Espinoza-Quiroz v. Cain

Decision Date01 November 2019
Docket NumberCase No. 2:18-cv-00467-MC
PartiesFELIX ESPINOZA-QUIROZ, Petitioner, v. BRAD CAIN, Superintendent, Snake River Correctional Institution, Respondent.
CourtU.S. District Court — District of Oregon
OPINION AND ORDER

MCSHANE, District Judge:

Petitioner filed a petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254, alleging trial court error and the deprivation of his constitutional right to counsel. Respondent argues that petitioner's claims are procedurally defaulted and otherwise lack merit. Petitioner did not file a brief in support of his petition or respond to an Order to Show Cause why the petition should not be denied. Based on this record, petitioner fails to establish entitlement to federal habeas relief.

BACKGROUND

In May 2010, petitioner was indicted on numerous counts of sexual crimes, including Incest, Rape, Sodomy, Unlawful Sexual Penetration, and Sexual Abuse, arising from the sexual abuse of his daughter. Resp't Ex. 102 at 2-5. In September 2010, petitioner was indicated on one count of Tampering with a Witness, based on petitioner's successful attempt to convince his daughter to recant the allegations against him. Resp't Ex. 102 at 1. In October 2010, petitioner proceeded to a jury trial on all charges.

The jury found petitioner guilty of two counts of Sexual Abuse in the First Degree and the single count of Tampering with a Witness. Resp't Ex. 104 at 482. The jury was unable to reach a verdict on the remaining counts, and the trial court declared a mistrial. Resp't Ex. 104 at 483-84. The trial court imposed concurrent 75-month sentences on each of petitioner's sexual abuse convictions and a consecutive, 24-month sentence on petitioner's tampering conviction, for a total of 99 months of imprisonment. Resp't Ex. 104 at 495.

In February 2011, petitioner pled guilty to all remaining charges against him. Resp't Ex. 103. The parties agreed that petitioner would be sentenced to a total of 120 months, with the sentenced to be served concurrent with the 99-month sentence previously imposed. The trial court accepted petitioner's guilty pleas and sentenced petitioner in accordance with the plea petition. Resp't Ex. 104 at 507-15, 522.

Petitioner subsequently filed a petition for post-conviction relief (PCR) and alleged several claims against trial counsel and the trial court. Resp't Exs. 111. After an evidentiary, the PCR court denied relief on all claims. Resp't Exs. 125-26. Petitioner appealed the denial of his claims alleging ineffective of counsel based on the failures to seek severance of the witness tampering charge and to object to the form of the hearsay notice issued by the prosecutor prior to the trial. Resp't Ex. 127. The Oregon Court of Appeals affirmed without opinion, and the Oregon Supreme Court denied review. Resp't Exs. 129-31.

Petitioner now seeks federal habeas relief.

DISCUSSION

In his federal habeas petition, petitioner alleges six grounds for relief. Pet. at 7-14 (ECF No. 2). Although petitioner raised all grounds in his PCR petition, he did not raise Grounds One, Four, Five, or Six before the Oregon appellate courts during his PCR appeal.1 Resp't Exs. 111, 127, 129. As a result, these grounds are unexhausted and barred from federal review. See 28 U.S.C. § 2254(b)(1)(A); Duncan v. Henry, 513 U.S. 364, 365 (1995) (per curiam) (before seeking federal habeas relief, a petitioner must "fairly present" a federal claim to the State's highest court "in order to give the State the opportunity to pass upon and to correct alleged violations of its prisoners' federal rights").

In Grounds Two, petitioner alleges that trial counsel was ineffective by failing to object to a hearsay notice issued by the prosecutor prior to trial, because the notice failed to describe the substance of the proposed hearsay statements with particularity. In Ground Three, petitioner alleges that counsel was ineffective by failing to move for severance of the witness tampering charge from the sexual abuse charges. Respondent maintains that the PCR court decision rejecting these claims is entitled to deference. I agree.

A federal court may not grant a habeas petition regarding any claim "adjudicated on the merits" in state court, unless the state court ruling "was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States." 28 U.S.C. § 2254(d)(1). A state court decision is "contrary to" federal law if it fails to apply the correct Supreme Court authority, or if it reaches a different result in a case with facts "materially indistinguishable" from Supreme Court precedent. Brown v. Payton, 544 U.S. 133, 141 (2005). A state court decision is an "unreasonable application" of clearly established federal law if the state court identifies the correct legal principle but applies it in an "objectively unreasonable manner." Woodford v. Visciotti, 537 U.S. 19, 24-25 (2002) (per curiam).

Under well-established Supreme Court precedent, a habeas petitioner alleging ineffective assistance of counsel must show that 1) "counsel's performance was deficient," and 2) counsel's "deficient performance prejudiced the defense." Strickland v. Washington, 466 U.S. 668, 687 (1984). To establish deficient performance, petitioner "must show that counsel's representations fell below an objective standard of reasonableness." Id. at 688. To demonstrate prejudice, petitioner "must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different." Id. at 694. Unless petitioner "makes both showings, it cannot be said that the conviction...resulted from a breakdown in the adversary process that renders the result unreliable." Id. at 687.

The PCR court rejected petitioner's claim that trial counsel was deficient by failing to object to the notice of hearsay based on its lack of particular information. Resp't Ex. 126 at 2. The PCR court explained that the "notice advised Petitioner of who the witnesses [to the statements] were and where statements could be found in the discovery material. His trial attorney felt that notice was adequate. There is no credible evidence that an objection would have been successful." Resp't Ex. 126 at 2. The PCR court's decision was not unreasonable.

During his PCR appeal, petitioner cited the decision in State v. Chase, 240 Or. App. 541 (2011), where the Oregon Court of Appeals held that a notice of hearsay statement must identify the "substance of the statement sought to be introduced" and "identify the witness or the means by which the statement would be introduced." Id. at 546-47. Notably, the decision in Chase was issued after petitioner's trial in October 2010. The Oregon Court of Appeals subsequently concluded that Chase "broke new ground," because "[n]o prior appellate decision had addressed . . . whether the state's OEC 803(18a)(b) notice, although timely, may still be insufficient based on vagueness." Hagberg v. Coursey, 269 Or. App. 377, 386 (2015). Accordingly, at the time of petitioner's trial, counsel had no basis to object to the notice on particularity grounds.

"A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel's challenged conduct, and to evaluate the conduct from counsel's perspective at the time." Strickland, 466 U.S. at 689. Given that trial counsel did not have the benefit of Chase and could not have necessarily anticipated its holding, the PCR court reasonably found that counsel was not deficient in failing to object to the notice. See Clark v. Arnold, 769 F.3d 711, 727 (9th Cir. 2014) (explaining that Strickland does "not expect counsel to be prescient about the direction the law will take") (citation omitted); Lowry v. Lewis, 21 F.3d 344, 346 (9th Cir. 1994) (stating that counsel does not render ineffective assistance by failing to anticipate a decision in a later case).

The PCR court also rejected petitioner's claim that counsel was deficient in failing to seek severance of the witness tampering charge. Specifically, the PCR court found, "There was no credible evidence presented that a...

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