Brown v. Lynaugh

Decision Date02 May 1988
Docket NumberNo. 87-1529,87-1529
Citation843 F.2d 849
Parties25 Fed. R. Evid. Serv. 779 Harold BROWN, Petitioner-Appellant, v. James A. LYNAUGH, Director, Texas Department of Corrections, Respondent-Appellee.
CourtU.S. Court of Appeals — Fifth Circuit

Williams, Pattillo & Squires, Waco, Tex., for petitioner-appellant.

Margaret P. Griffey, Austin, Tex., for respondent-appellee.

Appeal from the United States District Court For the Western District of Texas.

Before GARZA, REAVLEY and DAVIS, Circuit Judges.

W. EUGENE DAVIS, Circuit Judge:

Habeas petitioner, Harold Brown, appeals the district court's denial of habeas relief on his claim that he was denied a fundamentally fair trial when the judge presiding in his trial testified as a witness for the state. We agree with the petitioner and reverse.

I.

In February 1982, Brown was convicted and sentenced in a Texas district court for the felony offense of burglary of a habitation with intent to commit rape. Two months later, Brown appeared before the court on a motion for a new trial. Immediately after Brown was brought into the courtroom, he bolted through one of the courtroom doors and escaped. Pursued by his guards, Brown was captured a short distance from the courthouse.

Brown was tried on the felony offense of escape from custody before State District Judge Walter Smith, the same judge who was presiding at the time Brown escaped. Judge Smith was the first witness called by the state, after timely objection by Brown. 1 Judge Smith testified that (1) he was presiding on the bench the day of the escape; (2) he recognized Brown when he was brought into the courtroom; (3) Brown had been previously convicted and sentenced for the burglary offense; (4) he saw Brown run out the courtroom door and jump over the railing; and (5) Brown was in custody at the time of his escape, had not asked permission to leave the courtroom, had not been excused for any reason, and was not free to leave.

The jury found Brown guilty of escape from custody, a felony enhanced with a prior felony conviction, and recommended a twenty-year sentence (the maximum allowed by law) and a fine of $7,500.

Brown argues that the district court erred in denying habeas relief because the state's use of the trial judge as a witness violated Brown's due process right to a fair trial.

II.

It is well established that "[the] denial of due process is a failure to observe the fundamental fairness essential for the very concept of justice." Lisenba v. California, 314 U.S. 219, 236, 62 S.Ct. 280, 290, 86 L.Ed. 116 (1941). Although the Supreme Court has never considered whether the state's use of a trial judge as a witness deprives the accused of due process, the Court has on two occasions considered whether the defendant was deprived of a fundamentally fair trial when a bailiff testified as a witness.

In Turner v. Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13 L.Ed.2d 424 (1965), two deputy sheriffs who served as bailiffs during Turner's trial also testified as witnesses in the trial. In reversing Turner's conviction, the Court explained that "the defendant's right of confrontation, of cross-examination and of counsel" is subverted when the state's key witnesses against Turner were bailiffs who had continuous contact with the jury during the three-day trial. Id. at 473, 85 S.Ct. at 550. The Court concluded that the heightened credibility of these witnesses, stemming from their service as bailiffs, rendered the trial "little more than a hollow formality." Id.

In Gonzales v. Beto, 405 U.S. 1052, 92 S.Ct. 1503, 31 L.Ed.2d 787 (1972), the county sheriff who acted as bailiff in the trial was a critical witness for the state. The Court summarily granted the writ of certiorari and reversed the denial of habeas relief on the basis of Turner. In his concurrence, Justice Stewart noted:

Our adversary system of criminal justice demands that the respective roles of prosecution and defense and the neutral role of the court be kept separate and distinct in a criminal...

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14 cases
  • People v. Spector
    • United States
    • California Court of Appeals Court of Appeals
    • August 17, 2011
    ...hearing was same judge who served as Michigan “one-man grand jury” during proceeding out of which contempt charges arose]; Brown v. Lynaugh (5th Cir.1988) 843 F.2d 849 [judge presiding at defendant's trial for escape was called as prosecution witness to testify about having witnessed defend......
  • Spector v. Diaz
    • United States
    • U.S. District Court — Central District of California
    • July 11, 2015
    ...that resulted in two witnesses being charged with contempt, later presided over witnesses' contempt hearings); Brown v. Lynaugh, 843 F.2d 849, 849–51 (5th Cir.1988) (holding that petitioner was denied right to due process where judge presiding over criminal case during which defendant escap......
  • Legros v. Panther Services Group, Inc.
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • December 29, 1988
    ...must urge en banc reconsideration. Fed.R.App.Proc. 35. See, e.g., Johnson v. Moral, 843 F.2d 846 (5th Cir.), reh'g en banc granted, 843 F.2d 849 (1988). Not to follow this established procedure breaches the integrity of our circuit's The majority decline to request an en banc ruling based o......
  • Harris v. Texas Dept. of Criminal Justice
    • United States
    • U.S. District Court — Southern District of Texas
    • September 22, 1992
    ...on primarily two cases for the proposition that a judge is not a competent witness in a trial over which he presides. See Brown v. Lynaugh, 843 F.2d 849 (5th Cir.1988); Tyler v. Swenson, 427 F.2d 412 (8th Harris's reliance is misplaced. While the principle enunciated in these cases is indis......
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6 books & journal articles
  • Witnesses
    • United States
    • James Publishing Practical Law Books Archive Trial Evidence Foundations - 2015 Contents
    • July 31, 2015
    ...responsibility of those officials whose duties involve the exercise of judicial and quasi-judicial authority. Brown v. Lynaugh , 843 F.2d 849 (5th Cir. 1988). A Texas statute that authorized a presiding judge to give testimony was unconstitutional as applied where, in a state court prosecut......
  • Witnesses
    • United States
    • James Publishing Practical Law Books Archive Trial Evidence Foundations - 2016 Contents
    • July 31, 2016
    ...responsibility of those officials whose duties involve the exercise of judicial and quasi-judicial authority. Brown v. Lynaugh , 843 F.2d 849 (5th Cir. 1988). A Texas statute that authorized a presiding judge to give testimony was unconstitutional as applied where, in a state court prosecut......
  • Child, spouse & Misc.
    • United States
    • James Publishing Practical Law Books Trial Evidence Foundations Witnesses
    • May 5, 2019
    ...responsibility of those officials whose duties involve the exercise of judicial and quasi-judicial authority. Brown v. Lynaugh , 843 F.2d 849 (5th Cir. 1988). A Texas statute that authorized a presiding judge to give testimony was unconstitutional as applied where, in a state court prosecut......
  • Witnesses
    • United States
    • James Publishing Practical Law Books Archive Trial Evidence Foundations - 2017 Contents
    • July 31, 2017
    ...o൶cials whose duties involve the exercise of judicial and quasi-judicial authority. 3-39 CHILD, SPOUSE & MISC §324.9 Brown v. Lynaugh , 843 F.2d 849 (5th Cir. 1988). A Texas statute that authorized a presiding judge to give testimony was unconstitutional as applied where, in a state court p......
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