Fasce v. Smithem

• Citation: 188 A.D.3d 1542,136 N.Y.S.3d 498
• Decision Date: 25 November 2020
• Docket Number: 530886
• Parties: John FASCE, as Administrator of the Estate of Ann T. Fasce, Deceased, Respondent, v. Denise SMITHEM et al., Defendants, and Crystal Run Healthcare et al., Appellants.
• Court: New York Supreme Court Appellate Division

188 A.D.3d 1542

136 N.Y.S.3d 498

John FASCE, as Administrator of the Estate of Ann T. Fasce, Deceased, Respondent,

v.Denise SMITHEM et al., Defendants,andCrystal Run Healthcare et al., Appellants.

530886

Supreme Court, Appellate Division, Third Department, New York.

Calendar Date: October 22, 2020

Decided and Entered: November 25, 2020

Feldman, Kleidman, Coffey & Sappe LLP, Fishkill (Terry D. Horner of counsel), for appellants.

Landers & Cernigliaro, PC, Carle Place (Stanley A. Landers of counsel), for respondent.

Before: Garry, P.J., Clark, Devine, Aarons and Reynolds Fitzgerald, JJ.

MEMORANDUM AND ORDER

Reynolds Fitzgerald, J.

Appeal from that part of an order of the Supreme Court (Schick, J.), entered January 20, 2020 in Sullivan County, which granted plaintiff's motion for leave to amend the complaint to add Crystal Run Healthcare and Crystal Run Healthcare Physicians, LLP as defendants.

In September 2018, plaintiff, as the administrator of the estate of Ann T. Fasce (hereinafter decedent), commenced this action against defendants Denise Smithem, a nurse practitioner, Rajan Dey, a physician, and Catskill Regional Medical Center, alleging medical malpractice and wrongful death for medical treatment that decedent allegedly received from Smithem and Dey between September 18, 2016 through her death on September 22, 2016. Plaintiff attempted to serve Smithem and Dey through defendant Crystal Run Healthcare. Crystal Run Healthcare accepted service on behalf of Smithem, but refused with regard to Dey, as he was no longer employed by Crystal Run Healthcare.

While preparing for depositions, plaintiff's attorney realized that he had named the wrong individual health care providers as defendants. Thereafter, in July 2019, after the expiration of the applicable statutes of limitations, plaintiff moved for leave to amend the complaint, seeking to discontinue the action against Smithem and Dey, and, through the use of the relation back doctrine, add Crystal Run Healthcare and Crystal Run Healthcare Physicians, LLP (hereinafter collectively referred to as Crystal Run) as defendants. Crystal Run opposed that part of the motion that sought to add them as defendants. Supreme Court granted the motion in its entirety. Crystal Run appeals from that part of the order that allowed plaintiff to amend the complaint to add Crystal Run.

As the two-year statute of limitations for wrongful death expired on September 22, 2018 (see EPTL 5–4.1[1] ), and the 2½- year statute of limitations for medical malpractice expired on March 22, 2019 (see CPLR 214–a ), plaintiff bore the burden of "show[ing] that the action was permitted to continue under the relation back doctrine" ( Branch v. Community Coll. of the County of Sullivan, 148 A.D.3d 1410, 1410, 48 N.Y.S.3d 861 [2017], lv denied 29 N.Y.3d 911, 2017 WL 2467532 [2017] ; see NYAHSA Servs., Inc., Self–Ins. Trust v. People Care Inc., 167 A.D.3d 1305, 1307, 91 N.Y.S.3d 528 [2018] ). The relation back doctrine allows a plaintiff to amend the complaint to add a party even though the statute of limitations has expired if the plaintiff satisfies three conditions: (1) both claims must arise out of the same occurrence; (2) the proposed defendant must be united in interest with the original defendants; and (3) the proposed defendant must have known or should have known that, but for a mistake by the plaintiff as to the proposed defendant's identity, the action would have been also brought against it (see Buran v. Coupal, 87 N.Y.2d 173, 178, 638 N.Y.S.2d 405, 661 N.E.2d 978 [1995] ; Matter of Sullivan County Patrolmen's Benevolent Assn., Inc. v. New York State Pub. Empl. Relations Bd., 179 A.D.3d 1270, 1271, 117 N.Y.S.3d 709 [2020] ). Here, plaintiff has failed to establish the second and third prongs of the test.

With respect to the second prong, parties are united in interest when "[t]he interests of the parties in the subject-matter of the action are such that they [will] stand or fall together and judgment against one will similarly affect the other" ( Prudential Ins. Co. v. Stone, 270 N.Y. 154, 161, 200 N.E. 679 [1936] ; accord Mondello v. New York Blood Ctr.–Greater N.Y. Blood Program, 80 N.Y.2d 219, 226, 590 N.Y.S.2d 19, 604 N.E.2d 81 [1992] ). Supreme Court found that Crystal Run was united in interest with both Smithen and Dey by virtue of an employer-employee relationship and principles of...