Committee on Professional Ethics and Conduct of the Iowa State Bar Ass'n v. Patterson

Decision Date19 June 1985
Docket NumberNo. 84-1102,84-1102
Citation369 N.W.2d 798
PartiesCOMMITTEE ON PROFESSIONAL ETHICS AND CONDUCT OF the IOWA STATE BAR ASSOCIATION, Complainant, v. Stanford J. PATTERSON, Respondent.
CourtIowa Supreme Court

Frank A. Comito, Jr., and Patrick W. O'Bryan of Comito & Capps, Des Moines, for complainant.

Thomas W. Langlas of Gallagher, Langlas & Gallagher, P.C., Waterloo, for respondent.

Considered en banc.

REYNOLDSON, Chief Justice.

This is a disciplinary proceeding against an attorney, based on a serious misdemeanor conviction, "assault without intent to inflict serious injury but causing bodily injury contrary to ... section 708.2(2) of the Iowa Code." Although respondent Stanford J. Patterson entered an "Alford"-type guilty plea to this offense in Black Hawk County, there is little dispute concerning the circumstances surrounding the incident.

Respondent is a forty-nine-year-old solo practioner in Waterloo. In the fall of 1983 he met Debra Herman, age twenty-nine, when they both enrolled in a concealed weapons class at Hawkeye Institute of Technology in Waterloo. Debra was estranged from her husband; respondent and his wife recently had concluded a bitter dissolution proceeding. Respondent and Debra soon became romantically involved. When she decided to file for marital dissolution, respondent agreed to represent her and filed the action in her behalf.

On the evening of January 31, 1984, Debra had a dinner date with her husband to discuss ways of communicating about Jason, their four-year-old son who lived with Debra. The latter, apparently concerned about respondent's reaction, told him she would be with a girl friend. After dinner Debra picked up Jason at her mother's home and returned to her own house.

Respondent, using a key Debra had provided and following an established custom, was already in the home and waiting in Debra's bedroom when she put Jason to bed. When she entered the bedroom at about 10 p.m. respondent asked Debra where she had been, although he already had called her girl friend and found Debra was not with her. When Debra told respondent that she had been with her husband, he immediately began striking her and tore off her clothes. This abuse lasted approximately two hours. Jason, aroused, attempted to enter his mother's bedroom but respondent had locked the door. He ordered Debra to tell Jason to go back to bed. Jason then attempted to call his father or the police from the kitchen telephone, but the telephone in Debra's room was off the hook. Photographs of Debra taken the following day show a badly disfigured and battered woman, a dramatic testimonial to respondent's eighteen-month instruction in the martial arts.

At about 1 a.m. respondent began to apply cold compresses to minimize Debra's swelling and bruises, and carried her to the bathroom because she could not walk as a result of the beating. Respondent and Debra testified he offered to take her from the community until she recovered, and at another time offered to take her to the hospital. He stayed throughout the night, occasionally checking Debra's pulse and temperature. Respondent consistently has denied any recollection of his actions during the two-hour incident.

In the morning when Jason's sitter came to pick him up, Debra accompanied him from the house and then left in her own car, wearing only a coat over her pajamas and a towel around her head. She went to her mother's home. The latter insisted Debra go to the hospital, and, apparently without Debra's knowledge, called the police. At the hospital the police interviewed and photographed Debra. Debra testified she had never told her family of her relationship with respondent, but later she did tell the police.

Meanwhile, respondent left the state and drove to Mayo Clinic, Rochester, Minnesota, where it appears he was examined or treated by a psychiatrist for three days on an outpatient basis. He took from Waterloo the clothing he had torn off Debra and destroyed it there. The day following the incident, after Debra returned home respondent called her several times from Minnesota, wanting "to talk." Debra testified she had a telephone conversation with respondent on February 2, at which time she reported she was "being hounded by the police" for a written statement. Respondent provided her with the names of two lawyers, one of whom she retained.

Subsequently Debra refused to answer questions at a county attorney's examination, and was confined briefly to jail for contempt. At the same time the court appointed other counsel who persuaded her to respond to the questions.

Trial information was filed against respondent February 8, 1984. Respondent and Debra were married March 8, 1984. June 8, 1984, he entered his guilty plea to the charges. Thereafter Debra initiated dissolution proceedings against respondent. The decree was entered November 19, 1984, shortly before the November 29 hearing in this proceeding.

The complaint filed by the Committee on Professional Ethics and Conduct of the Iowa State Bar Association, alleged

[t]hat the acts and conduct of Respondent in violation of the Criminal Code of the State of Iowa, and the aforesaid conviction itself, constitute violations of the following

(a) Section[s] 602.10122(3) and 602.10122(4) of the Iowa Code;

(b) EC 1-5;

(c) DR 1-102(A)(1), (5) and (6);

(d) EC 9-1;

(e) EC 9-2; and

(f) EC 9-6 of the Iowa Code of Professional Responsibility for Lawyers.

The Grievance Commission (commission) found a violation of EC 1-5 only, and recommended a reprimand. We suspend respondent's license to practice law indefinitely with no possibility of reinstatement for three months.

I. The principles we apply in these proceedings were reviewed recently in Committee on Professional Ethics and Conduct v. Shuminsky, 359 N.W.2d 442, 444-45 (Iowa 1984):

We review the record made before the commission de novo. We give respectful consideration to the commission's findings and recommendations although they are not binding on us. If we find the complainant has established the charges by a convincing preponderance of the evidence, we impose an appropriate sanction, considering not only the respondent's fitness to practice law, but the need to deter others from similar conduct and assure the public that courts will uphold the ethics of the legal profession. Complainant need not prove respondent was acting as a lawyer at the time of the alleged misconduct; lawyers do not shed their professional responsibility in their personal lives.

(Citations omitted.)

Iowa Code section 602.10122(3) provides that the license of an attorney...

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    ...as the Disciplinary Rules, rather than finding the Ethical Considerations to be merely aspirational. Comm. on Professional Ethics & Conduct v. Patterson, 369 N.W.2d 798, 800 (Iowa 1985). However, that position was altered with revisions to the Code as adopted by the Iowa Supreme Court. Comm......
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    ...three months as a result of a domestic assault lasting two hours that occurred in front of a child and caused bodily injury. 369 N.W.2d 798, 799, 801 (Iowa 1985). We also cited domestic assaults as subject to sanction in other cases involving a number of additional violations of our ethical......
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