Ex Parte State

Decision Date23 September 1988
Citation539 So.2d 1074
PartiesEx Parte STATE of Alabama. (Re Odell SCALES v. STATE of Alabama). 87-866.
CourtAlabama Supreme Court

Don Siegelman, Atty. Gen., J. Randall McNeill, Asst. Atty. Gen., for petitioner.

Joe N. Lampley, Huntsville, for respondent.

SHORES, Justice.

We granted certiorari in this case because our decision in Branch v. State, 526 So.2d 609 (Ala.1987) leaves unanswered the question of whether all cases raising a Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), issue must be remanded for a hearing under the procedure formulated in Branch. We agree with the dissenting opinion of Judge Bowen that the answer is in the negative and that whether such a hearing must be held must be decided on a case-by-case basis.

In this case, the record indicates that the trial judge understood, as well as anyone does, the teachings of Batson. He conducted a hearing, and the prosecutor articulated his reasons for exercising his peremptory strikes to exclude the four blacks on the venire. He stated that he thought that the first was slow in responding to questions put to the venire, and he questioned her ability to understand the State's case against the defendant, which involved complex issues. The trial judge indicated that he, too, noticed these characteristics in this person. The second was struck, according to the explanation offered by the prosecutor, because she was approximately the same age as the defendant and was similar to her in appearance and background. These characteristics gave the prosecutor a reasonable basis for intuitively concluding that this prospective juror might be sympathetic to the defendant. The third juror stricken had a prior arrest record and had had "involvement with the law," and the final person eliminated had the same employer as the defendant and worked with a person who was scheduled to be a witness for the State.

The prosecutor explained that the facts led him to doubt whether these jurors would be fair to the State. Defense counsel noted the association of the juror with the State's witness (the fourth strike) which seemed to him to indicate that the juror would be more inclined to favor the State's position. The prosecutor responded that he was uncertain how her association with the State's witness would affect the juror.

In Batson the Supreme Court did not eliminate peremptory strikes altogether. It simply said that such strikes must not be used to discriminate on a racial basis. We appreciate that it is impossible to know what is in the mind of another person, and that it is possible that, in stating his reasons for striking a black member of the venire, a prosecutor may give a reason that is not the true reason, but we are convinced that the trial judges in our system are in a much better position than appellate judges to decide whether the truth has been stated.

In this case, the reasons given by the prosecutor for using his strikes to eliminate these four people were facially race neutral. The trial judge found them to be credible. No more is required under Batson, and the procedure adopted by the trial court, although this case was tried before Branch was decided, comports with the criteria established in Branch.

We hold that Branch does not require a new hearing in all cases where a Batson issue was preserved. Where the trial court, as it did in this case, complies with the Batson mandate, a second hearing is not required by Branch. Ex Parte Shelton, 521 So.2d 1038 (Ala.1988).

The judgment of the Court of Criminal Appeals, 539 So.2d 1069, is reversed and the cause remanded.

REVERSED AND REMANDED.

TORBERT, C.J., and ALMON, BEATTY, HOUSTON and STEAGALL, JJ., concur.

MADDOX, JONES and ADAMS, JJ., dissent.

MADDOX, Justice (Dissenting.).

I agree with the holding of the majority that Ex parte Branch, 526 So.2d 609 (Ala.1987), does not require a new hearing in every case where a Batson issue is raised, but I believe that the facts of this case show that the Court of Criminal Appeals correctly remanded this particular case in order to allow the trial court to review its determination in view of the guidelines set out in Branch.

At the time this case was tried, the Batson decision had been released, but this Court had not rendered its decision in Branch, which implemented the Batson requirements. Because of that fact, and the fact that there is a serious question in my mind as to whether the State presented sufficient race-neutral reasons for challenging prospective Jurors Ethel Hamlett and Michelle Hurt, I would affirm the judgment of the Court of Criminal Appeals, which remanded the case to the trial court. I think the State presented sufficient race-neutral reasons for challenging prospective Jurors Lizzie Hambrick and Clarence Hawkins, on the ground that Hambrick was "very slow responding to questions," which fact was also noted by the trial judge, and on the ground that Hawkins had a prior arrest and had been involved with law enforcement authorities.

The concluding statement of the trial judge is instructive: "I think the reasons stated are sufficient; however, I do make the observation that if the [prosecutor] strikes all the blacks from the jury he might do so at his peril." I believe that happened here.

The race-neutral reason given by the State for striking Juror Hamlett was that she "is approximately the same age and appearance to the defendant in the case." I cannot tell from this record whether there were other prospective jurors who were also "approximately the same age and appearance" as the defendant. In other words, were there persons on the venire with the same or similar characteristics as Hamlett who were not struck? Branch, 526 So.2d at 624.

The following transpired with regard to Juror Hurt:

"THE COURT: All right. Go ahead.

"MR. ACCARDI: As to Michelle Hurt, again, she is approximately the Defendant's age and the Defendant's appearance. Also, there are two unknown factors for the State in this case, one, she worked at A & M with Ms. Bessie Robinson and she is going to be a witness for the State. She was also employed by Sears. We have no specific information on her relationship with Sears, whether it be favorabl[e] or unfavorabl[e].

"MR. LAMPLEY: It seems to me like she would be more of a State's witness, or State's juror, than a defense juror, inasmuch as she worked around Ms. Robinson.

"MR. ACCARDI: That possibly could be, Your Honor. We have an uncertainty as to that.

"MR. LAMPLEY: She also stated, Your Honor, that she could be fair and impartial to both sides.

"THE COURT: Well, again, let me say for the record that this is new ground for me. I have read the Batson decision and I understand it--well, I can't say that I understand it. I think the Batson case is saying that you must have some other reason to exercise peremptory strikes besides the race of the juror. Is that correct? Is that a fair statement?

"MR. ACCARDI: I think that's the exact words of the Court."

In Branch, this Court articulated some guidelines that would aid in determining whether the nondiscriminatory reasons articulated by the prosecutor would pass the test of Batson:

"The burden of persuasion is initially on the party alleging discriminatory use of peremptory challenges to establish a prima facie case of discrimination. In determining whether there is a prima facie case, the court is to consider 'all relevant circumstances' which could lead to an inference of discrimination. See Batson, 476 U.S. at 93, 106 S.Ct. at 1721, citing Washington v. Davis, 426 U.S. 229, 239-42, 96 S.Ct. 2040, 2047-48, 48 L.Ed.2d 597 (1976). The following are illustrative of the types of evidence that can be used to raise the inference of discrimination:

"1. Evidence that the 'jurors in question share[d] only this one characteristic--their membership in the group--and that in all other respects they [were] as heterogeneous as the community as a whole.' Wheeler, 22 Cal.3d at 280, 583 P.2d at 764, 148 Cal.Rptr. at 905. For instance 'it may be significant that the persons challenged, although all black, include both men and women and are a variety of ages, occupations, and social or economic conditions,' Wheeler, 22 Cal.3d at 280, 583 P.2d at 764, 148 Cal.Rptr. at 905, n. 27, indicating that race was the deciding factor.

"2. A pattern of strikes against black jurors on the particular venire; e.g., 4 of 6 peremptory challenges were used to strike black jurors. Batson, 476 U.S. at 97, 106 S.Ct. at 1723.

"3. The past conduct of the state's attorney in using peremptory challenges to strike all blacks from the jury venire. Swain [v. State of Alabama], [380 U.S. 202 at 224, 85 S.Ct. 824 at 838, 13 L.Ed.2d 759 (1965) ].

"4. The type and manner of the state's attorney's questions and statements during voir dire, including nothing more than desultory voir dire. Batson, 476 U.S. at 97, 106 S.Ct. at 1723; Wheeler, 22 Cal.3d at 281, 583 P.2d at 764, 148 Cal.Rptr. at 905.

"5. The type and manner of questions directed to the challenged juror, including a lack of questions, or a lack of meaningful questions. Slappy v. State, 503 So.2d 350, 355 (Fla.Dist.Ct.App. 1987); People v. Turner, 42 Cal.3d 711, 726 P.2d 102, 230 Cal.Rptr. 656 (1986); People v. Wheeler, 22 Cal.3d 258, 281, 583 P.2d 748, 764, 148 Cal.Rptr. 890, 905 (1978).

"6. Disparate treatment of members of the jury venire with the same characteristics, or who answer a question in the same or similar manner; e.g., in Slappy, a black elementary school teacher was struck as being potentially too liberal because of his job, but a white elementary school teacher was not challenged. Slappy, 503 So.2d at 352 and 355.

"7. Disparate examination of members of the venire; e.g., in Slappy, a question designed to provoke a certain response that is likely to disqualify a juror was asked to black jurors, but not to white jurors. Slappy, 503 So.2d at 355.

"8. Circumstantial evidence of intent may be proven by...

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