Gaddie v. State

• Decision Date: 27 June 2014
• Docket Number: No. 49S02–1312–CR–789.,49S02–1312–CR–789.
• Citation: 10 N.E.3d 1249
• Parties: Keion GADDIE, Appellant (Defendant), v. STATE of Indiana, Appellee (Plaintiff).
• Court: Indiana Supreme Court

10 N.E.3d 1249

Keion GADDIE, Appellant (Defendant),

v.STATE of Indiana, Appellee (Plaintiff).

No. 49S02–1312–CR–789.

Supreme Court of Indiana.

June 27, 2014.

Suzy D. St. John, Ruth A. Johnson, Marion County Public Defender Agency, Indianapolis, IN, Attorneys for Appellant.

Gregory F. Zoeller, Attorney General of Indiana, Monika P. Talbot, Ellen H. Meilaender, Stephen R. Creason, Deputy Attorneys General, Indianapolis, IN, Attorneys for Appellee.

On Transfer from the Indiana Court of Appeals, No. 49A02–1212–CR–953

Dickson, Chief Justice.

Following a bench trial, Keion Gaddie was convicted of Resisting Law Enforcement as a Class A misdemeanor. His appeal argues that the evidence is insufficient to sustain his conviction. The Court of Appeals reversed. Gaddie v. State, 991 N.E.2d 137 (Ind.Ct.App.2013). We reach the same result but granted transfer to put to rest a conflict among various decisions in the Court of Appeals.

On August 4, 2012, around 10:30 p.m., Indianapolis Metropolitan Police Officer Jeffery Newlin responded to a report of a “disturbance” at a residence in Indianapolis. Tr. at 7. When he arrived, he saw about eight people standing on the front porch and in the front yard “screaming and yelling.” Id. He saw several other people, one of whom was the defendant, walking along a side yard toward the back. Officer Newlin told the group to return to the front yard with the purpose of watching everyone until back-up arrived. Everyone but the defendant complied. Back-up then arrived. Officer Newlin, who was in full police uniform, headed toward the back, identified himself as a police officer, and told the defendant to stop. See id. at 10 (“stop, police. Stop, police.”). The defendant continued walking along the curtilage of the residence toward an alley. Officer Newlin followed him and, “screaming extremely loud,” repeated his order to stop. See id. at 9–10 (“Police Department, stop walking. Stop.”). The defendant looked back at Officer Newlin two or three times but continued walking. Officer Newlin then radioed for help, and another officer intercepted the defendant at the next street over about 45 seconds later.

The defendant was charged with Resisting Law Enforcement by fleeing after being ordered to stop by a law enforcement officer. At the bench trial, Officer Newlin testified that, upon responding to a report of a disturbance at a residence, he was corralling people in the front yard for everyone's safety when the defendant disregarded the officer's order to stop by walking away. The officer testified that the defendant only walked, that he had not seen the defendant or anyone else commit a crime prior to ordering the defendant to stop, and that the defendant was not under arrest when ordered to stop. The defendant testified that he lived at the residence where the incident occurred, that a disturbance had indeed occurred that night but had broken up by the time the police arrived, and that he was in the process of leaving before Officer Newlin arrived. The trial court found the defendant guilty as charged.

The defendant's appeal is predicated upon a claim of insufficient evidence, but the defendant does not specify the element of the offense for which the proof is allegedly lacking. In relevant part, the Resisting Law Enforcement statute provides: “A person who knowingly or intentionally ... (3) flees from a law enforcement officer after the officer has, by visible or audible means ... identified himself or herself and ordered the person to stop; commits resisting law enforcement, a Class A misdemeanor....” Ind.Code § 35–44.1–3–1(a)(3) (2012).¹ In the appellate review of an insufficient evidence claim, we determine whether the probative evidence and reasonable inferences drawn from it—without regard to weight or credibility—could have allowed a reasonable trier of fact to find each of the elements of the charged offense proven beyond a reasonable doubt. Joslyn v. State, 942 N.E.2d 809, 811 (Ind.2011). We note that the evidence clearly establishes that the defendant disregarded and walked away from a law enforcement officer who had adequately identified himself. Because the defendant's argument focuses on whether the defendant had a duty to stop, we view his claim as alleging insufficient evidence to prove the element “after the officer has ... ordered the person to stop.”

1. The “Ordered the Person to Stop” Element

The defendant relies upon cases applying the Fourth Amendment to hold that an individual has a duty to stop only if the encounter with police is an arrest or detention based upon probable cause or an investigatory stop based upon a reasonable and articulable suspicion that criminal activity may be afoot. See Briggs v. State, 873 N.E.2d 129, 132 (Ind.Ct.App.2007), trans. denied; Bovie v. State, 760 N.E.2d 1195, 1197 (Ind.Ct.App.2002), trans. not sought. The State, in turn, cites to a line of cases ² which largely trace back to Corbin v. State, 568 N.E.2d 1064, 1065 (Ind.Ct.App.1991), trans. not sought, for the proposition that the lawfulness of the order is irrelevant because the statute defining the offense does not expressly condition the offense upon a lawful order.

The Fourth Amendment to the United States Constitution provides that the right of the people to be secure in their persons against unreasonable search and seizure shall not be violated. U.S. Const. amend. IV. At minimum, the government's seizure of a citizen must rest on specific, articulable facts that lead an officer to reasonably suspect that criminal activity is afoot. See Terry v. Ohio, 392 U.S. 1, 30, 88 S.Ct. 1868, 1884–85, 20 L.Ed.2d 889, 911 (1968). The Supreme Court in Terry stressed that it had “always recognized” that:

No right is held more sacred, or is more carefully guarded, by the common law, than the right of every individual to the possession and control of his own person, free from all restraint or interference of others, unless by clear and unquestionable authority of law.

392 U.S. at 9, 88 S.Ct. at 1873, 20 L.Ed.2d at 898 (quoting Union Pac. Ry. Co. v. Botsford, 141 U.S. 250, 251, 11 S.Ct. 1000, 1001, 35 L.Ed. 734, 737 (1891)). Recognizing “the practical and constitutional arguments pressed with great vigor on both sides,” Terry, 392 U.S. at 10, 88 S.Ct. 1868, and the “incredibly rich” diversity in street encounters between citizens and police officers, id. at 13, 88 S.Ct. 1868, the United States Supreme Court rejected a “rigid all-or-nothing model of justification and regulation under the Amendment,” id. at 17, 88 S.Ct. 1868, and adopted a reasonableness-under-the-circumstances approach. Id. at 19–20, 88 S.Ct. 1868. The Court concluded in part that, a police officer could stop and frisk a citizen only if the officer had a reasonable suspicion based on his experience and specific, articulable facts “that criminal activity may be afoot.” Id. at 30, 88 S.Ct. 1868.

The State cites California v. Hodari D. for the proposition that a person who flees an order to stop has not been “seized” because a seizure under the Fourth Amendment requires either physical force or submission to an assertion of authority. 499 U.S. 621, 626, 111 S.Ct. 1547, 1550–51, 113 L.Ed.2d 690, 697 (1991). Under the State's view, it is irrelevant that the Resisting Law Enforcement statute makes it a criminal act for a citizen to refuse to submit to a police officer's assertion of authority and order to stop. The Court in Hodari D. was not presented with such a statute. In fact, the United States Supreme Court has recognized that a person is seized when his freedom to terminate an encounter is restrained:

In [a situation where freedom of movement is restricted by a factor independent of police conduct], the appropriate inquiry is whether a reasonable person would feel free to decline the officers' requests or otherwise terminate the encounter.... As we have explained, no seizure occurs ... so long as the officers do not convey a message that compliance with their requests is required.

Florida v. Bostick, 501 U.S. 429, 436–37, 111 S.Ct. 2382, 2387–88, 115 L.Ed.2d 389, 400 (1991) (emphasis added); see Terry, 392 U.S. at 16, 88 S.Ct. at 1877, 20 L.Ed.2d at 903 (“It must be recognized that whenever a police officer accosts an individual and restrains his freedom to walk away, he has ‘seized’ that person.”). If a citizen's freedom to walk away is deemed a criminal offense merely because it follows an officer's command to halt—even in the absence of probable cause or reasonable suspicion—then the citizen's freedom is restrained contrary to the protections of the Fourth Amendment. A person approached by police “need not answer any question put to him; indeed, he may decline to listen to the questions at all and may go on his way. He may not be detained even momentarily without reasonable, objective grounds for doing so....” Florida v. Royer, 460 U.S. 491, 497–98, 103 S.Ct. 1319, 1324, 75 L.Ed.2d 229, 236 (1983) (citations omitted), cited with approval in Illinois v. Wardlow, 528 U.S. 119, 125, 120 S.Ct. 673, 676, 145 L.Ed.2d 570, 577 (2000) (“[W]hen an officer, without reasonable suspicion or probable cause, approaches an individual, the individual has a right to ignore the police and go about his business.”).

A person's well-established freedom to walk away is thus violated when that person is subjected to a statute that makes it a criminal offense to decline a police order to stop. To hold that a citizen may be criminally prosecuted for fleeing after being ordered to stop by a law enforcement officer lacking reasonable suspicion or probable cause to command such an involuntary detention would undermine longstanding search and seizure precedent that establishes the principle that an individual has a right to ignore police and go about his business.

The State argues that persons whose Fourth Amendment rights are violated by an unlawful police order to stop may seek redress through civil liability, the exclusionary rule, or...