Castleberry v. Alford
| Decision Date | 15 December 1981 |
| Docket Number | No. 80-1972,80-1972 |
| Citation | 666 F.2d 1338 |
| Parties | Kenneth Ray CASTLEBERRY, Petitioner-Appellee, v. Warden Mack H. ALFORD and the Attorney General of the State of Oklahoma, Respondents-Appellants. |
| Court | U.S. Court of Appeals — Tenth Circuit |
Paul D. Brunton, Tulsa, Okl., for petitioner-appellee.
Charles S. Rogers, Asst. Atty. Gen., Deputy Chief, Crim. Div., Oklahoma City, Okl. (Jan Eric Cartwright, Atty. Gen. of Oklahoma, and Janet L. Cox, Asst. Atty. Gen., Oklahoma City, Okl., with him on the brief), for respondents-appellants.
Before McWILLIAMS and DOYLE, Circuit Judges, and TEMPLAR, District Judge. *
Kenneth Ray Castleberry, an Oklahoma state prisoner serving three concurrent life sentences for a triple murder, filed a petition for a writ of habeas corpus in the United States District Court for the Northern District of Oklahoma pursuant to 28 U.S.C. § 2254 (1976). Based upon the record as theretofore made in the several proceedings in the Oklahoma state courts, the district court concluded that Castleberry's "confession" had been induced by psychological coercion and was therefore involuntary, and that its admission into evidence at the state trial violated Castleberry's due process rights under the fifth and fourteenth amendments to the United States Constitution. The district court ordered that Castleberry be released unless he was afforded a new trial within 90 days. The district court entered a stay of its order, however, pending this appeal by the State of Oklahoma. We reverse.
Castleberry was charged in a state court in Tulsa, Oklahoma, with the murder of his wife and two children. A jury convicted Castleberry on all three charges, and he was given a life sentence on each conviction. On appeal, the Oklahoma Court of Criminal Appeals undertook an in-depth review of the case, including the issue of the voluntariness of Castleberry's confession, and affirmed Castleberry's conviction. See Castleberry v. State, 522 P.2d 257 (Okl.Cr.), cert. denied, 419 U.S. 1079, 95 S.Ct. 667, 42 L.Ed.2d 673 (1974). This state appeal was heard by a three-judge panel, and the affirmance was on a 2-1 vote, with one judge dissenting and one judge specially concurring. The concurring judge, however, was in complete accord with the majority opinion, and merely took the occasion to criticize the dissent.
Castleberry thereafter filed a petition for a writ of habeas corpus in the United States District Court for the Northern District of Oklahoma. That petition was dismissed, without prejudice, by the court, in order to permit Castleberry to exhaust his state remedies. See Castleberry v. Crisp, 414 F.Supp. 945 (N.D.Okl.1976). The federal district judge specifically reserved the question of the voluntariness of the confession. Id. at 951.
Castleberry then collaterally attacked his conviction in the Oklahoma state courts, asserting that the prosecution had failed to disclose exculpatory evidence in its possession, in violation of the rule of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). This matter was heard by the judge who had presided at Castleberry's trial. The trial judge denied Castleberry's claim for relief based on an alleged violation of Brady, and, on appeal, such ruling again was affirmed by a 2-1 vote. Castleberry v. State, 590 P.2d 697 (Okl.Cr.1979). 1
Castleberry then initiated the present habeas action in federal district court. All parties concerned were in apparent accord that Castleberry had been afforded a full and complete hearing in the state courts. Accordingly, the district court did not hold an evidentiary hearing, but relied entirely on the voluminous record of the proceedings theretofore made in the state courts. As indicated, the district court concluded that Castleberry's confession was involuntary and that its admission at trial violated Castleberry's constitutional rights. The relief granted was either a new trial, or release.
The background facts surrounding the homicides and the action taken by the Tulsa police department in connection therewith are fully set forth in the two opinions of the Oklahoma Court of Criminal Appeals, and will be repeated here only to the extent necessary to facilitate an understanding of our disposition of the matter.
It was the prosecution's theory of the case that sometime during the early hours of February 16, 1972, Castleberry and his wife became involved in a heated argument over family finances and that such resulted in his stabbing her to death. The prosecution further theorized that when the two children were awakened by the quarrel, Castleberry killed them too. According to the prosecution, Castleberry then went to work as usual, around seven o'clock a.m., and returned home around five o'clock p.m. After first entering the home, Castleberry went to a neighbor's house and asked that the police be called.
The defense contended that Castleberry did not kill his wife, or children, and that they were all alive when Castleberry left for work at seven o'clock a.m. on February 16. The defense theorized that sometime during the day, while Castleberry was at work, an intruder broke into the house and killed the three victims.
Castleberry's first contact with the police came shortly after the police responded to the neighbor's call on February 16. The police asked Castleberry general questions concerning his family and his activities on February 15 and 16. Castleberry was not detained.
The police next contacted Castleberry on February 17. He was taken to the police station and again questioned as to the events of February 15 and 16. Castleberry was at the police station for several hours, but then released. Thereafter, Castleberry went to Kansas for the funeral of his family, and did not return to Tulsa until February 22.
On February 22, after his return to Tulsa, Castleberry telephoned the Tulsa police and again was taken to the police station and questioned as to the events surrounding the murder, his relationship with his family, and the like. At the conclusion of the interview, Castleberry was allowed to leave.
On February 23, Castleberry again was contacted by the police. As two officers were taking Castleberry to the police station, a conversation ensued as to whether Castleberry would like to see a minister. Castleberry testified that the subject was initiated by the officers, whereas the officers said Castleberry first raised the matter. In any event, when Castleberry stated that he had no particular minister with whom he would like to talk, one of the officers suggested his own minister. Castleberry apparently agreed to speak to the minister, and the officers took Castleberry to see him.
After being introduced, Castleberry had a private conversation with the minister. Biblical passages, to the effect that if one confesses his sins, he will be forgiven, were read. Prayers followed, and Castleberry then left with the police officers.
According to the two police officers, Castleberry, for the first time, then stated that he must have been the one who killed his wife and children, but that he had absolutely no recollection of having committed the murders. The officers thereupon took Castleberry to his home, where the scene of the homicides was revisited. Castleberry then was taken to the police station, where he made a taped statement to the same effect as his earlier statement to the police, i.e., that he must have killed his family but that he had no recollection of ever having done so.
At the outset, there is no suggestion that Castleberry was not given an adequate Miranda warning. Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). He apparently was given Miranda warnings on several occasions. Nor does Castleberry claim that he was subjected to any form of physical abuse. Such was also the conclusion of the trial court in the instant case. After describing the nature of the contacts between the police and Castleberry, the trial judge opined as follows:
The foregoing recitation sets out the primary historical facts as to the sequence of events and the persons involved. At this level, there is no Constitutional infirmity; Petitioner was not subjected to grueling and prolonged interrogation, nor was Petitioner physically abused; a visit to a minister or other party is, in itself, unobjectionable; and, a return to the scene of the crime, again, standing alone, is of no moment. But the question of whether Petitioner's will was overborne through psychological pressure is a subtle one, and these gross instruments are incapable of probing its depths. An examination of the details is necessary to discover the "totality of the circumstances" and the impact of those circumstances on Petitioner's will.
Although the district judge in the instant habeas corpus proceeding could not find any particular misconduct on the part of the police, he found that the conduct of the police resulted in an involuntary confession because of its peculiar impact on Castleberry. In this regard, the district judge noted that Castleberry was only 21 years of age, and a high school dropout with no previous police record. Castleberry's I.Q. was 96, which was described as low normal. The district judge was also influenced by the testimony of a defense witness, Dr. Salvatore Russo, a psychologist. Dr. Russo described Castleberry as a shy individual of average intelligence, who tended to be passive, dependent and submissive. Basing his ultimate ruling on the "totality of the circumstances," the district judge concluded that Castleberry's confession was involuntary, having been induced by psychological coercion, and, on that basis, ordered either a new trial, or release.
As indicated, the federal district court in the present proceeding did not hold any evidentiary hearing, all concerned being of the view that the question of the voluntariness of Castleberry's confession had...
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