Gonzalez v. Teskey

• Decision Date: 26 December 1990
• Docket Number: No. 90-1324,90-1324
• Court: Wisconsin Court of Appeals
• Parties: Emilia A. GONZALEZ and Baleriano Gonzalez, Plaintiffs-Appellants, d v. James C. TESKEY, Sheboygan Transit Company, City of Sheboygan, Transit Mutual Insurance Corporation of Wisconsin and Thomas Industries, Inc., Defendants-Respondents.

Page 525

465 N.W.2d 525

160 Wis.2d 1

Emilia A. GONZALEZ and Baleriano Gonzalez Plaintiffs-Appellants, ^d v. James C. TESKEY, Sheboygan Transit Company, City of Sheboygan, Transit Mutual Insurance Corporation of Wisconsin and Thomas Industries, Inc. Defendants-Respondents.

No. 90-1324.

Court of Appeals of Wisconsin.

Submitted on Briefs Dec. 11, 1990.

Opinion Released Dec. 26, 1990.

Opinion Filed Dec. 26, 1990.

Daniel J. Rostollan of Dillman, Holbrook, Wurtz, Roth & Rostollan, Sheboygan, for plaintiffs-appellants.

Thomas A. Wilson of Bachman, Cummings & McIntyre, S.C., Appleton, for defendants-respondents, James C. Teskey, Sheboygan Transit Co., City of Sheboygan and Transit Mut. Ins. Corp. of Wisconsin.

Before NETTESHEIM, P.J., and BROWN and SCOTT, JJ.

NETTESHEIM, Presiding Judge.

Emilia A. Gonzalez appeals from the circuit court's judgment dismissing her complaint against James C. Teskey, the Sheboygan Transit Company, and the City of Sheboygan (Teskey). ¹ The circuit court dismissed Gonzalez' action because she failed to first file a claim pursuant to sec. 345.05(2), Stats. The court also ruled that Teskey was not estopped from asserting the statute as a defense. We affirm the judgment of dismissal.

The facts are not in dispute. We take them from Gonzalez' complaint and the affidavits and stipulation which the parties provided the court on Teskey's motion to dismiss. Gonzalez alleged that Teskey, in his capacity as a bus driver for the Sheboygan Transit Company, negligently operated a company bus and thereby caused her injury. The parties settled Gonzalez' property damage claim. In the release, Teskey denied any liability to Gonzalez.

Thereafter, Gonzalez filed this action. She did not first file a claim for her damages pursuant to sec. 345.05(2), Stats. On appeal, Gonzalez concedes that this failure bars her action against the City of Sheboygan and the Sheboygan Transit Company. She argues, however, that her action against Teskey is not barred by this failure.

SECTION 345.05, STATS.

We first briefly address the statutory scheme by which an injured person may make a claim and then commence an action against a municipality and its agents or employees.

Section 893.80(1)(a) and (b), Stats., precludes an action against a municipality and its officers, officials, agents or employees unless two conditions are met: (1) the injured party gives notice of the injury within 120 days of the event giving rise to the claim; ² and (2) the injured party gives a notice of claim, including an itemized statement of the relief sought, and the claim is disallowed.

However, when damage results from the negligent operation of a municipally owned or operated motor vehicle, sec. 345.05, Stats.--not sec. 893.80, Stats.--applies. Section 345.05(2) requires a notice of claim but unlike sec. 893.80(1)(b) does not require a notice of injury. ³ However, the claim must be filed in accordance with the requirements of sec. 893.80. Section 345.05(3).

Next we set out the specific statutory provisions relevant to this case. Section 345.05, Stats., provides, in part:

(2) A person suffering any damage proximately resulting from the negligent operation of a motor vehicle owned and operated by a municipality, which damage was occasioned by the operation of the motor vehicle in the course of its business, may file a claim for damages against the municipality concerned and the governing body thereof may allow, compromise, settle and pay the claim....

(3) A claim under this section shall be filed in the manner, form and place specified in s. 893.80 .... [Emphasis added.]

Section 893.80(1), Stats., provides, in part:

[N]o action may be brought or maintained against any ... political corporation, governmental subdivision or agency thereof nor against any officer, official, agent or employe of the corporation, subdivision ....

or agency for acts done in their official capacity or in the course of their agency or employment upon a claim or cause of action unless:

(b) A claim containing the address of the claimant and an itemized statement of the relief sought is presented to the appropriate clerk or person who performs the duties of a clerk or secretary for the defendant ... corporation, subdivision or agency and the claim is disallowed....

Against this backdrop, we now turn to this case. The issue concerns a matter of statutory construction. This is a question of law. State v. Michels, 141 Wis.2d 81, 87, 414 N.W.2d 311, 313 (Ct.App.1987). So also is the application of a statute to undisputed facts. City of Milwaukee v. Greenberg, 157 Wis.2d 326, 329, 459 N.W.2d 588, 590 (Ct.App.1990). We review such questions without deference to the trial court's decision. Michels, 141 Wis.2d at 87, 414 N.W.2d at 313.

Gonzalez argues that since sec. 345.05(2), Stats., is limited to "a claim for damages against the municipality, " (emphasis added) the statute does not preclude her action against the municipal employee, Teskey. Prior decisions of the Wisconsin Supreme Court support this argument. In Rabe v. Outagamie County, 72 Wis.2d 492, 501-02, 241 N.W.2d 428, 433 (1976), and Shannon v. Milwaukee, 94 Wis.2d 364, 373-74, 289 N.W.2d 564, 570 (1980), the supreme court held that sec. 345.05, Stats., as it then existed, precluded only an action against the municipality--not the municipal employee.

At the time of Rabe and Shannon, sec. 345.05, Stats., did not invoke the provisions of sec. 893.80, Stats., as to the manner, form and place for filing claims. Instead, the statute recited seven alternative methods for filing a claim depending upon the type of municipality against which the claim was made. For instance, in Rabe, where the claim was directed against a county, sec. 345.05, Stats. (1971), directed that the claim be filed pursuant to secs. 59.76 and 59.77(1), Stats. (1971). Thus, the supreme court looked to those statutes to determine whether the action against the employee was also barred. Noting that sec. 59.76(1), Stats. (1971), stated that "No action shall be brought or maintained against a county," the court concluded that the claims statute applied only to the governmental agency and not to its employees. Rabe, 72 Wis.2d at 499-502, 241 N.W.2d at 432-33.

In Shannon, the claim was filed against a city which disallowed the claim. The claimant then commenced the circuit court action beyond the time limits following disallowance set forth in sec. 345.05(4), Stats. (1975). The supreme court ruled that the untimely lawsuit did not bar all actions, but only those "founded on the claim." Shannon, 94 Wis.2d at 370, 289 N.W.2d at 568. The supreme court confirmed the ruling it had made in Rabe:

Sec. 345.05 by its clear language applies only to claims made directly against the state or municipality for damages caused by the negligent operation of their vehicles. The fact that state and municipal employees are indemnified by their employers does not entitle them to their employer's defense under sec. 345.05(4).

Shannon, 94 Wis.2d at 374, 289 N.W.2d at 570. ⁴ Thus, while the action against the municipality in Shannon was doomed, the action against the municipal employee survived.

Today, however, the statutory underpinnings for Rabe and Shannon are no longer on the books. Instead of reciting the various alternative methods for filing a claim depending upon the municipality involved, sec. 345.05(3), Stats., now invokes the singular procedure set out in sec. 893.80 Under the present statutory scheme, sec. 345.05, Stats., sets out the requirement for filing a notice of claim against a municipality. However, that statute, standing alone, does nothing more than recite the notice of claim requirement. It says nothing about the consequences for a failure to follow the statute. Thus, the legislature invoked sec. 893.80, Stats., to provide the machinery to implement sec. 345.05. Among other things, sec. 893.80 sets out: (1) the procedure for filing a notice of claim; (2) the prerequisites for commencing an action against the municipality or the employee or both; and (3) the time limit for commencing an action following disallowance of the claim.

Stats. In addition, the language in sec. 345.05(4), Stats. (1975), relied upon by the supreme court in Shannon, is no longer part of the statute. See sec. 774, ch. 221, Laws of 1979.

We thus turn to sec. 893.80, Stats., in resolving the question of whether Gonzalez' failure to file a claim precludes her action against the municipal employee, Teskey. If a notice of claim is not filed, sec. 893.80(1) provides that "no action may be brought or maintained against any ... agent or employe...." This language is plain and unambiguous. Unlike Rabe where sec. 59.76, Stats. (1973), precluded an action only against a county, the language of sec. 893.80(1) now precludes an action against both the municipality and the employee.

Likewise, if the action is not commenced within the time limit following disallowance, sec. 893.80(1)(b), Stats., provides that no action on a claim may be brought "against any ... agent or employe...." ⁵ Here again the language is plain and unambiguous. Unlike Shannon where sec. 345.05(4), Stats. (1975), precluded only the action "founded on the claim," the language of sec. 893.80(1)(b) now precludes an action against both the municipality and the employee.

We are mindful that sec. 345.05(3), Stats., invokes sec. 893.80, Stats., insofar as the latter prescribes the "manner, form and place" for filing a notice of claim. We have considered whether this language precludes our consideration of the provisions of sec. 893.80 which require that a claim be filed before an action may be commenced because such provisions may not refer to the "manner, form and place" for filing a notice of claim. ⁶ However, as we have earlier noted, were we to so limit sec. 345.05, the statute would stand only as a directive with no consequences. This, we conclude, would leave the statute in an unreasonable, absurd...