either a Guidelines sentence or a non-Guidelines sentence. Id. at 113.

II. Applicable Standard of Review

In this case, the sentencing judge, acting prior to the decision in Booker, understandably applied the Guidelines and had no occasion to consider a non-Guidelines sentence. Had the Defendant appealed to challenge the application of the Guidelines in a compulsory manner, we would face the issue of whether the sentence should be remanded pursuant to Crosby, if the Defendant's claimed error was not preserved, or reversed for resentencing, if the Defendant's claimed error was preserved. See United States v. Fagans, 406 F.3d 138 (2d Cir.2005). In this case, however, the Defendant has neither appealed nor taken a cross-appeal in response to the Government's appeal. The only appeal is taken by the Government. Because even under the post-Booker sentencing regime, calculation of a correct Guideline sentencing range will normally be part of the process of determining an appropriate sentence, but see Crosby, 397 F.3d at 112 (circumstances where calculation of applicable Guideline sentencing range might not be required), it remains important in this case to review the correctness of the District Court's determination that a Guidelines sentence for Selioutsky could include a departure for extraordinary family circumstances.

In order to determine whether a family circumstances departure was permissible, we need to consider the applicable standard of review of the District Court's decision. Prior to Booker, the applicable standard of review of sentencing decisions was set forth in subsection 3742(e) of Title 18. However, Booker excised subsection 3742(e) and replaced it with review for "reasonableness." See 125 S.Ct. at 765-66. Although it is arguable that an appellate court could satisfy its reviewing responsibilities under Booker solely by determining whether the sentence imposed is reasonable as to length, we recognized in Crosby that review of a sentence for "reasonableness" was not limited to consideration of the length of the sentence. 397 F.3d at 114. Apart from the unreasonableness of the length of a sentence, a sentence could be unreasonable because of a procedural error committed in the process of selecting the sentence. See id. An error in determining the applicable Guideline range or the availability of departure authority would be the type of procedural error that...