Greig v. Goord

Decision Date02 March 1999
Docket NumberDocket No. 97-9340
PartiesJames C. GREIG, Plaintiff-Appellant, v. G. GOORD, Commissioner of New York State Department of Corrections, P. Coombe, former Commissioner of Corrections, Sally B. Johnson, Superintendent, Orleans C.F., Captain Monahan, Orleans C.F., Sergeant Eichelberger, Orleans, C.F., Sergeant Conway, Orleans C.F., T. Curtis, Last Known Position, Assistant Superintendent, Buffalo Correctional Facility, Officer Milbrand, Last Known Address, Buffalo C.F., Defendants-Appellees.
CourtU.S. Court of Appeals — Second Circuit

James C. Greig, Niagara Falls, NY, Pro Se.

Martin A. Hotvet, Assistant Attorney General, State of New York, Albany, N.Y. (Eliot L. Spitzer, Attorney General; Peter H. Schiff, Deputy Solicitor General; Nancy A. Spiegel, Assistant Attorney General, on the brief), for Defendants-Appellees.

Before: CABRANES and POOLER, Circuit Judges, and TRAGER, * District Judge.

PER CURIAM:

James C. Greig appeals pro se from a judgment of the United States District Court for the Western District of New York (Richard J. Arcara, Judge ), dismissing his complaint for failure to comply with the exhaustion requirements of 42 U.S.C. § 1997e(a). Greig argues on appeal, inter alia, that § 1997e(a) applies only to suits brought "by a prisoner confined in any jail, prison, or other correctional facility," and that because he had already been released from custody by the time he filed his complaint, he was not required to comply with the exhaustion requirements of the section. We agree, and accordingly vacate the judgment of the District Court, and remand for further proceedings.

I.

When Congress enacted the Prison Litigation Reform Act, Pub.L. No. 104-134, 110 Stat. 1321 (1996) (the "PLRA"), it amended a variety of statutory provisions governing federal court litigation initiated by prisoners. Among the affected provisions was 42 U.S.C. § 1997e(a), which, in its amended form, provides that "[n]o action shall be brought with respect to prison conditions under section 1983 ..., or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." Another provision, in turn, defines "prisoner" to mean "any person incarcerated or detained in any facility who is accused of, convicted of, sentenced for, or adjudicated delinquent for, violations of criminal law or the terms and conditions of parole, probation, pretrial release, or diversionary program." Id. § 1997e(h).

Greig commenced the instant action under 42 U.S.C. § 1983 against several New York State prison officials, asserting that these defendants had violated his constitutional rights at various points during his incarceration. Greig's complaint indicated, however, that he had been paroled and was thus no longer incarcerated.

By order dated August 13, 1997, the District Court (Michael A. Telesca, Judge ) held that plaintiff was bound by the administrative exhaustion requirements of § 1997e(a), and it ordered plaintiff to "file a response which details his efforts to exhaust the administrative remedies" no later than September 16, 1997. Although the Court correctly noted that Greig was a "person formerly incarcerated," (emphasis added) it did not explain how such a person could be treated as a "prisoner" for purposes of § 1997e(a).

September 16, 1997 passed without any response from Greig. Thereafter, by order dated September 30, 1997, the District Court (Richard J. Arcara, Judge ) dismissed the complaint on the ground that Greig had failed to demonstrate exhaustion as required by § 1997e(a) and Judge Telesca's August 13, 1997 order. Judge Arcara's order referred to Greig's status as a person "formerly incarcerated in a correctional facility," (emphasis added) but once again applied § 1997e(a) without explicit consideration of whether Greig, in fact, met the statute's definition of a "prisoner." 1

After the entry of judgment, Greig brought this timely appeal.

II.

On appeal, Greig argues, inter alia, that the District Court erred in classifying him as a "prisoner" and requiring him to exhaust administrative remedies. Appellees acknowledge that Greig was a parolee at the time he filed his complaint and that the language of § 1997e(a)--as well as that of § 1997e(h)--does not literally apply to him. 2 Section 1997e(a) purports to limit actions brought by "a prisoner confined " in specified correctional facilities, and § 1997e(h) further defines the word "prisoner" to mean a person "incarcerated or detained" in a facility. Appellees do not contend that Greig was "confined," "incarcerated," or "detained" at the time he filed this action.

Appellees argue, instead, that strict, literal adherence to the language of § 1997e would give preferential treatment to former prisoners over current prisoners (because current prisoners would have to exhaust administrative remedies, whereas former prisoners who failed to utilize administrative procedures when they were incarcerated would nonetheless be free to sue after their release), and thereby inject a distinction not contemplated by Congress. We disagree. When introducing the PLRA, Senators Dole and Kyl justified treating prisoners differently from other litigants by stating that prisoners file frivolous lawsuits because filing lawsuits "has become a recreational activity for long-term residents of our prisons," because prisoners "have little to lose and everything to gain," and because filing frivolous complaints is "a means of gaining a short sabbatical in the nearest Federal courthouse." 141 Cong. Rec. S7524-26 (daily ed. May 25, 1995) (statements by Senators Dole and Kyl) (citations and internal...

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