Hoff v. Northeastern University

Decision Date22 October 1996
Docket NumberNo. 95-P-85,95-P-85
Citation672 N.E.2d 13,41 Mass.App.Ct. 511
Parties, 72 Fair Empl.Prac.Cas. (BNA) 545, 113 Ed. Law Rep. 1306 Lee-Ann HOFF v. NORTHEASTERN UNIVERSITY & others. 1 , 2
CourtAppeals Court of Massachusetts
2

Marc Redlich, Boston, for defendants.

Frances I. Tucker, Allston, for plaintiff.

Before KASS, GREENBERG and LAURENCE, JJ.

GREENBERG, Justice.

Northeastern University (university) protests that all seven claims of Hoff's Superior Court complaint brought against the university were decided by an arbitrator and, therefore, should be dismissed on the ground of issue preclusion. See Bailey v. Metropolitan Property & Liab. Ins. Co., 24 Mass.App.Ct. 34, 36, 505 N.E.2d 908 (1987). Alternatively, the university contends that any remaining issues not otherwise barred by the previous arbitration be referred to another arbitrator. The claims arise out of the university's denial of tenure to Hoff.

Hoff was initially appointed to the position of level III coordinator at the university's school of nursing in 1984. She held the rank of associate professor (without tenure). Some time in 1989, the university began tenure review, a five-tiered process according to the faculty handbook. After conducting their review, the university tenure committee (in June of 1990) submitted a negative recommendation that was ultimately adopted as a final decision by the university's board of trustees. Hoff was notified in accordance with the university's procedure that her employment would be terminated, effective June 1, 1991.

On December 10, 1990, Hoff requested arbitration under the terms of the university's faculty handbook. Her grievance was submitted to an independent arbitrator. After a hearing, on September 3, 1991, the arbitrator submitted a decision in her favor. It is not necessary to repeat the details of the arbitrator's findings concerning the committee's failure to conduct a proper tenure review. In short, the arbitrator found that the tenure committee's decision was not fairly reached or supported in light of the criteria set out in the faculty handbook.

The arbitrator, again in accordance with the faculty handbook, referred the matter to an ad hoc committee of scholars and instructed them to conduct a de novo review to be binding on the parties. 3 On October 16, 1992, the ad hoc committee completed their review and again recommended against granting tenure.

On June 14, 1994, nearly four years after Hoff had been refused a tenured appointment, she filed the instant complaint alleging that the university had committed age and gender discrimination, breach of contract, fraud, civil conspiracy, interference with an advantageous business relationship, and negligent or intentional infliction of emotional distress. In response to the complaint, which has not yet been answered, the university filed a motion to dismiss or in the alternative, a request for arbitration.

The Superior Court judge concluded that the case was not arbitrable. The judge ruled that the arbitrator was asked to determine whether the university's decision to deny Hoff a tenured position resulted from the application of inappropriate criteria and denial of due process. The judge found that, upon this limited reference, Hoff's substantive claims were not litigated and not encompassed by a final judgment. See Miles v. Aetna Cas. & Sur. Co., 412 Mass. 424, 426-427, 589 N.E.2d 314 (1992). The university appealed from the judge's order denying its motion to dismiss and application for further arbitration. This appeal followed. 4

In the usual case, the denial of the motion to dismiss is an interlocutory order, one from which, by reason of its lack of finality, there is no appeal. See Pollack v. Kelly, 372 Mass. 469, 362 N.E.2d 525 (1977). A denial by a Superior Court judge of an application for an order compelling arbitration, although also interlocutory, is by statute an interlocutory order from which the disappointed party may appeal. G.L. c. 251, § 18(a )(1). The university, thus, secures a jurisdictional foothold for an appeal but promptly slips by failing to articulate what it is it wishes to arbitrate. It has already arbitrated Hoff's tenure grievance and, so far as appears, is more than content to abide by the result. To repeat the circumscribed procedure set forth in the Northeastern University faculty handbook is not likely to advance resolution of the dispute.

With considerable force, the university contends that Hoff, as any university faculty member, had subscribed to a procedure for the adjustment of tenure controversies, and that she ought to be bound by the culmination of that procedure, namely, the decision of the ad hoc committee. That contention, however, is the one that it lost in its motion to dismiss the complaint. Curiously, the university did not move for an order to confirm the arbitration award that had been rendered. We obtain no assistance from Hoff's complaint as to what the agenda...

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2 cases
  • Askenazy v. KPMG LLP
    • United States
    • Appeals Court of Massachusetts
    • May 23, 2013
    ...justice (absent here), jurisdiction is lacking for panel review of that order. See G.L. c. 231, § 118; Hoff v. Northeastern Univ., 41 Mass.App.Ct. 511, 513, 672 N.E.2d 13 (1996) (“In the usual case, the denial of the motion to dismiss is an interlocutory order, one from which, by reason of ......
  • Sperounes v. Farese
    • United States
    • United States State Supreme Judicial Court of Massachusetts Supreme Court
    • September 17, 2007
    ...that interlocutory appeals from the denial of dismissals are rarely permitted under Massachusetts law, Hoff v. Northeastern Univ., 41 Mass.App.Ct. 511, 513, 672 N.E.2d 13 (1996), citing Pollack v. Kelly, 372 Mass. 469, 362 N.E.2d 525 (1977), even though appeals from judgments of dismissal a......

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