Grayson v. State, s. 229-84

Decision Date19 December 1984
Docket Number922-84,Nos. 229-84,s. 229-84
Citation684 S.W.2d 691
PartiesLeonard Charles GRAYSON, Appellant, v. The STATE of Texas, Appellee.
CourtTexas Court of Criminal Appeals

Kerry P. Fitzgerald, Dallas, Bill Glaspy, Mesquite, for appellant.

Henry Wade, Dist. Atty. and Jeffrey B. Keck, Jerry Banks and Paul Macaluso, Asst. Dist. Attys., Dallas, Robert Huttash, State's Atty., Austin, for the State.

Before the court en banc.

OPINION ON APPELLANT'S PETITION FOR DISCRETIONARY REVIEW

THOMAS G. DAVIS, Judge.

Appellant was charged by two indictments with the offense of attempted capital murder. Each indictment was enhanced by two prior felony convictions. The cases were joined for trial before a jury. The jury found appellant guilty of both offenses, found the enhancement allegations true, and assessed punishment at life imprisonment for each offense. The Fifth Court of Appeals (Dallas) affirmed both convictions in an unpublished opinion. Grayson v. State, Nos. 05-82-00855 and 00856-CR, 12-27-83. We granted appellant's petition for discretionary review to examine the Court of Appeals' holding that the trial court properly refused to allow appellant to question a defense witness in the presence of the jury because the witness had not waived her Fifth Amendment privilege against self-incrimination.

This case rose out of a drug raid on a residence in Dallas. Gunfire from the residence wounded two police officers taking part in the raid. Several people were in the residence at the time, and appellant's defense was that some other occupant had shot the officers.

Appellant took the stand at the guilt-innocence phase and testified at length. His counsel then sought to call as a witness Janice Joiner, who had been present in the house at the time of the shooting.

The trial judge retired the jury and had Joiner, who was under indictment and in custody of the Sheriff's Department, brought in. The judge then permitted Joiner to consult her attorney, who was also in the courtroom, about "whether or not she is willing or desires to testify in this case."

After a brief recess, and with the jury still out of the courtroom, Joiner was sworn and took the stand. The following exchange took place:

"THE COURT: Now, let--the defense has requested to call you as a witness in the trial of the State of Texas versus Mr. Grayson.

"Let the record reflect Mr. John Read, counsel representing you, is present and has spoken with you for several minutes now. I'm sure he has properly advised you of all of your constitutional rights regarding your right to testify or to refuse to testify.

"And I understand from conversations with Mr. Read that he is recommending that you go ahead and testify. I understand your case is set for trial Monday.

"But let me ask you, if I bring the jury in and you are asked question in this case, is it your desire to testify or not to testify?

"THE WITNESS: I'd rather take the Fifth Amendment.

"THE COURT: You want to invoke the Fifth Amendment. In other words, you do not want to testify; is that correct?

"THE WITNESS: No.

"THE COURT: All right. You certainly have that right, under the Constitutions, to do so."

The court kept Joiner on the stand so that appellant's counsel could make a bill of exceptions. The questioning went as follows:

"BY MR. GLASPY [defense counsel]:

"Q. State your name, please, ma'am.

"A. Janet--

"MR. BANKS [prosecutor]: Judge, even for purposes of the bill, are you going to allow her to testify, if she desires to invoke--

"THE COURT: No, no. She's not--she can state her name, but beyond that, I imagine that Mr. Read is going to instruct her not to answer.

"MR. BANKS: Oh, okay.

"THE COURT: Go ahead and state your name.

"A. Janet Marie Joiner.

"Q. Janet Marie Joiner?

"A. Uh-huh.

"Q. Where did you live before you were placed in jail?

"A. 1903 Life.

"Q. Is that in Dallas, Texas?

"A. Yes.

"Q. It's my understanding that you were arrested at 1959 Dennison; is that correct?

"A. I don't quite understand 'registered.'

"Q. You were arrested, were you not, December the 14th?

"A. Oh, yes.

"Q. 1959 Dennison?

"A. Yes.

"Q. When the police came in the front door, what room were you in?

"A. I--

"MR. READ: Ms. Joiner, I'm going to advise you at this time you don't have to answer if you don't want to. You can invoke the Fifth Amendment.

"THE WITNESS: Well, I will answer that.

"A. I was in the living room, fixing to answer the door. I was in the living room.

"MR. GLASPY: I'll pass the witness.

"MR. BANKS: I have no further questions of this witness. At this time."

Following another brief recess, the court addressed Joiner again:

"THE COURT: During the recess, you have had time to counsel with your attorney further, and I take it he has advised you that if we bring the jury in and you elect to answer one or more questions dealing with the facts out there, other than the biographical questions like what your name is and where you live, at that time you are giving up any right against self-incrimination that you might have under the Constitution, and would have to instruct you to answer all the questions that are asked you here in this hearing.

"Is that basically what you have been discussing with him?

"THE WITNESS: Yes, sir.

"THE COURT: All right. At the time you answered, you chose to answer the question a moment ago regarding what room of the house you were in, were you aware of the fact that if you chose to answer some of the questions, you would be ordered and required by law to answer all of them?

"THE WITNESS: No.

"THE COURT: All right. You are now aware of that fact?

"THE WITNESS: Yes.

"THE COURT: Now that you are aware of that fact, let me ask you if we bring the jury out and Mr. Glaspy proceeds to ask you other questions about what might have occurred in the house out there that day, whether or not you desire to answer them for the jury?

"THE WITNESS: No.

"THE COURT: All right. I take it by your answer of no that you are representing to me that you did not understand this a few moments ago, and that you still want to persist in exercising your rights under the Fifth Amendment not to testify in this case; is that correct?

"THE WITNESS: Yes.

"THE COURT: And you don't want to testify in any manner, shape or form; is that right?

"THE WITNESS: That's right.

"THE COURT: All right. Mr. Glaspy, I will allow you to go ahead and ask some more questions at this time while the jury is not present, and I will abide by the witness's answers, whether or not she desires to exercise her Fifth Amendment right not to testify or whether she is willing to go ahead and answer the questions.

"In the event she does desire to exercise her Fifth Amendment right not to testify, I--it will be the ruling of the Court that the mere fact that she did answer the single question a few moments ago did not represent a knowing and voluntary waiver of her rights against self-incrimination, and I will honor her request not to testify.

"And you may have your objection and exception to that ruling ..."

Appellant's counsel then asked Joiner five questions about events surrounding the shooting. 1 Joiner replied by invoking the Fifth Amendment each time. Appellant's counsel then stated to the trial judge:

"MR. GLASPY: Your Honor, the last two or three questions that we asked are after the offense occurred totally, everybody's been arrested, and we would like to have those answers to those questions.

"THE COURT: I can appreciate that fact, Mr. Glaspy, but the ruling of the Court must be--and so that the record is clear, this witness is under indictment for a violation of the Controlled Substances Act, arising out of the same house on the same date, same transactions that have been testified to by other witnesses in this case.

"That indictment is currently pending in the 292nd Judicial District Court of Dallas County, the Honorable Michael Keasler presiding.

"And that being the case, it will be the Court's ruling that I will not require the witness to open herself up to cross-examination as to other facts and events on the day in question which could conceivably be incriminating to her defense against that indictment."

The Fifth Amendment privilege against self-incrimination is binding upon the states, and "the same standards must determine whether an accused's silence in either a federal or state proceeding is justified." Malloy v. Hogan, 378 U.S. 1, 84 S.Ct. 1489, 12 L.Ed.2d 653 (1964).

The Court of Appeals applied the standard of Klein v. Harris, 667 F.2d 274, 287 (2nd Cir.1981), that a waiver of the privilege should be inferred from a witness' prior statements only if: "(1) the witness' prior statements have created a significant likelihood that the finder of fact will be left with and prone to rely on a distorted view of the truth, and (2) the witness had reason to know that his prior statements would be interpreted as a waiver of the fifth amendment's privilege against self-incrimination." The court reasoned that because the jury heard none of Joiner's testimony, the finder of fact was not left with nor prone to rely on a distorted view of the truth. Under the test of Klein v. Harris, the court found no waiver.

The need to avoid distortion of the evidence is one concern of Rogers v. United States, 340 U.S. 367, 71 S.Ct. 438, 95 L.Ed. 344 (1951). In Rogers, petitioner testified under subpoena before a federal grand jury that she had held the post of Treasurer of the Communist Party of Denver until January, 1948, and that, by virtue of her office, she had been in possession of membership lists and dues records of the Party. She denied having the records any longer, and testified that she had turned them over to another. When asked to identify the person to whom she gave the Party's books, she refused.

The Supreme Court affirmed petitioner's commitment for contempt. The Court noted that her claim of the privilege against self-incrimination "came only after she had voluntarily testified to her status...

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