Johnson v. Piggly Wiggly of Pinetops, Inc.

Decision Date04 February 2003
Docket NumberNo. COA02-263.,COA02-263.
Citation575 S.E.2d 797,156 NC App. 42
PartiesBetty L. JOHNSON, Plaintiff, v. PIGGLY WIGGLY OF PINETOPS, INC., Defendant.
CourtNorth Carolina Court of Appeals

King & King, L.L.P., by Charlene Boykin King, Wilson, for plaintiff-appellee.

Patterson, Dilthey, Clay & Bryson, L.L.P., by Patrick M. Meacham, Raleigh, for defendant-appellant.

McCULLOUGH, Judge.

On the afternoon of 22 September 1997, plaintiff Betty L. Johnson, her daughter and granddaughter were shopping at the store of defendant Piggly Wiggly of Pine Tops, Inc. Unbeknownst to them, a physical confrontation was taking place inside the store, involving employees of defendant as well as others. Plaintiff moved toward the exit of the store as the group moved to the front of the store. The confrontation was broken up momentarily as some of the participants left the premises. However, an employee of defendant broke away from those restraining her and proceeded to give chase. As she did, she ran into plaintiff from behind as plaintiff was attempting to exit the store. As a result, plaintiff's arms were thrust forward and her head was jerked backwards.

Plaintiff filed a complaint alleging negligence on the part of defendant on 19 January 1999. Plaintiff alleged her injuries as ongoing pain and soreness, palsy and loss of sensation in the face, difficulty hearing, memory loss, an outbreak of painful shingles, and emotional distress stemming from the incident and subsequent injuries. Defendant filed its answer on 19 March 1999 denying any negligence on its part.

The trial took place during the 29 May 2001 Civil Session of Edgecombe County Superior Court before the Honorable Clifton W. Everett. On 31 May 2001, the jury found that plaintiff was in fact injured by negligence of defendant, and awarded her "medical expenses plus $6,000.00 pain and suffering for a total of $8,225.04."

After trial, plaintiff made a motion for attorney's fees pursuant to N.C. Gen.Stat. § 6-21.1 in open court. After a hearing on 2 July 2001, Judge Everett entered the judgment from the trial in the amount of $8,225.04, and an order granting plaintiff's motion in the amount of $8,000.00. Defendant appeals.

Defendant makes the following arguments on appeal: The trial court erred by (1) admitting the testimony of Dr. R. Brookes Peters with regard to damages resulting from shingles and the causation of said conditions, as it was mere conjecture, surmise and speculation as to causation and thus insufficient evidence as to causation, admitting such testimony was an abuse of discretion; and (2) allowing plaintiff's motion for attorneys' fees as they were excessive and not based upon sufficient findings of fact.

I.

The main thrust of defendant's appeal deals with the admission of testimony from plaintiff's expert, Dr. R. Brookes Peters.

Plaintiff testified that she was experiencing severe headaches in addition to ongoing pain in her neck, shoulder and back in the days after the incident on defendant's premises. As a result, on 24 September 1997, she visited Dr. Peters, her regular physician since 1986. She returned to Dr. Peters on 29 September 1997 as the pain continued. At this time, Dr. Peters noticed a rash developing on plaintiff's neck, face and head. He diagnosed the rash as herpes zoster, or shingles. Plaintiff's shingles were "all but cleared" on 30 October 1997, and resolved by 12 December 1997.

Dr. Peters was tendered as an expert witness in the general practice of medicine and testified at trial via his videotaped deposition. After speaking of his treatment of plaintiff, Dr. Peters described shingles as being "a very interesting complication of chicken pox," as the chicken pox virus lies dormant in the body's nerve roots. Shingles result when this dormant virus flares up, causing a blistering type rash. As to the causes of these flare-ups, Dr. Peters answered: "It's poorly understood why shingles appear when they appear, but one prevailing thought is that shingles tend to occur at times of stress."

Defendant's appeal centers upon Dr. Peters' testimony as to the relationship between the 22 September 1997 incident, and the shingles that flared up shortly after. Dr. Peters made several comments throughout his testimony as to causation, for instance:

[Plaintiff's Attorney]: Now, did you explain to her any relationship between physical and emotional stress and shingles at this time?
[Dr. Peters]: My statement in the chart was, I listed the diagnoses, which were mild Bell's palsy, resolving shingles. I also mentioned a pharyngitis, which was the sore throat that she talked about. Now, my fourth diagnosis was history of recent trauma. My statement was, I'm really not sure if these phenomena can all be interrelated. I have explained that physical and emotional stress can certainly be thought to be a trigger for shingles.
[Plaintiff's Attorney]: Did you have an opinion at that time whether the stresses suffered by Ms. Johnson could have caused or triggered her shingles at that time?
[Dr. Peters]: I—I just read the way I stated it verbatim. And I think that it really is more of an observation than a conclusion.

(Emphasis added.) Further,

[Plaintiff's Attorney]: Okay. Do you have an opinion based on a reasonable degree of medical certainty as to whether Ms. Johnson's injuries were caused by the incident which occurred on September 22nd, 1997, at the Piggly Wiggly.
[Dr. Peters]: I think it's reasonable that the soft tissue injury described previously... the pain and the tenderness, were likely caused or could have been caused by that altercation.
....
[Plaintiff's Attorney]: Okay. Do you have an opinion based on a reasonable degree of medical certainty whether the injuries related to Ms. Johnson's shingles were caused by the incident which happened on September 22nd of 1997 at the Piggly Wiggly?
[Dr. Peters]: As I stated before, the thinking is that shingles may be related to stress; physical or emotional stress. And to the extent that the incident at the grocery store triggered physical and emotional stress, one could argue that they could be related. Whether or not it's true is hard—hard to say. But it certainly is feasible. It's possible.
[Plaintiff's Attorney]: Okay, and what is your opinion?
[Dr. Peters]: Just that: I think it's possible.
[Plaintiff's Attorney]: And that is possible based on a reasonable degree of medical certainty in your opinion?
[Dr. Peters]: Right.

(Emphasis added.) On cross-examination by defendant, more was said on the subject of causation:

[Defendant's Attorney]: Okay. And then I believe at some point later you provided a follow-up note on May 11, 1998
[Dr. Peters]: Yes.
[Defendant's Attorney]:—which indicated that that record should read that the shingles were not related to her injury at the grocery store, unless it was the stress of that injury that precipitated an outbreak of shingles?
[Dr. Peters]: Right.
[Defendant's Attorney]: Is that correct?
[Dr. Peters]: Yes.
[Defendant's Attorney]: So, [Plaintiff's Attorney] asked you, towards the end of— of your discussion with her, whether or not you could say within a reasonable degree of medical certainty that the shingles were caused by the Piggly Wiggly incident. And I believe your response was it's possible that they were; is that accurate?
[Dr. Peters]: Yes.
[Defendant's Attorney]: Okay, what I want to ask you, then, is, in your medical opinion, to a reasonable degree of medical certainty, can you say that these shingles were indeed caused by the incident at Piggly Wiggly on September 22nd, 1997? Not whether it was possible, but whether or not they were indeed caused by something that happened on that day.
[Dr. Peters]: The best way I can state that is that it's possible. I cannot say that it was certain, only that it's possible.
[Defendant's Attorney]: Okay. And my interpretation of what you're saying with that answer is that the answer to my question is no, you cannot say to a reasonable degree of medical certainty that they were indeed caused by incidents that day?
[Dr. Peters]: I don't think that's accurate. And I'm going to hedge you on this, because I don't think that the question can be answered. I don't think I can say they definitely were caused or they definitely were not caused. It is possible that these—that the stress of the injury, whether it be physical or emotional stress, could have caused the shingles.
[Defendant's Attorney]: Is it at least equally possible, then, that any of the events surrounding the incident at Piggly Wiggly were not the cause of the shingles?
[Dr. Peters]: It is possible that the shingles occurred independent of that event.
[Defendant's Attorney]: And it's that possibility.... It is equally as possible that it did not happen from the Piggly Wiggly incident as it is that it did occur from the Piggly Wiggly incident?
[Dr. Peters]: I'm not even going to get into percentages, 50/50 or otherwise. I don't—I mean, I guess that's open to interpretation, and I'm not trying to avoid the question. I don't know that you're going to find any kind of textbook that would answer that percentage question. I think it is possible that it was and it's possible that it wasn't.

(Emphasis added.) Later, on redirect examination:

[Plaintiff's Attorney]: Okay. Is there a difference between the term "a reasonable degree of medical certainty" and "an absolute certainty"?
....
[Dr. Peters]: I think there is.
[Plaintiff's Attorney]: And you stated in response to my questions earlier, that in your opinion the stress that Ms. Johnson suffered as a result of the incident that occurred on September 22nd, 1997, in your opinion triggered the outbreak of shingles; is that correct?
....
[Dr. Peters]: I believe I said that it could have.

Essentially, Dr. Peters' testimony amounts to this: It is possible that the incident of 22 September 1997, by causing physical and emotional stress to plaintiff, could have triggered the outbreak of shingles, based on a reasonable degree...

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