Antonio C. v. Saul, CIVIL ACTION FILE NO. 1:19-cv-04694-AJB

Decision Date23 March 2021
Docket NumberCIVIL ACTION FILE NO. 1:19-cv-04694-AJB
PartiesANTONIO C., Plaintiff, v. ANDREW SAUL, Commissioner, Social Security Administration, Defendant.
CourtU.S. District Court — Northern District of Georgia
ORDER AND OPINION2

Plaintiff Antonio C. brought this action pursuant to §§ 202(d) and 1631(c) of the Social Security Act, 42 U.S.C. §§ 402(d) and 1383(c)(3), to obtain judicial review of the final decision of the Commissioner of the Social SecurityAdministration ("the Commissioner") denying his application for children's social security disability insurance benefits based on the record of a deceased number holder ("CDB-R") and supplemental security income benefits ("SSI") under the Social Security Act.3 For the reasons set forth below, the Court AFFIRMS the final decision of the Commissioner.

I. PROCEDURAL HISTORY

Plaintiff's applications for benefits allege disability commencing in December 2016 upon his eighteenth birthday. [Record (hereinafter "R") 241-48]. Plaintiff's applications were denied initially and on reconsideration. [R101-27, 132-35]. Plaintiff then requested a hearing before an Administrative Law Judge ("ALJ"). [R136-37]. An evidentiary hearing was held on August 28, 2018, [R44-79], and a supplemental hearing to take Plaintiff's mother's testimony was held on October 3, 2018, [R80-99]. The ALJ issued a decision on January 2, 2019, denying Plaintiff's application on the ground that he had not been under a "disability" at any time from the alleged onset date through the date of the decision. [R7-38]. Plaintiff sought review by the Appeals Council, and the Appeals Council denied Plaintiff's request for review on September 4, 2019, making the ALJ's decision the final decision of the Commissioner. [R1-6].

Plaintiff then filed his action in this Court on October 21, 2019, seeking review of the Commissioner's decision. [Doc. 1]. The answer and transcript were filed on March 2, 2020. [Docs. 8, 9]. On May 4, 2020, Plaintiff filed a brief in support of his petition for review of the Commissioner's decision, [Doc. 15]; on May 28, 2020, the Commissioner filed a response in support of the decision, [Doc. 19]; and on June 11, 2020, Plaintiff filed a brief in support of his petition forreview of the Commissioner's decision, [Doc. 20]. The matter is now before the Court upon the administrative record, the parties' pleadings, and the parties' briefs,4 and it is accordingly ripe for review pursuant to 42 U.S.C. §§ 402(d) and 1383(c)(3).

II. STANDARD FOR DETERMINING DISABILITY

An individual is considered disabled for purposes of disability benefits if he is unable to "engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months." 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). The impairment or impairments must result from anatomical, psychological, or physiological abnormalities which are demonstrable by medically accepted clinical or laboratory diagnostic techniques and must be of such severity that the claimant is not only unable to do previous work but cannot, considering age, education, and work experience, engage in any other kind of substantial gainful work that exists in the national economy. 42 U.S.C. §§ 423(d)(2)-(3), 1382c(a)(3)(B), (D).

The burden of proof in a Social Security disability case is divided between the claimant and the Commissioner. The claimant bears the primary burden ofestablishing the existence of a "disability" and therefore entitlement to disability benefits. 20 C.F.R. §§ 404.1512(a), 416.912(a). The Commissioner uses a five-step sequential process to determine whether the claimant has met the burden of proving disability. 20 C.F.R. §§ 404.1520(a), 416.920(a); Doughty v. Apfel, 245 F.3d 1274, 1278 (11th Cir. 2001); Jones v. Apfel, 190 F.3d 1224, 1228 (11th Cir. 1999), superseded by Social Security Ruling ("SSR") 00-4p, 2000 WL 1898704 (Dec. 4, 2000),5 on other grounds as stated in Washington v. Comm'r of Soc. Sec., 906 F.3d 1353, 1360-61 (11th Cir. 2018). The claimant must prove at step one that he is not undertaking substantial gainful activity. 20 C.F.R. §§ 404.1520(a)(4)(i), 416.920(a)(4)(i). At step two, the claimant mustprove that he is suffering from a severe impairment or combination of impairments that significantly limits his ability to perform basic work-related activities. 20 C.F.R. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). At step three, if the impairment meets one of the listed impairments in Appendix 1 to Subpart P of Part 404 (Listing of Impairments), the claimant will be considered disabled without consideration of age, education, and work experience. 20 C.F.R. §§ 404.1520(a)(4)(iii), 416.920(a)(4)(iii). At step four, if the claimant is unable to prove the existence of a listed impairment, he must prove that his impairment prevents performance of past relevant work. 20 C.F.R. §§ 404.1520(a)(4)(iv), 416.920(a)(4)(iv). At step five, the regulations direct the Commissioner to consider the claimant's residual functional capacity ("RFC"), age, education, and past work experience to determine whether the claimant can perform other work besides past relevant work. 20 C.F.R. §§ 404.1520(a)(4)(v), 416.920(a)(4)(v). The Commissioner must produce evidence that there is other work available in the national economy that the claimant has the capacity to perform. Doughty, 245 F.3d at 1278 n.2. To be considered disabled, the claimant must prove an inability to perform the jobs that the Commissioner lists. Id.

If at any step in the sequence a claimant can be found disabled or not disabled, the sequential evaluation ceases and further inquiry ends.20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). Despite the shifting of burdens at step five, the overall burden rests on the claimant to prove that he is unable to engage in any substantial gainful activity that exists in the national economy. Doughty, 245 F.3d at 1278 n.2; Boyd v. Heckler, 704 F.2d 1207, 1209 (11th Cir. 1983), superseded by statute on other grounds by 42 U.S.C. § 423(d)(5), as recognized in Elam v. R.R. Ret. Bd., 921 F.2d 1210, 1214 (11th Cir. 1991).

III. SCOPE OF JUDICIAL REVIEW

A limited scope of judicial review applies to a denial of Social Security benefits by the Commissioner. Judicial review of the administrative decision addresses three questions: (1) whether the proper legal standards were applied; (2) whether there was substantial evidence to support the findings of fact; and (3) whether the findings of fact resolved the crucial issues. Washington v. Astrue, 558 F. Supp. 2d 1287, 1296 (N.D. Ga. 2008); Fields v. Harris, 498 F. Supp. 478, 488 (N.D. Ga. 1980). This Court may not decide the facts anew, reweigh the evidence, or substitute its judgment for that of the Commissioner. Dyer v. Barnhart, 395 F.3d 1206, 1210 (11th Cir. 2005). If substantial evidence supports the Commissioner's factual findings and the Commissioner applies the proper legal standards, the Commissioner's findings are conclusive. Lewis v. Callahan, 125 F.3d 1436, 1439-40 (11th Cir. 1997); Barnes v. Sullivan, 932 F.2d 1356, 1358(11th Cir. 1991); Martin v. Sullivan, 894 F.2d 1520, 1529 (11th Cir. 1990); Walker v. Bowen, 826 F.2d 996, 999 (11th Cir. 1987) (per curiam); Hillsman v. Bowen, 804 F.2d 1179, 1180 (11th Cir. 1986) (per curiam); Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983).

"Substantial evidence" means "more than a scintilla, but less than a preponderance." Bloodsworth, 703 F.2d at 1239. It means such relevant evidence as a reasonable mind might accept as adequate to support a conclusion, and it must be enough to justify a refusal to direct a verdict were the case before a jury. Richardson v. Perales, 402 U.S. 389, 401 (1971); Hillsman, 804 F.2d at 1180; Bloodsworth, 703 F.2d at 1239. "In determining whether substantial evidence exists, [the Court] must view the record as a whole, taking into account evidence favorable as well as unfavorable to the [Commissioner's] decision." Chester v. Bowen, 792 F.2d 129, 131 (11th Cir. 1986) (per curiam). Even where there is substantial evidence to the contrary of the ALJ's findings, the ALJ decision will not be overturned where "there is substantially supportive evidence" of the ALJ's decision. Barron v. Sullivan, 924 F.2d 227, 230 (11th Cir. 1991). In contrast, review of the ALJ's application of legal principles is plenary. Foote v. Chater, 67 F.3d 1553, 1558 (11th Cir. 1995); Walker, 826 F.2d at 999.

IV. STATEMENT OF FACTS6
A. Background

Plaintiff was exposed to cocaine while in utero and was adopted after being removed from the home of his biological parents because of their drug use.7 [R358-59]. Plaintiff applied for SSI and for CDB-R benefits on his deceased father's work record after his survivor's benefits ran out on his eighteenth birthday. [R10]. He has a ninth-grade education and no past relevant work. [R75, 279]. He alleges disability due to autism spectrum disorder8 and social pragmatic disorder.9 [R50, 278].

B. Lay Testimony
1. Plaintiff's Testimony

During the administrative hearing taking place on August 28, 2018, Plaintiff testified that he had been an "average" student and had an IEP10 program for language arts and math so that he could get extra help, since there were thirty or forty kids in his classroom. [R55-56]. He stated that in the tenth grade, his mother took him out of public school to attend a program in Warm Springs, Georgia, where he could receive more individualized attention. [R56, 65-66]. He reported that before he left for Warm Springs, he was struggling in math but was passing language arts. [R55-56]. He testified that the direct help he received as part of the program at Warm Springs helped him improve his math skills and his living skills. [R57].

Plaintiff also indicated that the school gave the students jobs. [R57]. He was assigned to work with...

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