Com. v. Cortes

Decision Date23 May 1995
Citation659 A.2d 573,442 Pa.Super. 258
PartiesCOMMONWEALTH of Pennsylvania v. Monique Lorraine CORTES, Appellant.
CourtPennsylvania Superior Court

Donald E. Lewis, Meadville, for appellant.

Mark D. Waitlevertch, Asst. Dist. Atty., Meadville, for the Com., appellee.

Before DEL SOLE, SAYLOR and HOFFMAN, JJ.

DEL SOLE, Judge:

Appellant was convicted and sentenced for delivery of a controlled substance, possession with intent to deliver a controlled substance, and criminal conspiracy. She presents two issues challenging the sufficiency of the evidence on the possession crimes and the conspiracy. In reply, the Commonwealth claims these issues are waived. We reject the waiver argument and affirm the judgment of sentence.

The jury's verdict of guilt was rendered on March 16, 1994, and following Appellant's sentencing, an appeal was filed May 25, 1994. The trial court, exercising its authority under Pa.R.App.P. 1925, entered an order directing the Appellant file a concise statement of matters complained of on appeal within fourteen days, but Appellant failed to file this statement. The Commonwealth argues that Appellant's failure to comply with the Rule 1925 request resulted in a waiver of all issues on appeal.

Rule 1925(b) of the Rules of Appellate procedure provides:

The lower court forthwith may enter an order directing the appellant to file of record in the lower court and serve on the trial judge a concise statement of the matter complained of on the appeal no later than 14 days after entry of such order. A failure to comply with such direction may be considered by the appellate court as a waiver of all objections to the order, ruling or other matter complained of.

In the past, this court has found issues to have been waived where no 1925(b) statement was filed or where an issue was not included in a filed statement. Commonwealth v. Phillips, 411 Pa.Super 329, 601 A.2d 816 (1992), affirmed, 534 Pa. 423, 633 A.2d 604 (1993). However, the amendments to the Rules of Criminal Procedure, which became effective for determinations of guilt occurring after January 1, 1994, require re-evaluation of this waiver concept.

Rule 1410, in particular, changes criminal post-trial proceedings in various ways. The former Post-verdict Motion and the Motion to Modify Sentence are now combined into one Post- sentence Motion. Its filing in summary cases is now eliminated. Also, Post-sentencing motions are optional and a direct appeal following sentencing is permitted. The concept of waiver for failing to raise an issue in a Post-sentence motion has been abrogated. Rule 1410(B)(1)(c) states:

Issues raised before or during trial shall be preserved for appeal whether or not the defendant elects to file a post-sentence motion on those issues.

This change has been referred to as eliminating the "double waiver" doctrine.

Prior practice required that to preserve an issue for appeal, the matter must have been raised initially when it occurred either before or during trial, and then be included in the Post-verdict Motion. Failure to include an issue in the Post-verdict Motion resulted in it being waived on appeal and often led to subsequent attacks on the conviction claiming counsel's ineffectiveness. New Rule 1410 was intended to eliminate this cumbersome process and allow the first appeal to address the issues properly raised before and during trial.

To accept the Commonwealth's argument that failure to include an issue in a 1925(b) statement automatically results in waiver on appeal would be a return to the "double waiver" concept. This we believe is contrary to the policy embodied in Rule 1410 and, therefore, we refuse the Commonwealth's invitation to breathe new life into "double waiver." Admittedly, no statement of matters complained of on appeal was filed. However, that does not prevent us from addressing the issues raised by Appellant. Both issues deal with sufficiency of the evidence to sustain the convictions, and are easily resolved by a review of the record. The lack of the 1925(b) statement does not prevent meaningful appellate review. We see no reason to invite a collateral attack claiming ineffectiveness, which 1410 seeks to eliminate, adding another layer of unnecessary judicial activity and delay.

Recently, in Commonwealth v. Donnelly, 439 Pa.Super 70, 653 A.2d 35 (1995) we held that Rule 1410 has not relieved trial courts from the obligation of filing 1925 opinions. However, where the issues raised could be reviewed without the benefit of a trial court opinion, we would do so. This avoids the delay necessitated by remanding the matter for an opinion. The same policy considerations apply where the issues raised on appeal were not first presented to the trial judge in either a Post-sentencing Motion or in a 1925 statement. Under these circumstances waiver or remand is no longer automatic and this...

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9 cases
  • Ellenbogen v. PNC BANK, NA
    • United States
    • Pennsylvania Superior Court
    • 28 Mayo 1999
    ...the absence of a further Motions Court statement on the issue has not hindered our review, and we proceed. Commonwealth v. Cortes, 442 Pa.Super. 258, 659 A.2d 573 (1995). ¶ 18 The court's record statements are sufficient to show that it would not have considered PNC's PO's to the amended co......
  • Com. v. Ervin
    • United States
    • Pennsylvania Superior Court
    • 1 Abril 1997
    ...waived whenever counsel neglected to include them in the Statement of Matters Complained of on Appeal. Commonwealth v. Cortes, 442 Pa.Super. 258, 260-62, 659 A.2d 573, 574-75 (1995). However, in light of recent changes to Rule of Criminal Procedure 1410, it is no longer true that the mere o......
  • Com. v. Butler
    • United States
    • Pennsylvania Supreme Court
    • 19 Diciembre 2002
    ...claims of ineffective assistance of counsel. See Lord, 553 Pa. at 419, 719 A.2d at 308-09 (quoting Commonwealth v. Cortes, 442 Pa.Super. 258, 261, 659 A.2d 573, 574 (1995)). Such multi-faceted process was considered cumbersome and unnecessary. See id. Lord, as applied by the lead in Johnson......
  • Com. v. Stilley
    • United States
    • Pennsylvania Superior Court
    • 9 Enero 1997
    ...addressing the appellant's claims. Commonwealth v. Martin, 299 Pa.Super. 250, 445 A.2d 549 (1982). See also Commonwealth v. Cortes, 442 Pa.Super. 258, 659 A.2d 573 (1995) (the concept of waiver for failing to raise an issue in post-sentence motion is abrogated under Rule 1410(B)(1)(c); this......
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