Diaz v. Comm'r of Corr.

• Decision Date: 09 June 2015
• Docket Number: No. 36003.,36003.
• Citation: 117 A.3d 1003,157 Conn.App. 701
• Court: Connecticut Court of Appeals
• Parties: Ivan DIAZ v. COMMISSIONER OF CORRECTION.

157 Conn.App. 701

117 A.3d 1003

Ivan DIAZ

v.COMMISSIONER OF CORRECTION.

No. 36003.

Appellate Court of Connecticut.

Argued March 3, 2015.

Decided June 9, 2015.

John J. Duguay, with whom, on the brief, was Michael D. Day, Plainville, for the appellant (petitioner).

Michael Proto, assistant state's attorney, with whom, on the brief, was John C. Smriga, state's attorney, for the appellee (respondent).

GRUENDEL, MULLINS and DUPONT, Js.

Opinion

MULLINS, J.

The petitioner, Ivan Diaz, appeals from the judgment of the habeas court dismissing, sua sponte, his petition for a writ of habeas corpus on the basis of deliberate bypass.¹ The petitioner claims that the court improperly dismissed his petition sua sponte. We agree. Accordingly, we reverse the judgment of the habeas court and remand the matter for further proceedings.

The facts underlying the petitioner's conviction can be found in our Supreme Court's decision, affirming the judgment of conviction, in his direct appeal; see State v. Diaz, 237 Conn. 518, 679 A.2d 902 (1996) ; and need not be repeated for purposes of this appeal. In February, 1997, the petitioner filed his first petition for a writ of habeas corpus, alleging that his trial attorney and his appellate attorney rendered ineffective assistance. That petition was not successful. See Diaz v. Commissioner of Correction, 92 Conn.App. 533, 886 A.2d 460 (2005), cert. denied, 277 Conn. 905, 894 A.2d 986 (2006). In February, 2004, the petitioner filed his second petition for a writ of habeas corpus, alleging that his attorney in his first habeas proceeding was ineffective. That petition also was unsuccessful. In May, 2007, the petitioner filed his third petition for a writ of habeas corpus. Attorney Cheryl Juniewic was assigned to represent the petitioner in this third petition, in which the petitioner alleged, among other things, that his attorney in his second habeas proceeding, Genevieve Salvatore, was ineffective. The third petition was assigned for trial on July 8, 2010, but, on July 2, 2010, the petitioner withdrew the third petition. The withdrawal form was signed by both Attorney Juniewic and the petitioner.

On February 4, 2011, the petitioner filed his fourth petition for a writ of habeas corpus, alleging claims of ineffective assistance of counsel as to each of the petitioner's previous attorneys, in addition to due process claims. Following the appointment of counsel, the petitioner filed an amended petition on March 13, 2013. The respondent, the Commissioner of Correction, filed his return on March 20, 2003, admitting in part and denying in part the allegations set forth in the amended petition.

The matter proceeded to a May 30, 2013 habeas trial, at the start of which the petitioner withdrew his claims regarding Attorney Juniewic. On August 14, 2013, the habeas court dismissed, sua sponte, the entire petition on the ground that the court was deprived of subject matter jurisdiction because the petition consisted of claims that were deliberately bypassed.² Specifically, the court determined that, once the petitioner had withdrawn his claims against Attorney Juniewic, there remained only claims that he previously had raised in this third habeas petition, and that the withdrawal of that third petition barred the petitioner from raising the same claims in a future habeas petition on the ground of deliberate bypass. This appeal followed.

On appeal, the petitioner claims that the court improperly dismissed his petition sua sponte. He claims that the court improperly raised and acted sua sponte on an affirmative defense not pleaded by the respondent. The petitioner also claims that the court improperly determined that the deliberate bypass doctrine applied in this case and that it was a bar to the petitioner's claims. We conclude that the court improperly acted sua sponte in this case on an issue that did not involve the court's subject matter jurisdiction.

“The conclusions reached by the trial court in its decision to dismiss [a] habeas petition are matters of law, subject to plenary review.... [When] the legal conclusions of the court are challenged, [the reviewing court] must determine whether they are legally and logically correct ... and whether they find support in the facts that appear in the record.... To the extent that factual findings are challenged, this court cannot disturb the underlying facts found by the habeas court unless they are clearly erroneous....” (Internal quotation marks omitted.) Fine v. Commissioner of Correction, 147 Conn.App. 136, 140, 81 A.3d 1209 (2013).

First, we consider it important to address the court's conclusion that the deliberate bypass doctrine implicates the court's subject matter jurisdiction, which would then give the court the authority to raise the doctrine sua sponte.³ See Lopez v. Board of Education, 310 Conn. 576, 589–90, 81 A.3d 184 (2013) (“issues of subject matter jurisdiction may be raised at any time, including by the court sua sponte, regardless of the manner in which the issue is treated by the parties”). In its memorandum of decision, the court relied, inter alia, on Galland v. Bronson, 204 Conn. 330, 333, 527 A.2d 1192 (1987) (“issue of deliberate bypass is jurisdictional in nature”), for its determination that the doctrine of deliberate bypass was jurisdictional. In a later case, however, our Supreme Court explained: “While we have often characterized the question of deliberate bypass as ‘jurisdictional’ ... and thus arguably not waivable [by the state] ... the rule is rather a prudential limitation on the right to raise constitutional claims in collateral proceedings.” (Citations omitted.) Payne v. Robinson, 207 Conn. 565, 569 n. 1, 541 A.2d 504, cert. denied, 488 U.S. 898, 109 S.Ct. 242, 102 L.Ed.2d 230 (1988).

Following its decision in Payne, the court further clarified that deliberate bypass was not jurisdictional when it stated: “The cause and prejudice requirement, like the deliberate-bypass standard that preceded it ... is not jurisdictional in nature.... Consequently, a habeas petitioner's failure to establish cause and prejudice does not deprive either the habeas court or a reviewing court of subject matter jurisdiction over the habeas action.” (Citations omitted; internal quotation marks omitted.) Taylor v. Commissioner of Correction, 284 Conn. 433, 447 n. 18, 936 A.2d 611 (2007). Accordingly, the habeas court improperly determined that the deliberate bypass doctrine implicated its subject matter jurisdiction in this case.

We next address whether the court improperly raised the deliberate bypass doctrine sua sponte. We agree with the petitioner that this issue is controlled by Barlow v. Commissioner of Correction, 150 Conn.App. 781, 786–87, 93 A.3d 165 (2014).⁴

In Barlow, we explained: “Practice Book § 23–30(b) provides, in relevant part, that the respondent's return shall allege any facts in support of any claim of procedural default, abuse of the writ, or any other claim that the petitioner is not entitled to relief.... [T]he doctrine of deliberate bypass historically has arisen in the context of habeas petitions involving claims procedurally defaulted at trial and on appeal.... If the respondent claims that the petitioner should have raised the issue [previously] ... the claim [of procedural default] must be raised in the return or it will not be considered at the [habeas] hearing.... [T]he plain language of Practice Book § 23–30(b) requires the [respondent] to plead procedural default in [the] return or [the respondent] will relinquish the right to assert the defense thereafter.... [I]n Connecticut, although the...