Earnest v. Lowentritt

• Decision Date: 08 November 1982
• Docket Number: No. 82-3103,82-3103
• Parties: Henry P. EARNEST, Jesse Earnest, Jr., Anita Earnest McCohn and Ida Earnest, Petitioners-Appellants, v. Leo LOWENTRITT, et al., Respondents-Appellees. Summary Calendar.
• Court: U.S. Court of Appeals — Fifth Circuit

Page 1198

690 F.2d 1198

Henry P. EARNEST, Jesse Earnest, Jr., Anita Earnest McCohn and Ida Earnest, Petitioners-Appellants, v. Leo LOWENTRITT, et al., Respondents-Appellees.

No. 82-3103

Summary Calendar.

United States Court of Appeals, Fifth Circuit.

Nov. 8, 1982.

Paul Henry Kidd, Monroe, La., for petitioners-appellants.

Hayes, Harkey, Smith & Cascio, Louis D. Smith, Bruce M. Mintz, Monroe, La., for Lowentritt, et al.

Appeal from the United States District Court for the Western District of Louisiana.

Before RUBIN, JOHNSON and WILLIAMS, Circuit Judges.

JERRE S. WILLIAMS, Circuit Judge.

Petitioners appeal from the judgment of the district court dismissing their civil right claims under 42 U.S.C. § 1983 and 42 U.S.C. § 1985(3) for failure to state a claim upon which relief can be granted. The court also dismissed their request for declaratory judgment pursuant to 28 U.S.C. § 2201 for lack of jurisdiction. Petitioners claim defendant violated their Fourteenth Amendment due process guarantees during the course of a procedurally defective Louisiana foreclosure action directed against their father's and husband's lands in 1940. On appeal, the plaintiffs contend that (1) their pleadings should be construed to allege a conspiracy between the state judge and the defendant sufficient to satisfy the state action requirement of § 1983 and (2) that the district court erred in finding that the acts of the defendant and his brother did not rise to the level of independently illegal acts required by § 1985(3). We find that there was no abuse of state power sufficient to characterize the defendant's use of Louisiana's executory process as having taken place "under color of" state law, and that there was no allegation or proof of a racial motivation underlying the defendant's decision to foreclose. Accordingly, plaintiff's § 1983 and § 1985(3) claims were properly dismissed. Finally, we agree with the district court that plaintiff's claim for injunctive relief has no independent stature, and thus must fall with the inapplicability of § 1983 and § 1985(3). The decision of the district court is affirmed.

FACTS

In 1925 Ida Earnest and her late husband, Jesse Earnest, Sr. mortgaged approximately 850 acres of land in Franklin Parish, Louisiana to Louis Lowentritt, Sr. Lowentritt died in 1930, and his sons, Leo and Louis Lowentritt, Jr. (now deceased) had the mortgage reinscribed in 1933. In 1940, the two sons instituted executory foreclosure proceedings against Jesse Earnest. The mortgaged property was sold at sheriff's sale, and the Lowentritts purchased the property for themselves. In 1981, the appellants, Ida Earnest and her children, brought this class action in the U. S. District Court for the Western District of Louisiana, claiming that the Lowetritt brothers had deprived Jesse Earnest of property without due process of law through the allegedly defective foreclosure proceeding. They claim that the promissory notes evidencing the debt had prescribed ¹ and that the Lowentritt brothers offered no proof that they owned the notes, either through inheritance or power of executor. In addition, appellants sought to have the Louisiana statute governing executory process and prescription declared unconstitutional as applied to poor black people in Louisiana who were unable to obtain financial or legal assistance to challenge similar past foreclosure actions. The district court dismissed all three claims, finding that there was no requisite state action to support the § 1983 claim, that there was no independently illegal act to support the conspiracy claim under § 1985(3), and subsequently, that there was no jurisdiction over the request for a declaratory judgment. The Earnests appeal these findings.

I. § 1983

Section 1983 does not reach all constitutional injuries, but only those caused by persons acting "under color of state law." 42 U.S.C. § 1983; Flagg Brothers, Inc. v. Brooks, 436 U.S. 149, 98 S.Ct. 1729, 56 L.Ed.2d 185 (1978); Jackson v. Metropolitan Edison Co., 419 U.S. 345, 95 S.Ct. 449, 42 L.Ed.2d 477 (1974). To act under color of state law for § 1983 purposes does not require, however, that the defendant be an officer of the state. Private acts or conduct may incur liability under § 1983 if the individual is a "willful participant in joint action with the State or its agents." Adickes v. S. H. Kress & Co., 398 U.S. 144, 152, 90 S.Ct. 1598, 1605, 26 L.Ed.2d 142 (1970), quoting United States v. Price, 383 U.S. 787, 794, 86 S.Ct. 1152, 1157, 16 L.Ed.2d 267 (1966). Of course, the requisite "joint participation" envisioned in Adickes goes beyond the mere use of the state court system by private litigants in the course of an ordinary lawsuit. As stated by this Court in Hollis v. Itawamba County Loans, 657 F.2d 746 (5th Cir. 1981), "no state action is involved when the state merely opens its tribunals to private litigants." Id. at 749. Within the context of individual dispute resolution, a private party acts under color of state law only when there is corruption of judicial power by the private litigant. In Dennis v. Sparks, 449 U.S. 24, 101 S.Ct. 183, 66 L.Ed.2d 185 (1980), for example, the state court litigants bribed the judge and obtained an injunction which deprived their adversary of property. The private individuals were considered to have acted under color of state law for § 1983 purposes, regardless of the judge's immunity or liability. ²

In their initial pleadings, the Earnests alleged only that they were denied equal protection by the Lowentritts "when they instituted the executory proceedings ... against Jesse Earnest." There is no mention that the Lowentritts acted in concert with any state officials, merely that they "acted under color of state law in litigating such proceedings and acquiring the 850 acres by sheriff's sale." On appeal, the Earnests ask that these pleadings be construed as having alleged a conspiracy between the Lowentritts and the state judge who issued the execution order. This construction will aid them little. The allegedly defective foreclosure proceedings occurred forty-two years ago. The record is unclear as to whether the state judge is still living. Attempts to prove elements of fraudulent behavior at this date would be highly speculative. Even if this Court did read the complaint as alleging illegal joint action between the judge and the defendants, the record is totally devoid of any facts at all to support a finding that the state judge was improperly or maliciously involved in the foreclosure. Any assertion of illegal motive on the part of the judge is purely conclusory, unsupported by any pleaded facts.

The Earnests also allege that the Lowentritts acted under color of state law in undertaking the foreclosure action and in acquiring the 850 acres by sheriff's sale. The Supreme Court has characterized the private use of state legal procedures for purposes of the Fourteenth Amendment ³ as attributable to the state only in situations where the state has created a system which allows state officials to attach property on ex parte application. See Sniadach v. Family Finance Corp., 395 U.S. 337, 89 S.Ct. 1820, 23 L.Ed.2d 349 (1969) (state created garnishment procedure); Mitchell v. W. T. Grant Co., 416 U.S. 600, 94 S.Ct. 1895, 40 L.Ed.2d 406 (1974) (execution of a vendor's lien to secure disputed property); North Georgia Finishing, Inc. v. DiChem, Inc., 419 U.S. 601, 95 S.Ct. 719, 42 L.Ed.2d 751 (1975) (stated created garnishment procedures); Lugar v. Edmondson Oil Co., --- U.S. ----, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982), (state replevin statute). A recent decision of this Court is illustrative. In Hollis v. Itawamba County Loans, supra, an automobile buyer who claimed that his car was seized from him by an abuse of the state replevin proceedings was held to have stated a presumptively valid § 1983 claim for damages through improper use of state power. 657 F.2d at 750. In Hollis, unlike the situation in the present case, the creditor was acting pursuant to a state statute which permitted pre-judgment seizure of property without benefit of a hearing. It is in these ex parte, prejudgment situations that the courts have found the state is itself participating in the deprivation of property, and the constitutional requirements of due process apply. Private misuse of a state statute alone does not describe conduct that can be attributed to the state. It is the procedural scheme created by the statute that is state action, and therefore subject to constitutional restraints. Lugar v. Edmondson Oil Co., supra. The absence of a full adversary adjudication prior to seizure triggers the constitutional due process issue since state officers typically act jointly with a private creditor in securing the property in dispute.

Initiation of foreclosure proceedings pursuant to a mortgage implicates no similar "authority of state law." United States v. Classic, 313 U.S. 299, 326, 61 S.Ct. 1031, 1043, 85 L.Ed. 1368 (1941). Unlike the situation involving pre-adjudicative seizures, the execution order permitting the sheriff to sell the Earnest property was obtained only after notice to the debtor and the opportunity to be heard concerning the merits of the seizure. There is no evidence in the pleadings that Jesse Earnest, Sr. was not served with a complaint describing the impending action for foreclosure of the mortgage. In the absence of any evidence that he was denied the opportunity to contest the seizure and sale of his property, the Earnests cannot characterize the process as ex parte. Any other conclusion would transform every foreclosure action between private parties into state action of constitutional dimensions.

Thus, it is not enough that the Lowentritts utilized state court procedures to satisfy a debt owed by Jesse Earnest. Nor can the State of Louisiana be said to have compelled the defendant to bring the foreclosure action. The fact that Louisiana permitted the foreclosure and...