Grand Jury Proceedings, In re, 82-5895
| Citation | 689 F.2d 1351 |
| Decision Date | 06 October 1982 |
| Docket Number | No. 82-5895,82-5895 |
| Parties | 11 Fed. R. Evid. Serv. 1529 In re GRAND JURY PROCEEDINGS David R. Damore. Appeal of Robert TWIST, Sr., Intervenor-Appellant. |
| Court | United States Courts of Appeals. United States Court of Appeals (11th Circuit) |
P. D. Aiken, Fort Lauderdale, Fla., for Twist.
Michael L. Paup, Chief, Appellate Div., Glenn L. Archer, Jr., Asst. Atty. Gen., U. S. Dept. of Justice, Tax Div., Washington, D. C., for appellee.
Appeal from the United States District Court for the Southern District of Florida.
Before TJOFLAT, KRAVITCH and JOHNSON, Circuit Judges.
This case is submitted upon the motion of intervenor-appellant for a stay pending appeal.
On August 14, 1982, the United States District Court for the Southern District of Florida ordered enforcement of a grand jury subpoena issued to attorney David R. Damore which required him to produce documents including:
Any and all entries and records, including but not limited to file memoranda, appointment books and calendars, which memorialize the date, place and time of meetings and/or communications between you and/or the firm which you represent, and Robert Twist, Sr. ....
Appellant-intervenor Twist, asserting that the requested records are protected by the attorney-client privilege, has filed a timely notice of appeal and has moved for a stay of the district court's order pending appeal. 1
The attorney-client privilege is limited to confidential communications between the lawyer and the client made for the purpose of securing legal advice, not for the purpose of committing a crime or a tort. In re Grand Jury Proceedings (United States v. Jones), 517 F.2d 666, 670 (5th Cir. 1975). The district court, relying on In re Grand Jury Proceedings (Andrew C. Pavlick), 680 F.2d 1026, 1028-29 (5th Cir. Unit A, 1982) (en banc), apparently found that the privilege could not be asserted when the government made a prima facie showing that Damore was retained in order to promote intended or continuing criminal or fraudulent activity. 2 According to a government affidavit, the grand jury possessed information indicating that Robert Twist, Sr., had promised to pay and had in fact paid legal fees and bonds for individuals associated with Twist's alleged marijuana smuggling operations. This Court is not bound by Pavlick, a Unit A decision of the former Fifth Circuit handed down after September 30, 1981, Stein v. Reynolds Securities, Inc., 667 F.2d 33, 34 (11th Cir. 1982), but we approve its reasoning.
The subpoena in question calls for records of dates, places or times of meetings and communications, not the content of those communications. Ordinarily, the attorney-client privilege applies only to the content of communications made for the purpose of securing legal advice. The identity of a client or matters involving the receipt of fees from a client are not normally within the privilege. United States v. Ponder, 475 F.2d 37, 39 (5th Cir. 1973). A narrow exception to this rule obtains when disclosure of the client's identity by his...
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In re Grand Jury
...to a client-intervenor when he is appealing an order compelling testimony or documents from his attorney.”); In re Grand Jury Proceedings, 689 F.2d 1351, 1352 n. 1 (11th Cir.1982) (explaining that the Eleventh Circuit is bound by the Fifth Circuit's holding that attorneys are third-parties ......
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