Gagne v. Com.

• Decision Date: 19 June 1978
• Citation: 377 N.E.2d 919,375 Mass. 417
• Parties: Richard Joseph GAGNE v. COMMONWEALTH.
• Court: United States State Supreme Judicial Court of Massachusetts Supreme Court

Page 919

377 N.E.2d 919

375 Mass. 417

Richard Joseph GAGNE v. COMMONWEALTH.

Supreme Judicial Court of Massachusetts,Suffolk.

Argued March 7, 1978.

Decided June 19, 1978.

William K. Danaher, Jr., Springfield, for plaintiff.

John T. McDonough, Sp. Asst. Dist. Atty., for the Commonwealth.

Before HENNESSEY, C. J., and KAPLAN, WILKINS, LIACOS and ABRAMS, JJ.

WILKINS, Justice.

In February, 1973, the petitioner (Gagne) was convicted of murder in the second degree. We affirmed the conviction in April, 1975. Commonwealth v. Gagne, 367 Mass. 519, 326 N.E.2d 907 (1975). Gagne then sought habeas corpus relief in the United States District Court for the District of Massachusetts, where his principal contention was that he was denied due process of law as guaranteed by the Fourteenth Amendment because the trial judge failed to require the Commonwealth to prove malice beyond a reasonable doubt. He relied on Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975), decided on June 9, 1975, whose pendency before the United States Supreme Court we noted in Commonwealth v. Gagne, supra, 367 Mass. at 523-524 n. 2, 326 N.E.2d 907.

A Federal District Court judge denied Gagne's petition for a writ of habeas corpus, but he did not reach the merits because he concluded that Gagne had not exhausted his State remedies. Gagne v. Meacham, 423 F.Supp. 1177, 1181 (D.Mass.1976). The Federal judge concluded that this court should be given an opportunity to consider Gagne's contentions in light of both Mullaney v. Wilbur and Commonwealth v. Rodriguez, --- Mass. --- ^a, 352 N.E.2d 203 (1976), in which we made clear that in the trial of an indictment for murder, where there is some evidence of self-defense, the Commonwealth has the burden of proving beyond a reasonable doubt that the defendant did not act in self-defense. Id. at --- - --- ^b, 352 N.E.2d 203.

Gagne filed this petition for a writ of error in February, 1977, and a single justice of this court reserved and reported the case for our decision. We conclude that the judgment should be affirmed.

The emphasis of Gagne's challenge to his conviction has changed somewhat since we considered his appeal in 1975. In response to Mullaney v. Wilbur, Gagne focuses on the judge's charge and claims that the judge placed the burden on him to disprove malice arising from his use of a deadly weapon. Since our decision in Commonwealth v. Gagne, supra, on several occasions we have considered the application of the principles of Mullaney v. Wilbur.

In Commonwealth v. Rodriguez, supra, --- Mass. at --- ^c, 352 N.E.2d 203, noted by the Federal judge (Gagne v. Meacham, 423 F.Supp. at 1181 n. 2), we held that, "when the issue of self-defense is properly before the trier of fact, the Commonwealth must, as matter of due process, prove beyond a reasonable doubt that the defendant did not act in self-defense" (footnote omitted). In that case, we considered the charge as a whole and determined that the judge should have given a requested instruction placing the burden of proving the absence of self-defense on the Commonwealth, and that the charge otherwise was likely to have suggested to the jury "that the defendant had an affirmative burden to prove self-defense." Id., --- Mass. at --- - --- ^d, 352 N.E.2d at 207. We concluded by saying that, when a timely request is made in any trial after the date of our decision, an instruction must be given that the Commonwealth bears the burden on the self-defense issue, where the evidence sufficiently raises that issue. Id. at --- ^e, 352 N.E.2d 203. We did not decide whether there might be circumstances where such a charge must be given even in the absence of a request. ID. AT --- N. 9 , 352 N.E.2D 203^F.

The propriety of the failure of a trial judge to charge the jury concerning the Commonwealth's burden of proof on self-defense, reasonable provocation, and excessive force came before us in Commonwealth v. Stokes, --- Mass. --- ^g, 374 N.E.2d 87 (1978). The trial of the Stokes case took place before the Supreme Court's decisions in Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975), and in Hankerson v. North Carolina, 432 U.S. 233, 97 S.Ct. 2339, 53 L.Ed.2d 306 (1977) (giving complete retroactive effect to Mullaney v. Wilbur ), our decision in Commonwealth v. Rodriguez, supra, and our decisions in Commonwealth v. Johnson, --- Mass. ---, --- - --- ^h, 361 N.E.2d 212 (1977), and Commonwealth v. Greene, --- Mass. ---, --- - --- ⁱ, 362 N.E.2d 910 (1977); (Commonwealth has the burden of disproving provocation where it is an issue). In our Stokes opinion, we concluded that we should review the constitutional sufficiency of the judge's charge even in the absence of a request for an instruction on the burden of proof. The same circumstance exists here. Gagne did not request instructions concerning either malice or the burden of proof on the issue of self-defense, nor did he object to the charge in these respects. ¹ We proceed, as we did in the Stokes case to determine whether the judge's charge denied Gagne's constitutional rights. As we said in the Stokes opinion, "the charge to the jury must be examined in its entirety to determine whether the constitutional requirements have been met." Id., --- Mass. at ---, 374 N.E.2d at 93. ^j, ²

Gagne argues that the judge instructed the jury that malice was presumed from Gagne's conduct, thus shifting to him the burden of overcoming that presumption. Such a shift of the burden of persuasion would be constitutionally impermissible. Hankerson v. North Carolina, 432 U.S. 233, 97 S.Ct. 2339, 53 L.Ed.2d 306 (1977). Mullaney v. Wilbur, 421 U.S. 684, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975). See Commonwealth v. Collins, --- Mass. ---, --- n. 2 ^k, 373 N.E.2d 969 (1978). Gagne claims that the charge given here is similar to the charge considered in the Mullaney case as recited in Wilbur v. Robbins, 349 F.Supp. 149, 151 (D.Me.1972). The charge considered in Mullaney v. Wilbur, however, expressly placed on the defendant the burden "to rebut the inference which the law raises from the act of killing." Wilbur v. Robbins, supra. The defendant there had to satisfy the jury "by a fair preponderance of the evidence that . . . he killed in the heat of passion upon sudden provocation." Id. ³

In this case, on the other hand, nowhere in the charge does the judge expressly place any burden on Gagne to rebut any inference or any presumption, to disprove malice, or to prove justification, excuse, or mitigation. Nor do we see any such burdens placed on Gagne by inference. The judge did not tell the jury that Gagne had the burden to prove or to disprove anything. Repeatedly, the judge defined malice in a variety of words which indicated that malice could be proved only if Gagne's conduct was unaccompanied by "legal justification or excuse or extenuation," was "without mitigation or excuse," or was "without justification, excuse or extenuation." Repeatedly, he also instructed the jury that the burden was on the Commonwealth to prove beyond a reasonable doubt every essential element of the crime charged. One of the essential elements of murder, as he instructed the jury, is malice. As he defined malice as an element of murder, the Commonwealth had the burden of proving beyond a reasonable doubt that Gagne's killing of the victim was intentional and without justification, excuse, or mitigation.

We view the judge's charge in this respect, examined in its entirety, as falling within language in our Stokes opinion describing a constitutionally acceptable charge. "For example, a jury charge might well be constitutionally sufficient which clearly placed the burden of proving malice beyond a reasonable doubt on the Commonwealth and contained other discussion which, although not referring to the burden of proof as to self-defense and reasonable provocation, adequately defined those factors and established them as negating a finding of malice." Commonwealth v. Stokes, supra, --- MASS. AT ---, 374 N.E.2D AT 93^L.

In this case, there are no extenuating and potentially misleading instructions such as we have seen in other cases. The self-defense language in the charge in Commonwealth v. Rodriguez, --- Mass. ---, --- - --- ^m, 352 N.E.2d 203 (1976), is significantly different from that in the charge in this case. The Rodriguez charge referred to the defendant as having sought "to justify his action" and to the jury's possible finding that Rodriguez acted in self-defense. In the Stokes case, the judge discussed the evidence tending to mitigate a finding of malice, asking whether the evidence was enough to justify a provocation or the use of a deadly weapon. ID. AT --- N. 5 , 374 N.E.2D 87.^N In the Collins case, the judge referred to evidence "from which the defendant seeks to establish that he, if he committed this killing, had justification and he states that in terms of what we call self-defense " (emphasis in original). Commonwealth v. Collins, --- Mass. ---, --- ^o, 373 N.E.2d 969, 972 (1978).

We decline to depart from what we have said concerning the proper treatment of the inference of malice which may be but need not be, drawn from evidence of the intentional use of a dangerous weapon. Commonwealth v. McInerney, --- Mass. ---, --- - --- ^p, 365 N.E.2d 815. Commonwealth v. Gagne, 367 Mass. 519, 522-524, 326 N.E.2d 907 (1975). We have departed of necessity, but as early as Commonwealth v. Gagne, from the suggestion that a defendant has a burden to rebut an inference of malice which may arise from the use of a deadly weapon. We see no constitutional impediment, however, to a jury instruction that an inference of malice may be drawn from the fact that a defendant used such a weapon, provided the jury are instructed that the Commonwealth has the burden of proving malice, as properly defined, beyond a reasonable doubt.

It is a common and expected function of triers of fact to draw reasonable inferences from established facts, and...