Hurst v. U.S.

• Decision Date: 09 August 1989
• Docket Number: No. 88-5385,88-5385
• Parties: 20 Envtl. L. Rep. 20,104, 10 Fed. R. Evid. Serv. 734 Dennis HURST and Joyce Hurst, Appellants, v. UNITED STATES of America and Don Hight, Appellees.
• Court: U.S. Court of Appeals — Eighth Circuit

Page 306

882 F.2d 306

20 Envtl. L. Rep. 20,104, 10 Fed. R. Evid. Serv. 734

Dennis HURST and Joyce Hurst, Appellants, v. UNITED STATES of America and Don Hight, Appellees.

No. 88-5385.

United States Court of Appeals Eighth Circuit.

Submitted May 11, 1989.

Decided Aug. 9, 1989.

Mike Abourezk, Gregory, S.D., for appellants.

Charles M. Thompson, Pierre, S.D. and Philip N. Hogen, Sioux Falls, S.D., for appellees.

Before ARNOLD, Circuit Judge, BRIGHT, Senior Circuit Judge, and Fagg, Circuit Judge.

BRIGHT, Senior Circuit Judge.

Appellants Dennis and Joyce Hurst brought this action against the United States under the Federal Tort Claims Act (FTCA), 28 U.S.C. Sec. 1346(b) (1982), and a pendent state-law claim against Don Hight. The Hursts alleged that, under the supervision of the Army Corps of Engineers, Hight negligently constructed two jetties in a river channel that caused severe flooding on the Hursts' property. After a joint bench and jury trial, the jury found Hight not liable on the state claim, and the district court thereafter made findings and dismissed the action against the United States as barred by the discretionary function exception of the FTCA. 28 U.S.C. Sec. 2680(a).

On appeal, the Hursts raise the following arguments for reversal: (1) the Corps' own regulations created a nondiscretionary duty to issue a prohibitory order when a Corps inspector discovered early in construction that Hight was violating his permit for the project; (2) the Corps voluntarily undertook a nondiscretionary obligation to enforce the terms of the permit; (3) the Corps violated its own regulations by accepting an after-the-fact permit for the completed project when Hight had failed to perform required remedial work; and (4) as to the claim against Hight, the district court erroneously admitted expert and lay opinion testimony about the cause of the flood.

For the reasons set forth below, we reverse the dismissal of the FTCA action and remand for findings on the claim that the Corps caused the Hursts' damages by negligently failing to issue a prohibitory order. We reject on the merits the allegations of trial error in the Hursts' claim against Hight.

I. BACKGROUND

On April 20, 1984, the Army Corps of Engineers issued a permit to Don Hight to build two jetties about thirty feet into the White River near Murdo, South Dakota. The permit also authorized Hight to reroute the river by excavating a channel through a sandbar on the southern bank. Hight intended the jetties to prevent erosion on his ranch on the northern bank.

Dennis and Joyce Hurst own a ranch on the southern bank of the river, about one mile upstream from the Hight property. The Hursts objected to the jetty project from the start, claiming that the jetties would increase the risk of erosion and flooding on their property. Almost immediately after Hight commenced construction of the jetties in the fall of 1984, Dennis Hurst began writing and calling Corps personnel to inform them that Hight was completing work beyond that authorized in the permit.

Prompted by Hurst's complaints, Corps compliance inspector James Suedkamp visited the site on October 1, 1984. By this time, Hight had completed the upstream jetty and had just begun work on the second jetty. In his report to the Corps' Omaha office, Suedkamp noted that the work completed and planned by Hight did not correspond with the specifications of the permit.

The Corps took no further action until it inspected the project again on November 19 and December 5, 1984, discovering the following permit violations: (1) the second jetty was constructed 460 feet downstream of the first jetty instead of 1400 feet as authorized; (2) the second jetty was 224 feet long (from the high bank) instead of 155 feet as authorized; (3) a 240-foot long temporary access road to the sandbar across the river had not been removed and was acting as an extension of the second jetty; and (4) the channel excavation in the southern sandbar was about 1050 feet long and twenty-four feet wide instead of 400 feet by 100 feet as authorized.

The Corps ordered Hight to remove the access road, but informed him that he could apply for an after-the-fact permit for the other unauthorized work. After finding that Hight had substantially removed the access road, the Corps issued an amended permit on May 30, 1986.

In February and March of 1986, serious flooding occurred on the Hurst property just upstream from the jetties. The Hursts filed this suit, alleging that an ice jam at the second jetty caused the flood and the resulting $402,281.97 in damages to their property. They claimed that the flood would not have occurred but for Hight's negligence in constructing the jetties and the Corps' negligent supervision of the project. After an adverse judgment in the district court, the Hursts appealed.

II. DISCUSSION

A. Discretionary Function Exception

The FTCA waives the sovereign immunity of the United States to permit suits for damages "for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment." 28 U.S.C. Sec. 1346(b) (1982). The Act creates an exception to this waiver of immunity, however, for claims "based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused." 28 U.S.C. Sec. 2680(a).

Conduct cannot be discretionary unless it involves an element of policy judgment or choice on the part of the agency or employee. See Dalehite v. United States, 346 U.S. 15, 36, 73 S.Ct. 956, 968, 97 L.Ed. 1427 (1953). Thus, the discretionary function exception does not apply "when a federal statute, regulation, or policy specifically prescribes a course of action for an employee to follow." Berkovitz v. United States, 486 U.S. 531, 108 S.Ct. 1954, 1958, 100 L.Ed.2d 531 (1988). An appellate court reviews de novo the dismissal of a case under the discretionary function exception. McMichael v. United States, 856 F.2d 1026, 1031 (8th Cir.1988).

In this case, the Hursts initially contend that the Corps' own regulations created a nondiscretionary duty to enforce Hight's permit in a manner more stringently than it did, and that this failure to follow mandatory regulations renders the Corps' conduct actionable under the FTCA. We agree. ¹

Under section 404 of the Federal Water Pollution Control Act (FWPCA), any party wishing to discharge dredged or fill material into navigable waters in a manner that may impair the flow of those waters must obtain a permit from the Corps. 33 U.S.C. Sec. 1344(f)(2) (1982). The FWPCA also provides that when the Secretary of the Army discovers a permit violation, he or she shall issue an order requiring compliance or shall bring a civil action. 33 U.S.C. Sec. 1344(s)(1).

The implementing regulations for section 404 in effect during construction of the Hight project provided in part:

When the district engineer becomes aware of any unauthorized activity still in progress, including a violation of the terms and conditions of an authorized activity, he shall immediately issue an order prohibiting further work to all persons responsible for and/or involved in the performance of the activity and may order interim protective work. If the unauthorized activity has been completed, he will advise the responsible party of his discovery.

33 C.F.R. Sec. 326.2(a) (1984) (emphasis added). ² By its express terms, section 326.2(a) at that time imposed upon the Corps a nondiscretionary duty to issue a prohibitory order to Hight if the district engineer discovered a permit violation while the jetty project was still in progress. ³ The term "shall immediately" stressed the urgency and mandatory nature of stopping the unauthorized activity before further violations occurred. This language stood in stark contrast to the last clause of the same sentence, which stated that the Corps "may order protective work." Id. (emphasis added). In addition, although other subparts of section 326 apparently granted the Corps wide discretion in handling permit violations, ⁴ those provisions did not refer to discovery of unauthorized work still in progress. The same urgency simply does not exist when the work already is completed.

We also note that in Lather v. Beadle County, 879 F.2d 365, 368 (8th Cir.1989), this court recently observed that the discretionary function exception protects only governmental decisions that involve balancing of policy considerations. See also United States v. Articles of Drug, 825 F.2d 1238, 1249 (8th Cir.1987); Georgia Casualty & Sur. Co. v. United States, 823 F.2d 260, 262 (8th Cir.1987). We further stated that "[w]here only professional, nongovernmental discretion is at issue, the discretionary function exception does not apply." Lather, at 368 (citing Collazo v. United States, 850 F.2d 1, 3 (1st Cir.1988)). In this case, the express terms of the regulation, not Corps personnel, determined governmental enforcement policy. Thus, based on the express language and context of section 326.2(a) as it stood at the time, we conclude that it created a nondiscretionary enforcement duty. ⁵

Ample evidence indicates that Corps employees knew of the permit violations but took no action as required by the regulation. The district court expressly found that Corps compliance inspector James Suedkamp "was aware on October 1, 1984 that Hight was planning work on jetty # 2 that did not comply with the terms of the permit." Hurst v. United States, No. 87-3018, slip op. at 15 (D.S.D. Aug. 31, 1988). This finding is supported by Suedkamp's trial testimony, in which he read from his earlier deposition:

A Your question is as I read from Page 25:

"At what point did you discover that he was not within compliance with the terms of his permit?"

My response...