Hickey v. Travelers Ins. Co.

• Decision Date: 25 June 1990
• Citation: 158 A.D.2d 112,558 N.Y.S.2d 554
• Parties: Patrick HICKEY, Appellant, v. The TRAVELERS INSURANCE COMPANY, et al., Respondents.
• Court: New York Supreme Court — Appellate Division

Page 554

558 N.Y.S.2d 554

158 A.D.2d 112

Patrick HICKEY, Appellant, v. The TRAVELERS INSURANCE COMPANY, et al., Respondents.

Supreme Court, Appellate Division,

Second Department.

June 25, 1990.

Michael T. Clifford & Associates, Garden City (Norman Bard, of counsel), for appellant.

O'Brien, McGarry, Murtagh & Mayr, Rockville Centre (James M. O'Brien and Kevin Murtagh, of counsel), for respondent The Travelers Ins. Co.

Before MANGANO, P.J., and BRACKEN, EIBER and HARWOOD, JJ.

BRACKEN, Justice.

In 1983 the plaintiff was injured during the course of his employment. In 1986 the Workers' Compensation Board ordered the defendant The Travelers Insurance Company (hereinafter Travelers), the workers' compensation carrier for the plaintiff's employer, to pay for the surgery which the plaintiff claimed was necessary in order to treat his work-related injuries. Travelers had declined to make such payments up until that point, adopting the position that any disability suffered by the plaintiff which might require surgery was not work-related. This position was supported by an opinion rendered by the codefendant Harold Hutton, M.D., who had examined the plaintiff on Travelers' behalf, and who had determined that surgery was not necessary in order to treat the plaintiff's work-related injuries. The plaintiff sued both Travelers and Dr. Hutton, alleging that the latter committed medical malpractice, and that the former committed various intentional torts. The plaintiff also alleges that the defendants' misconduct delayed the performance of the necessary surgery, and that this delay further harmed the plaintiff's physical and mental condition. On this appeal from the Supreme Court's issuance of summary judgment in favor of both defendants, we must decide whether the plaintiff's various causes of action warrant a trial (see, CPLR 3212).

We address first the Supreme Court's grant of summary judgment to Dr. Hutton. It must be noted, preliminarily, that Dr. Hutton's application was premised on the provisions of both CPLR 3211(a)(7) and CPLR 3212 and that, to the extent that relief was being sought pursuant to the latter statute, the motion was technically premature, since issue had not yet been joined (see, CPLR 3212[a]. However, since the plaintiff was clearly on notice that Dr. Hutton's motion included an application pursuant to CPLR 3212, and since the plaintiff, in his voluminous opposition papers, "deliberately chart[ed] a summary judgment course" (Four Seasons Hotels v. Vinnik, 127 A.D.2d 310, 320, 515 N.Y.S.2d 1), we conclude that both branches of the motion may be entertained (see, Monteferrante v. New York City Fire Dept., 63 A.D.2d 576, 404 N.Y.S.2d 629, affd. for reasons stated 47 N.Y.2d 737, 417 N.Y.S.2d 253, 390 N.E.2d 1177 [defendant's pre-answer application for summary judgment properly entertained]; cf., Mihlovan v. Grozavu, 72 N.Y.2d 506, 534 N.Y.S.2d 656, 531 N.E.2d 288 [defendant's pre-answer application pursuant to CPLR 3211(a)(7) improperly converted to one for summary judgment pursuant to CPLR 3212 in absence of notice]; see also, City of Rochester v. Chiarella, 65 N.Y.2d 92, 101-102, 490 N.Y.S.2d 174, 479 N.E.2d 810).

In opposing Dr. Hutton's motion, the plaintiff averred that he had been examined by Dr. Hutton in 1983, 1984 and 1985 and that Hutton had advised him to follow a conservative course of treatment. Most importantly, the plaintiff also averred that, if Dr. Hutton had not advised him to follow a conservative course of treatment in 1983, he would have undergone the surgery which he now claims would have ameliorated his condition. In other words, the plaintiff states that Dr. Hutton affirmatively advised him to follow a particular course of treatment, and that he relied on this advice in foregoing the single course of treatment (i.e. surgery) which would have helped him. ¹

Based on the assertions by the plaintiff that he specifically relied on the advice negligently given to him by Dr. Hutton, we conclude that summary judgment should have been denied. We have recognized, in analogous cases, that a patient who is referred to a physician by a third party, such as an employer or an insurance company, may state a valid medical malpractice claim based on allegations that the doctor in question negligently rendered incorrect medical advice (see, Fraser v. Brunswick Hosp. Med. Center, 150 A.D.2d 754, 542 N.Y.S.2d 204; Bradley v. St. Charles Hospital, 140 A.D.2d 403, 528 N.Y.S.2d 106). In order to establish liability in such cases, however, it must be proved that the doctor's advice was, in fact, incorrect, that the issuance of such advice constituted professional malpractice, that it was foreseeable that the patient would rely on such advice, and that the patient did, in fact, rely on such advice to his detriment (see, Fraser v. Brunswick Hosp. Med. Center, supra; Bradley v. St. Charles Hospital, supra; see also, Tolisano v. Texon, 144 A.D.2d 267, 268, 533 N.Y.S.2d 874, revd. on other grounds 75 N.Y.2d 732, 551 N.Y.S.2d 197, 550 N.E.2d 450; LoDico v. Caputi, 129 A.D.2d 361, 517 N.Y.S.2d 640 [Green, J., dissenting]; Twitchell v. MacKay, 78 A.D.2d 125, 434 N.Y.S.2d 516).

We do not dispute the validity of the proposition that "recovery for malpractice or negligence against a doctor is allowed only where there is a relationship of doctor and patient as a result of a contract, express or implied * * * (Hoover v. Williamson, 236 Md 250, 203 A2d 861, 10 ALR3d 1064; Keene v. Wiggins, 69 CalApp3d 308, 313, 138 CalRptr 3, 6)" (LoDico v. Caputi, 129 A.D.2d 361, supra, at 363, 517 N.Y.S.2d 640; emphasis added). We merely hold that a plaintiff may successfully demonstrate the existence of a question of fact as to whether such an "implied" contract existed by asserting that the defendant-doctor either affirmatively treated him or affirmatively advised him how to be treated, and that such treatment or such advice actually caused further injury. Where the action is premised on negligent advice rather than on negligent treatment, proof of detrimental reliance on the advice is, of course, necessary to establish causation.

The case of LoDico v. Caputi, supra, relied upon by the defendants in this case, is inapposite. In that case, the plaintiff alleged that a doctor, who had been retained by his employer's workers' compensation carrier, and who had been requested to conduct a physical examination, failed to diagnose the existence of a brainstem tumor. This sort of negligent omission must be distinguished from the sort of negligent commission (affirmatively advising a patient) allegedly involved in the present case. There is no indication in the LoDico case that the doctor in question either treated the plaintiff or specifically advised him how to be treated. The defendant in the LoDico case simply issued his report to the carrier. The court pointedly noted that no liability could exist under these circumstances, where the doctor "[had] no reason to believe [that] the person examined [would] rely on [his] report" (LoDico v. Caputi, supra, at 364, 517 N.Y.S.2d 640, see also, Murphy v. Blum, 160 A.D.2d 914, 554 N.Y.S.2d 640).

The present case is altogether different in light of the plaintiff's assertions that he did, in fact, rely on advice which Dr. Hutton gave directly to him. These assertions demonstrate the existence of triable issues of fact, and we therefore conclude that Dr. Hutton's motion for summary judgment, and, a fortiori, his motion to dismiss pursuant to CPLR 3211(a)(7), should have been denied.

Whether the Supreme Court properly granted Travelers' motion is another matter. Travelers adduced evidence sufficient to establish as a matter of law that it was acting in its capacity as the workers' compensation carrier for the plaintiff's employer when it assigned Dr. Hutton to examine the plaintiff and that it acted properly pursuant to the Workers' Compensation Law when, based on Dr. Hutton's report, it concluded that surgery was not required as treatment for any work-related injury. It has therefore shown itself to be entitled to summary judgment in its favor pursuant to the rule of law announced in Burlew v. American Mut. Ins. Co., 63 N.Y.2d 412, 415, 482 N.Y.S.2d 720, 472 N.E.2d 682.

In Burlew v. American Mut. Ins. Co., supra, it was held that the Workers' Compensation Law furnishes a shield against liability based on the "delay in authorizing surgery" and that such shield protects not only the injured party's employer, but also the employer's workers' compensation carrier (Burlew v. American Mut. Ins. Co., supra, at 415, 482 N.Y.S.2d 720, 472 N.E.2d 682; see also, Christensen, Labor Relations Law, 37 Syr.L.Rev. 579, 595-596). Based on this holding, the Court of Appeals affirmed the grant of summary judgment in favor of a workers' compensation carrier, even though the plaintiff's complaint had alleged that the defendant's delay in authorizing surgery had been "wilful, malicious, wanton and otherwise grossly negligent" (Burlew v. American Mut. Ins. Co., supra, at 415, 482 N.Y.S.2d 720, 472 N.E.2d 682).

In Burlew, supra, it was acknowledged that "[i]ntentional injuries are not covered by the Workers' Compensation Law" (Burlew v. American Mut. Ins. Co., supra, at 417, 482 N.Y.S.2d 720, 472 N.E.2d 682). However, the court held that in order to state a cause...