Hill v. State, No. 4-05-00478-CR (Tex. App. 6/21/2006)

Decision Date21 June 2006
Docket NumberNo. 4-05-00478-CR.,4-05-00478-CR.
PartiesETHYL MAE HILL, Appellant, v. THE STATE OF TEXAS, Appellee.
CourtTexas Court of Appeals

Appeal from the 175th Judicial District Court, Bexar County, Texas, Trial Court No. 2002-CR-0370, Honorable Mary Roman, Judge Presiding.

AFFIRMED.

Sitting: Alma L. LÓPEZ , Chief Justice, Sandee Bryan MARION, Justice, Phylis J. SPEEDLIN, Justice.

MEMORANDUM OPINION

Opinion by: ALMA L. LÓPEZ, Chief Justice.

Ethyl Mae Hill pled no contest to the charge of murder in the first degree and was sentenced by the trial court to twenty years confinement pursuant to a plea bargain agreement. In two issues on appeal, Hill complains: 1) the trial court erred in refusing to include her presentence report in the appellate record; and 2) she was denied effective assistance of counsel. We affirm the judgment of the trial court.

Presentence Investigation Report

In her first issue, Hill contends that the trial court erred in refusing to include her presentence investigation (PSI) in the appellate record. At the conclusion of the hearing on Hill's motion for new trial, defense counsel's request to have the PSI included in the appellate record was denied. Hill argues that because she suffers from a mental impairment, the trial court was "required to order the preparation of a presentence report." See Tex. Code Crim. Proc. Ann. art. 42.12, § 9(i) (Vernon Supp. 2005) (a presentence investigation conducted on a defendant convicted of a felony offense who appears to have a mental impairment shall include a psychological evaluation which determines defendant's IQ and adaptive behavior score). The record reflects, however, that the trial court did order a PSI and also reviewed it in determining the appropriate punishment for Hill. Hill's argument then, is that the trial court erred in denying her oral request to have the PSI included in the clerk's record for review on appeal.

The burden is on the appellant to have the PSI included in the appellate record. See Dalgleish v. State, 787 S.W.2d 531, 537 (Tex. App.-Beaumont 1990, pet. ref'd). Inclusion of the PSI in the appellate record is not automatic; the rules of appellate procedure state that a request for inclusion of items in the clerk's record must be written and specific. See Tex. R. App. P. 34.5(b)(1), (2). Because Hill did not make a written request for the inclusion of the PSI, we hold that the trial court did not err in denying Hill's oral request. Under rule 34.5(c)(1), we could direct the trial court to supplement the record by including the PSI. See Id. at 34.5(c)(1) (if a relevant item has been omitted from the clerk's record, the appellate court may by letter direct the trial court to prepare, certify, and file in the appellate court a supplement containing the omitted item). It is clear from a review of the record, however, that the PSI is not necessary to the resolution of this appeal. SeeJackson v. State, 989 S.W.2d 842, 846-47 (Tex. App.-Texarkana 1999, no pet.). The trial court was aware of Hill's mental impairment, stating, "not only does she have a mental health problem[,] but she is also mentally retarded." We must assume that the trial court considered the PSI, including its assessment of Hill's mental health, when pronouncing Hill's punishment. Hill's first issue is overruled.

Ineffective Assistance of Counsel

In her second issue, Hill argues that she was denied her constitutional right to effective assistance of counsel. The United States and Texas Constitutions guarantee the right to reasonably effective counsel. U.S. Const. amend. VI; Tex. Const. art. I, § 10. The standard for an ineffective assistance of counsel claim is set out in Strickland v. Washington, 466 U.S. 668 (1984), and was adopted by Texas in Hernandez v. State, 726 S.W.2d 53 (Tex. Crim. App. 1986). The Stricklandstandard applies at both the guilt-innocence and punishment phases of a trial. See Hernandez v. State, 988 S.W.2d 770, 772 (Tex. Crim. App. 1999). To reverse a criminal defendant's conviction on the grounds of ineffective assistance of counsel, the defendant must demonstrate by a preponderance of the evidence that: (1) counsel's performance was so deficient as to fall below an objective standard of reasonableness under prevailing professional norms; and (2) there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. Strickland, 466 U.S. at 687-88; Hernandez, 726 S.W.2d at 55. A reasonable probability is a probability sufficient to undermine confidence in the outcome of the proceeding. Strickland, 466 U.S. at 694; Thompson v. State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999). Whether this standard has been met is judged by "the totality of the representation." Ex parte Welborn, 785 S.W.2d 391, 393 (Tex. Crim. App. 1990). To prevail on a claim of ineffective assistance of counsel, the defendant must identify in the record the acts or omissions of counsel that are alleged to have been the result of unreasonable professional judgment. Strickland, 466 U.S. at 690; Thompson v. State, 9 S.W.3d at 813. There is a strong presumption that counsel's conduct fell within the wide range of reasonable professional assistance. Strickland, 466 U.S. at 689; Jackson v. State, 877 S.W.2d 768, 771 (Tex. Crim. App. 1994).

Hill's first basis for her claim of ineffective assistance is counsel's failure to offer evidence of self-defense at punishment. Hill pled no contest to the charge of murder and waived a jury trial. The legal effect of a nolo contendere plea is the same as that of a guilty plea. Tex. Code Crim. Proc. Ann. art. 27.02(5) (Vernon 1989). Self-defense is a defense to a prosecution for an offense. See Tex. Pen. Code Ann. §§ 2.03, 9.02, & 9.32 (Vernon 2003). By pleading "no contest," Hill indicated that she did not intend to contest the charged offense by trying to establish a defense or justification. See State v. Masonheimer, 154 S.W.3d 247, 252 (Tex. App.-Eastland 2005, pet. granted). Furthermore, there is no requirement that the jury, or in this case the trial court, be instructed as to a defense after the defendant has already been convicted and the jury, or trial court, is assessing punishment. See Patterson v. State, 788 S.W.2d 220, 221 (Tex. App.-Fort Worth 1990, pet. filed). Once the trial court found Hill guilty and the guilt-innocence portion of the proceedings was complete, there was no reason for counsel to present a defense on Hill's behalf. Because counsel could not raise the issue of self-defense at punishment, he was not ineffective in failing to do so.

Hill next complains of counsel's failure to offer evidence at punishment that she committed murder under the influence of sudden passion arising from adequate cause. At the punishment stage of a murder trial, "the defendant may raise the issue as to whether he caused the death under the immediate influence of sudden passion arising from an adequate cause." Tex. Pen. Code Ann. § 19.02(d) (Vernon 2003). Unlike self-defense, sudden passion is a mitigating factor which, if proven, reduces the offense of murder to a felony of the second degree. Id; see also Jackson v. State,160 S.W.3d 568, 573 (Tex. Crim. App. 2005). The Penal Code defines "sudden passion" as "passion directly caused by and arising out of provocation by the individual killed or another acting with the person killed which passion arises at the time of the offense and is not solely the result of former provocation." Tex. Pen. Code Ann. § 19.02(a)(2). "Adequate cause" means "cause that would commonly produce a degree of anger, rage, resentment, or terror in a person of ordinary temper, sufficient to render the mind incapable of cool reflection." Id. § 19.02(a)(1). If a defendant presents evidence raising the issue of sudden passion, she is entitled to an instruction on this mitigating circumstance, even if the evidence raising such an issue is contradicted, weak, impeached, or unbelievable. Treviño v. State, 100 S.W.3d 232, 238 (Tex. Crim. App. 2003).

The record in this case indicates that counsel did in fact raise the issue of sudden passion during sentencing. Counsel argued that Hill, a paranoid schizophrenic, feared that the decedent was breaking into her apartment to steal her television. He claimed that Hill's statement to the decedent after the stabbing, "[w]hy did you make me do this to you?," is evidence that the murder was committed in response to sudden passion arising from adequate cause. Evidence of fear alone is insufficient to raise sudden passion. See Moore v. State, 694 S.W.2d 528, 530 (Tex. Crim. App. 1985). Counsel also argued that Hill had suffered past physical and sexual abuse and that this trauma conditioned her to respond in a violent manner. Sudden passion, however, must be directly caused by and arising out of provocation by the person killed. See Tex. Pen. Code Ann. § 19.04(b) (Vernon 2003); see also Hernandez v. State, 127 S.W.3d 206, 213 (Tex. App.-Houston [1st Dist.] 2003, pet. ref'd). There is no evidence in the record that the decedent physically or sexually abused Hill. Since there was no evidence raising the issue of sudden passion, we cannot conclude that trial counsel's performance was deficient for failing to request such an instruction.

Hill next faults counsel for failing to offer evidence at punishment that she was mentally ill and mentally retarded. The record from the sentencing proceeding, however, makes clear that counsel did argue extensively to the court regarding Hill's mental condition: "We're talking about the state of mind of a person who is mentally retarded and is suffering from severe mental illness, who suffers from hallucinations." "The fact that [Hill] is severely mentally ill [and] is also mentally retarded goes a long way to reducing her moral culpability." While counsel argued that Hill had a history of mental...

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