Dina v. Attorney General of U.S., 1008

• Decision Date: 17 June 1986
• Docket Number: D,No. 1008,1008
• Citation: 793 F.2d 473
• Parties: Samuel A. DINA, Plaintiff-Appellant, v. ATTORNEY GENERAL OF the UNITED STATES and Director of the United States Information Agency, Defendants-Appellees. ocket 85-6300.
• Court: U.S. Court of Appeals — Second Circuit

Page 473

793 F.2d 473

Samuel A. DINA, Plaintiff-Appellant, v. ATTORNEY GENERAL OF the UNITED STATES and Director of the United States Information Agency, Defendants-Appellees.

No. 1008, Docket 85-6300.

United States Court of Appeals Second Circuit.

Argued March 31, 1986.

Decided June 17, 1986.

Ronald W. Freeman, P.C., New York City, for plaintiff-appellant.

Noel Anne Ferris, Sp. Asst. U.S. Atty., New York City (Rudolph W. Giuliani, U.S. Atty., S.D.N.Y., Michael Patrick, Sp. Asst. U.S. Atty., Jane E. Booth, Asst. U.S. Atty., Joseph A. Blundon, Asst. Gen. Counsel, Carol B. Epstein, Atty.-Adviser, U.S. Information Agency, of counsel), for defendants-appellees.

Before OAKES, NEWMAN and WINTER, Circuit Judges.

PER CURIAM:

Samuel A. Dina, a Nigerian citizen, appeals from the grant of summary judgment for the Government by the United States District Court for the Northern District of New York, Neal P. McCurn, Judge, 616 F.Supp. 718 (N.D.N.Y.1985).

Dina entered the United States in September 1978 as an exchange student with a "J-1" visa. He married a United States citizen; he and his spouse have a child who is a United States citizen. A J-1 visa holder is ordinarily required, upon completion of his studies, to return to his home country for at least two years before he is eligible to apply for permanent residence in the United States, 8 U.S.C. Sec. 1182(e) (1982). However,

upon the favorable recommendation of the Director of the United States Information Agency, pursuant to the request of an interested United States Government agency, or of the Commissioner of Immigration and Naturalization after he has determined that departure from the United States would impose exceptional hardship upon the alien's spouse or child (if such spouse or child is a citizen of the United States or a lawfully resident alien), ... the Attorney General may waive the requirement of such two-year foreign residence abroad in the case of any alien whose admission to the United States is found by the Attorney General to be in the public interest.

Id. On November 17, 1981, appellant applied for a waiver of the two-year residency requirement. The District Director of the Immigration and Naturalization Service ("INS") in Buffalo, who as a district director is delegated, under 8 C.F.R. Sec. 103.1(n) (1986), the Attorney General's authority "to grant or deny any application or petition submitted to the Service," found that appellant's departure would cause exceptional hardship to his spouse, but denied the requested waiver on the ground that the United States Information Agency ("USIA") did not make a favorable recommendation on waiver. Subsequent to the birth of his child, Dina moved for reconsideration of his waiver application. After some procedural irregularities, the district director again received a negative recommendation from USIA, and affirmed his denial of the waiver application.

Dina claims that the statute empowers the district director to grant the waiver regardless of the USIA's unfavorable recommendation and that the USIA abused its discretion by relying solely on the recommendation of the United States Agency for International Development ("AID") that a waiver not be granted and by not articulating reasons for its denial. He also claims that AID abused its discretion by failing to consider hardship and deferring entirely to the Nigerian government's policy that all exchange students sponsored by the organization that sponsored Dina's studies are required to return home.

Notwithstanding cases finding the statute clear, e.g., El-Omrani v. Director, United States Information Agency, 638 F.Supp. 430, 431 (W.D.Pa. 1986), section 1182(e) is drafted so awkwardly that it is totally ambiguous as to whether the favorable recommendation of the USIA is required for the Attorney General to grant the waiver, or whether the recommendation of the Commissioner of Immigration and Naturalization will do as well. Silverman v. Rogers, 437 F.2d 102 (1st Cir.1970), cert. denied, 402 U.S. 983, 91 S.Ct. 1667, 29 L.Ed.2d 149 (1971), noted this ambiguity, id. at 105, and looked to legislative history to conclude that a waiver could not be obtained without the positive recommendation of the Secretary of State (who under the earlier version of section 1182(e) addressed in Silverman performed the function now fulfilled by the USIA). We agree. The obscure language in section 1182(e) was inserted into the statute as part of section 109 of the Act of Sept. 21, 1961, Pub.L. No. 87-256, 75 Stat. 527, 534-35. According to Conf.Rep. No. 1197, 87th Cong., 1st Sess., reprinted in 1961 U.S.Code Cong. & Ad.News 2759, 2775, 2780, section 109 "reenacted and amplified" the Act of June 4, 1956, ch. 356, 70 Stat. 241. With regard to the two-year home residency requirement, the 1956 statute provided that, "upon request of an interested Government agency and the recommendation of the Secretary of State, the Attorney General may waive such two-year period of residence abroad in the case of any alien...." (emphasis added). This language makes plain that the positive recommendation of the Secretary was necessary to obtain waiver under the previous statute. As Silverman pointed out, the legislative history of current section 1182(e) indicates that no change of prior law was intended with respect to this matter. The Conference Report noted that section 109 accomplished "one modification" of the earlier statute, one not pertinent here, Conf.Rep. No. 1197, reprinted in 1961 U.S.Code Cong. & Ad.News at 2780; H.Rep. No. 1094, 87th Cong., 1st Sess., reprinted in 1961 U.S.Code Cong. & Ad.News 2759, 2774, noted that section 109 "contains one important change in existing law," again one not apropos of the issue raised on this appeal. The court in Silverman also noted that it was the express intent of the subcommittee that drafted the bill that fewer hardship waivers be granted, and stated that, given that purpose, "it would have been illogical to reduce the number of agencies wielding a veto." Id. at 107 (emphasis in original).

We find the Silverman analysis persuasive and conclude that the district court properly held that, without the positive recommendation of the USIA, the district director had no power to grant the waiver. We do note that the USIA, responding to an INS inquiry, spoke in terms that were only recommendatory rather than power-assumptive; the response stated, "The U.S. Information Agency recommends denial. We would appreciate being informed of your final decision." Nonetheless, we believe a waiver cannot be granted where the USIA has not made a positive recommendation.

Dina claims that the USIA and AID abused their discretion in denying a recommendation of waiver. He first claims that AID abused its discretion by not considering the particular hardships to his wife and child and by deferring to the Nigerian government. However, AID is not a party to this action. Nor does the statute require AID to act in any particular manner. Dina states conclusorily that anything USIA is required to do, AID is also required to do, but we see no basis for this assertion. In the course of USIA's decision-making process, it may consult any number of agencies. Those agencies are not automatically placed in USIA's shoes simply by virtue of having been consulted.

With respect to Dina's claim that USIA abused its discretion, the Government first argues that the USIA's decision not to recommend waiver is not subject to judicial review. It bases this claim on 5 U.S.C. Sec. 701(a)(2) (1982), which provides that the Administrative Procedure Act applies to administrative action "except to the extent that ... agency action is committed to agency discretion by law." As the Government reminds us, Heckler v. Chaney, 470 U.S. 821, 105 S.Ct. 1649, 84 L.Ed.2d 714 (1985), indeed held that where a decision is committed to agency discretion, "review is not to be had if the statute is drawn so that a court would have no meaningful standard against which to judge the agency's exercise of discretion." Id. at 1655. The Government also relies on Abdelhamid v. Ilchert, 774 F.2d 1447 (9th Cir.1985), where the Ninth Circuit held in a case virtually identical to this one that the district court had no subject matter jurisdiction over a claim that the USIA director abused his discretion by failing to make a favorable waiver recommendation. The court held that that determination was "committed to agency discretion by law" and, under 5 U.S.C. Sec. 701(a)(2), was not subject to judicial review.

We agree with the Ninth Circuit's holding that this determination is isolated entirely from judicial review. While "[t]he general exception to reviewability provided by Sec. 701(a)(2) for action 'committed to agency discretion' remains a narrow one," 105 S.Ct. at 1659 (citation omitted), it applies in this case. The USIA's statutory authorization contained in 8 U.S.C. Sec. 1182(e) is entirely bereft of any guiding principles by which the USIA's action may subsequently be judged. And while regulations govern the submission to the USIA, see 22 C.F.R. Sec. 514.31(b)(2) (1985) (requiring that "a summary of the...