Carpenter v. Reed ex rel. Dept. of Public Safety

Citation757 F.2d 218
Decision Date11 January 1985
Docket NumberNo. 83-1021,83-1021
Parties50 Fair Empl.Prac.Cas. 1331, 33 Empl. Prac. Dec. P 34,215, 36 Empl. Prac. Dec. P 34,933, 47 Empl. Prac. Dec. P 38,258 James CARPENTER, Plaintiff-Appellant, v. Paul W. REED ex rel. The DEPARTMENT OF PUBLIC SAFETY, Defendant-Appellee.
CourtUnited States Courts of Appeals. United States Court of Appeals (10th Circuit)
ORDER AND JUDGMENT

Before SETH, McKAY, and SEYMOUR, Circuit Judges.

This matter comes on for consideration of Carpenter's motion for rehearing, which we construe as a motion to recall the mandate. Upon consideration thereof, the motion is granted.

On appeal we determined that Carpenter's Title VII and 42 U.S.C. Sec. 1981 claims were barred by the doctrine of res judicata as applied to the prior state court proceeding. In his motion for rehearing, Carpenter specifically asserts that the Oklahoma State Personnel Board did not have the authority to address the issue of racial discrimination at the time of the July 1979 hearings before that Board. Because we have concluded on rehearing that we cannot determine on this record whether res judicata can properly be applied in this case, our prior opinion, Carpenter v. Reed ex rel. The Department of Public Safety, No. 83-1021 (10th Cir. filed March 7, 1984), is hereby vacated.

Carpenter claims that defendant wrongfully terminated his employment as an Oklahoma state highway patrolman because of his race in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. Sec. 2000e, et seq. (1982) and 42 U.S.C. Sec. 1981 (1982). Prior to Carpenter's federal action, he appealed both his suspension and subsequent termination to the Personnel Board. That board upheld his suspension and termination, finding that he had violated Department of Public Safety policy. Carpenter sought judicial review in the state district court, which found that substantial evidence supported the Personnel Board's determination. In addition, the court held that Carpenter had not been deprived of his First Amendment rights or his right to due process or equal protection. Carpenter did not seek review by the state supreme court.

Carpenter subsequently brought this action in federal district court, which held his Title VII and Sec. 1981 claims barred under the doctrine of res judicata by the prior state court proceeding. The court dismissed Carpenter's civil rights action with prejudice.

The federal courts are required by the full faith and credit provision of 28 U.S.C. Sec. 1738 (1982) to give res judicata effect to a state judgment to the extent the state would give its own prior judgment such effect. Davis v. United States Steel Supply, 688 F.2d 166, 170 (3d Cir.1982) (en banc), cert. denied, 460 U.S. 1014, 103 S.Ct. 1256, 75 L.Ed.2d 484 (1983). We conclude that under Oklahoma law, res judicata effect would be given a state court judgment that affirms an administrative determination. See Magnolia Petroleum Co. v. State, 175 Okla. 11, 52 P.2d 81 (1935); see also City of Tulsa v. Midland Valley Railroad Co., 168 F.2d 252, 254 (10th Cir.1948); cf. Stillwater Savings & Loan Association v. Oklahoma Savings & Loan Board, 534 P.2d 9, 10 (Okla.1975).

Exceptions to section 1738 will not be recognized unless a later statute contains an express or implied partial repeal. Allen v. McCurry, 449 U.S. 90, 97-99, 101 S.Ct. 411, 416-417, 66 L.Ed.2d 308 (1980). The Supreme Court has specifically stated that neither Title VII, see Kremer v. Chemical Construction Corp., 456 U.S. 461, 102 S.Ct. 1883, 72 L.Ed. 262 (1982), nor Sec. 1983, see Migra v. Warren City School District Board of Education, 465 U.S. 75, 104 S.Ct. 892, 79 L.Ed.2d 56 (1984), contains such exceptions to the traditional rules of preclusion. The same logic applies to section 1981. See Davis, 688 F.2d at 174-77; Mitchell v. National Broadcasting Co., 553 F.2d 265 (2d Cir.1977).

In this case, the district court concluded that Carpenter could have raised his discrimination claim in the July 1979 hearings before the Personnel Board, and that his federal suit was therefore barred. On rehearing Carpenter asserts that this claim could not have been presented to the Board at those hearings because the Board's authority and duty to conduct hearings on state employees' discrimination claims brought pursuant to Okla.Stat. tit. 74, Sec. 954 (Supp.1970) arises after the Oklahoma Human Rights Commission receives and investigates such complaints. In support of this contention Carpenter cites 4 Okla.Op.Atty.Gen. 118, No. 71-186 (1971).

Under Oklahoma law, the Human Rights Commission has statutory authority to receive and investigate complaints of racial discrimination in state employment. See Okla.Stat. tit. 25 Sec. 1501 (1973). The law in effect at the relevant time also provided:

"It shall be the duty of the State Personnel Board to investigate, upon its own initiative, upon complaint filed by any aggrieved person, or upon complaint filed by the Human Rights Commission, any violation of this section and to enforce compliance with the same, both in the classified and the nonclassified service. The Human Rights Commission shall investigate, upon its own initiative or on complaint filed with it, any such violation and may file a formal complaint with...

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7 cases
  • DeVargas v. Montoya
    • United States
    • United States Courts of Appeals. United States Court of Appeals (10th Circuit)
    • July 8, 1986
    ...Supreme Court in Allen and Migra established that this principle is no less applicable in section 1983 cases. See also Carpenter v. Reed, 757 F.2d 218 (10th Cir.1985); Spence v. Latting, 512 F.2d 93 (10th Cir.), cert. denied, 423 U.S. 896, 96 S.Ct. 198, 46 L.Ed.2d 129 (1975); Brown v. DeLay......
  • Gahr v. Trammel, 85-1612
    • United States
    • United States Courts of Appeals. United States Court of Appeals (8th Circuit)
    • July 24, 1986
    ...see also Gorin v. Osborne, 756 F.2d 834 (11th Cir.1985); Jones v. City of Alton, Ill., 757 F.2d 878 (7th Cir.1985); Carpenter v. Reed, 757 F.2d 218 (10th Cir.1985). ...
  • Scroggins v. State of Kan., Dept. of Human Resources, Div. of CETA
    • United States
    • United States Courts of Appeals. United States Court of Appeals (10th Circuit)
    • October 7, 1986
    ...975 (10th Cir.1986), or that the court hearing the claim had the authority to adjudicate the merits, Carpenter v. Reed ex rel. Department of Public Safety, 757 F.2d 218 (10th Cir.1985), we resist the imposition of res judicata to bar a federal plaintiff's Sec. 1983 The Kansas CSB exercises ......
  • Herrera v. Garcia
    • United States
    • U.S. District Court — District of New Mexico
    • January 18, 2018
    ...court judgment is defined by that state's law, see, e.g., Thournir v. Meyer, 803 F.2d 1093, 1094 (10th Cir. 1986); Carpenter v. Reed, 757 F.2d 218, 219 (10th Cir. 1985); Slayton v. Willingham, 726 F.2d 631, 633 (10th Cir. 1984), the Court must examine New Mexico law to determine whether ama......
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