Bali Hai Villas Ltd. v. Gibson

• Decision Date: 18 December 2015
• Docket Number: NO. CAAP-15-0000031,CAAP-15-0000031
• Court: Hawaii Court of Appeals
• Parties: BALI HAI VILLAS LTD., a Hawaii Limited Partnership, and STEVEN GARNER, on behalf of himself and all other limited partners of Bali Hai Villas Ltd., Plaintiffs/Counterclaim-Defendants/Appellees, v. JAMES GIBSON, in his capacity as Personal Representative of the probate estate of David Walters, Defendant/Cross-Claim Defendant/Appellee, and ARDESHIR HORMOZYARI, in his capacity as Successor Trustee of the Davie E. Walters Trust, etc., KEKAHA MS., LLC, LIHUE MS., LLC and KAUAI BEACH VILLAS PHASE II, LLC, Defendants/Cross-Claim Defendants/Appellants and Goodsill Anderson Quinn & Stifel, LLP Defendant/Cross-Claim Plaintiff/Cross-Claim Defendant/Appellee and BALI HAI VILLAS, INC., Defendant/Cross-Claim Defendant/Counterclaim-Plaintiff/Cross-Claim Plaintiff/Appellee, and LUCETTI WALTERS, SPIZZIRRI FAMILY TRUST, and CANDEE SPIZZIRI, Defendants/Cross-Claim Defendants/Appellees, and ARDESHIR HORMOZYARI, KEKAHA, MS, LLC, a Hawaii limited liability company, LIHUE MS, LLC, a Hawaii limited liability company, KAUAI BEACH VILLAS PHASE II, LLC, a Hawaii limited liability company, Defendants/Cross-Claim Defendants/Appellants

BALI HAI VILLAS LTD., a Hawaii Limited Partnership,

and STEVEN GARNER, on behalf of himself and all other limited partners of Bali Hai

Villas Ltd., Plaintiffs/Counterclaim-Defendants/Appellees, v. JAMES GIBSON, in his capacity as Personal Representative of the probate

estate of David Walters, Defendant/Cross-Claim Defendant/Appellee,

and

ARDESHIR HORMOZYARI, in his capacity as Successor Trustee of the Davie E. Walters Trust, etc.,

KEKAHA MS., LLC, LIHUE MS., LLC

and KAUAI BEACH VILLAS PHASE II, LLC, Defendants/Cross-Claim Defendants/Appellants

and

Goodsill Anderson Quinn

& Stifel, LLP Defendant/Cross-Claim Plaintiff/Cross-Claim Defendant/Appellee

and

BALI HAI VILLAS, INC., Defendant/Cross-Claim

Defendant/Counterclaim-Plaintiff/Cross-Claim Plaintiff/Appellee,

and

LUCETTI WALTERS, SPIZZIRRI FAMILY TRUST,

and CANDEE SPIZZIRI, Defendants/Cross-Claim Defendants/Appellees,

and

ARDESHIR HORMOZYARI,

KEKAHA, MS, LLC, a Hawaii limited liability company,

LIHUE MS, LLC, a Hawaii limited liability company,

KAUAI BEACH VILLAS PHASE II,

LLC, a Hawaii limited liability company, Defendants/Cross-Claim Defendants/Appellants

NO. CAAP-15-0000031

INTERMEDIATE COURT OF APPEALS OF THE STATE OF HAWAI'I

December 18, 2015

NOT FOR PUBLICATION IN WEST'S HAWAI'I REPORTS AND PACIFIC REPORTER

APPEAL FROM THE CIRCUIT COURT OF THE FIFTH CIRCUIT

(CIVIL NO. 13-1-0053)

ORDER DISMISSING APPEAL FOR LACK OF APPELLATE JURISDICTION

(By: Nakamura, Chief Judge, Fujise and Reifurth, JJ.)

Upon review of record, it appears that we lack appellate jurisdiction over Defendants/Cross-Claim Defendants/Appellants Ardeshir Hormozyari, in his capacity as Successor Trustee of the David E Walters Trust dated March 31, 2003 and as Successor Personal Representative of the probate estate of David Walters, Kekaha MS, LLC, Lihue MS, LLC , and Kauai Beach Villas Phase II, LLC's (the Appellants) appeal from the Honorable Randal G.B. Valenciano's November 19, 2014 interlocutory order denying the Appellants' May 27, 2014 motion to dismiss Counts 1-30 and Count 35 of Plaintiffs/Counterclaim-Defendants/Appellees Bali Hai Villas, Ltd. and Steven Garner's May 16, 2014 second amended complaint (the November 19, 2014 interlocutory order) because the Appellants' appeal is not timely under Rule 4(a) of the Hawai'i Rules of Appellate Procedure (HRAP) and Hawaii Revised Statutes (HRS) § 641-1(b) (1993 & Supp. 2014) as to the November 19, 2014 interlocutory order.

Despite the absence of an appealable final judgment in this case, the Appellants have attempted to invoke this court's appellate jurisdiction over their interlocutory appeal from the November 19, 2014 interlocutory order pursuant to HRS § 641-1(b), which required the Appellants to obtain the express leave of the circuit court for doing so. Mason v. Water Resources International, 67 Haw. 510, 511-12, 694 P.2d 388, 389 (1985). Regarding the time requirement for an interlocutory appeal under HRS § 641-1(b), the Supreme Court of Hawai'i has interpreted the combination of HRAP Rule 4(a)(1) and HRS § 641-1(b) as requiring the appellant to obtain the circuit court's leave under HRS§ 641-1(b) by way of a circuit court order before the time period for filing a timely notice of appeal expires:

We have interpreted HRAP Rule 4(a)(1)'s requirement that the notice of interlocutory appeal be filed "within 30 days after the date of entry of the . . . . order appealed from" to mean that . . . [i]t is necessary for a party wanting to take an interlocutory appeal to move for an order allowing the appeal, for the court to enter the order and for the appellant to file the notice of appeal all within 30 days from the filing of the order appealed from, unless the time for appeal is extended pursuant to HRAP Rule 4(a)(5).

State v. Irvine, 88 Hawai'i 404, 406, 967 P.2d 236, 238 (1998) (some emphasis added; citation and block quotation format omitted). "The order appealed from on an interlocutory appeal is not made final, for any purpose, by the allowance of the interlocutory appeal and the time period runs from the entry of the order, not from the allowance of the appeal." King v. Wholesale Produce Dealers Ass'n of Hawaii, 69 Haw. 334, 335, 741 P.2d 721, 722 (1987) (emphasis added).¹ Thus, for example, the King v. Wholesale Produce Dealers Ass'n of Hawaii court dismissed an HRS § 641-1(b) interlocutory appeal as untimely under the following circumstances:

This is an interlocutory appeal taken, pursuant to HRS § 641-1(b), from an order denying a motion to dismiss. . . . The order appealed from was entered October 17, 1986. On November 3, 1986, appellant moved in the court below for an order allowing an interlocutory appeal. That order was entered December 30, 1986. The notice of appeal was filed January 16, 1987, ninety-one (91) days after the order denying the motion to dismiss.

King, 69 Haw. at 334, 741 P.2d at 721. In yet another example,we dismissed an interlocutory appeal under HRS § 641-1(b) when "the court did not enter its written order allowing an interlocutory appeal within thirty days of the entry of the order from which Plaintiffs wished to appeal, despite Plaintiffs' prompt motion for such an order." Kohala Agriculture v. Deloitte & Touche, 86 Hawai'i 301, 311, 9494 P.2d 141, 151 (App. 1997) ("Therefore, we conclude that Plaintiffs' appeal of the [interlocutory] order was untimely and we are without jurisdiction of that appeal."). Under the holdings in King and Kohala Agriculture, an aggrieved party must convince the circuit court to enter an order granting leave under HRS § 641-1(b) to file an interlocutory appeal from the subject interlocutory order before the relevant time period under HRAP Rule 4(a) for filing a notice of appeal from the subject interlocutory order expires.

In the instant case, the following relevant events occurred after the circuit court had entered the November 19, 2014 interlocutory order. On December 11, 2014, the circuit court entered an order finding good cause under HRAP Rule 4(a)(4)(A) to extend the thirty-day time period under HRAP Rule 4(a)(1) for filing a notice of appeal until January 18, 2015. On December 11, 2014, the Appellants filed a motion for leave under HRS § 641-1(b) to assert an interlocutory appeal from the November 19, 2014 interlocutory order. On January 15, 2015, the circuit court orally announced that it intended to grant the Appellants' December 11, 2014 motion for leave under HRS § 641-1(b) to assert an interlocutory appeal from the November 19, 2014 interlocutory order, but the circuit court did not immediately reduce its oral ruling to a written order. On January 16, 2015,the Appellants filed their notice of appeal from the November 19, 2015 interlocutory order. At the end of the day on January 18, 2015, the extended time period under HRAP Rule 4(a)(4)(A) for filing a notice of appeal from the November 19, 2014 interlocutory order expired. On February 13, 2015 the circuit court entered a written order purporting to grant the Appellants' December 11, 2014 motion for leave under HRS § 641-1(b) to assert an interlocutory appeal from the November 19, 2014 interlocutory order. In other words, the circuit court did not enter its February 13, 2015 written order allowing an interlocutory appeal before the extended due date under HRAP Rule 4(a)(4)(A) for filing a notice of appeal expired at the end of the day on January 18, 2015, as the holdings in King and Kohala Agriculture required. Therefore, the Appellants' interlocutory appeal from the November 19, 2015 interlocutory order is untimely.

Although the circuit court announced on January 15, 2015, that it intended to grant the Appellants' December 11, 2014 motion for leave under HRS § 641-1(b) to assert an interlocutory appeal, an "order is entered when it is filed in the office of the clerk of the court." HRAP Rule 4(a)(5). The concept of entering of an order "signifies something more formal than mere oral rendition of an order or ruling of the court, and contemplates a filed written order." Scott v. Liu, 46 Haw. 221, 225-26 377 P.2d 696, 700 (1963); State v. Bulgo, 45 Haw. 501, 503, 370 P.2d 480, 482 (1962) ("Indeed, the concept of 'entry' . . . signifies something more formal than mere oral rendition of an order or ruling of the court."); Torres v. Torres, 100 Hawai'i 397, 407, 60 P.3d 798, 808 (2003) ("The family court'sSeptember 24, 1999 minute order, notifying the parties that it had decided in favor of Margot, did not 'embody' or 'announce' appropriate orders; the court's reasoning and precise contours of its decision remained to be expressed in the written order. Consequently, the time within which Louan was...