Camara v. Mastro's Rests. LLC

Decision Date17 March 2020
Docket NumberNo. 18-7167,18-7167
Citation952 F.3d 372
Parties Koly CAMARA, Appellee v. MASTRO’S RESTAURANTS LLC, Appellant
CourtU.S. Court of Appeals — District of Columbia Circuit

Gerald L. Maatman, Jr., Chicago, IL, argued the cause for appellant. With him on the briefs were Rebecca S. Bjork and Alexander J. Passantino, Washington, DC.

R. Andrew Santillo, Dresher, PA, argued the cause for appellee. With him on the brief were Peter Winebrake, Mark J. Gottesfeld, Dresher, PA, Jason S. Rathod, and Nicholas A. Migliaccio, Washington, DC.

Before: Henderson and Rao, Circuit Judges, and Randolph, Senior Circuit Judge.

Randolph, Senior Circuit Judge:

This is an interlocutory appeal from an order of the district court denying a motion to compel arbitration. See 9 U.S.C. § 16(a)(1).

Koly Camara, a former server at Mastro’s Steakhouse in Washington, D.C., sued Mastro’s claiming that the company deprived him and other servers of a minimum wage in violation of the federal Fair Labor Standards Act and the District of Columbia’s Minimum Wage Revision Act.

Mastro’s moved to compel Camara to submit his claims to arbitration. The company’s policy was to require its restaurant employees to sign an agreement to arbitrate any work-related legal disputes. But Mastro’s was unable to produce a copy of an arbitration agreement bearing Camara’s signature, or any other direct evidence of his assent to be bound by the policy. Camara submitted a sworn declaration stating that he had neither seen nor signed any arbitration agreement.

The Federal Arbitration Act provides that an arbitration clause in a contract "evidencing a transaction involving commerce" "shall be valid, irrevocable, and enforceable, save upon such grounds as exist at law or in equity for the revocation of any contract." 9 U.S.C. § 2. Before determining that the Act applies, the court must decide that the employee has agreed to arbitrate. Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc. , 473 U.S. 614, 626, 105 S.Ct. 3346, 87 L.Ed.2d 444 (1985).

The district judge, in a comprehensive opinion, correctly treated Mastro’s motion as if it sought summary judgment under Federal Rule of Civil Procedure 56(c) with respect to the question whether Camara had agreed to arbitrate. See Aliron Int’l, Inc. v. Cherokee Nation Indus., Inc. , 531 F.3d 863, 865 (D.C. Cir. 2008). Under Rule 56(c), summary judgment is appropriate only if "there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law." Anderson v. Liberty Lobby, Inc. , 477 U.S. 242, 247, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986) (quoting Fed. R. Civ. P. 56(c) ).

As the party seeking to enforce an arbitration agreement, Mastro’s had the burden of proving that Camara agreed to arbitrate. See Bailey v. Fed. Nat’l Mortg. Ass’n , 209 F.3d 740, 746 (D.C. Cir. 2000). Though unable to produce a copy of the agreement with Camara’s signature, Mastro’s believes that its two affidavits and "electronic evidence" showed that there is no genuine dispute about Camara’s assent to be bound.

One affidavit was from Stephen Carcamo, the General Manager of Mastro’s Steakhouse in D.C. Carcamo stated that the restaurant requires all of its employees to execute an arbitration agreement, that he "personally presented new hires and current employees with individual arbitration agreements" and "obtained their signatures", and that "virtually every Washington, D.C. Mastro’s employee has signed an individual Arbitration Agreement." J.A. 27.

These statements provide some support for Mastro’s claim. If the restaurant requires its employees to sign the agreements, and if "virtually every" employee has done so, then a jury could reasonably conclude that Camara signed an agreement too. But Carcamo’s affidavit is notable for what it does not say. He did not state that he presented Camara a copy of the arbitration agreement, or that he witnessed Camara agreeing to its terms. Based on this, a reasonable jury could just as easily conclude that, while most employees signed the arbitration policy, Camara slipped through the cracks.

The second affidavit was from Laura Jasso, a human resources director who works for Mastro’s parent company, Landry’s. Jasso explained that Landry’s operates a database that tracks whether Mastro’s employees across the country have signed arbitration agreements. She stated that on June 25, 2015, "the field corresponding to [Camara’s] arbitration agreement was changed" by Mastro’s personnel to affirm that Camara had signed the agreement. J.A. 35. Attached to Jasso’s declaration was a printout of a database page showing Camara’s employee profile. The page shows an "Arbitration Agreement" field, next to which a "Y" indicating "Yes" had been entered. J.A. 50. Jasso’s affidavit and the database entry, like Carcamo’s affidavit, bolster Mastro’s position.

As against this evidence, Camara submitted an affidavit of his own. Under penalty of perjury, he stated that he "did not see that agreement when [he] worked at Mastro’s, did not sign it, and ... never agreed to its terms." J.A. 52. He added that he "never thought, or had reason to believe, that [he] gave up legal rights, including to a trial by jury, by working for Mastro’s." Id .

Mastro’s asks us to disregard, or at least discount, Camara’s affidavit on the ground that Camara’s sworn statements could not, without more, create a genuine factual dispute because they were "self-serving." In support, Mastro’s invokes Carter v. George Washington University , 180 F. Supp. 2d 97, 111 (D.D.C. 2001). The district court’s opinion in that case contains this sentence: "However, self-serving affidavits alone will not protect the non-moving party from summary judgment." Id. We reject that proposition as a rule of evidence or of law.

Of course Camara’s affidavit was "self-serving" in the respect that it supported his position. "Deposition testimony, affidavits, responses to interrogatories, and other written statements by their nature are self-serving." Hill v. Tangherlini , 724 F.3d 965, 967 (7th Cir. 2013). The Seventh Circuit held, and we...

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